0001984088-23-000006.txt : 20231219 0001984088-23-000006.hdr.sgml : 20231219 20231219171214 ACCESSION NUMBER: 0001984088-23-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231216 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yates Oliver Robert MacFarlane CENTRAL INDEX KEY: 0001984088 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 231498404 MAIL ADDRESS: STREET 1: C/O UPLAND SOFTWARE, INC. STREET 2: 401 CONGRESS AVENUE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1703023919.xml FORM 4 X0508 4 2023-12-16 0 0001505155 Upland Software, Inc. UPLD 0001984088 Yates Oliver Robert MacFarlane 401 CONGRESS AVENUE SUITE 1850 AUSTIN TX 78701 0 1 0 0 Chief Sales Officer 0 Common Stock 2023-12-16 2023-12-16 4 F 0 2740 4.61 D 123239 D Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities. /s/ Matthew Smith (as attorney-in-fact for O. Yates) 2023-12-19