0001941688-22-000002.txt : 20220809 0001941688-22-000002.hdr.sgml : 20220809 20220809171840 ACCESSION NUMBER: 0001941688-22-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220801 FILED AS OF DATE: 20220809 DATE AS OF CHANGE: 20220809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Paul Kenneth CENTRAL INDEX KEY: 0001941688 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 221149476 MAIL ADDRESS: STREET 1: 401 CONGRESS AVENUE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 3 1 wf-form3_166007988718761.xml FORM 3 X0206 3 2022-08-01 0 0001505155 Upland Software, Inc. UPLD 0001941688 Miller Paul Kenneth 401 CONGRESS AVENUE, SUITE 1850 AUSTIN TX 78701 0 1 0 0 Chief Operating Officer Common Stock 94982 D Represents 49,147 shares of unrestricted and 45,835 restricted stock units vesting as follows: 2,084 on 9/16/22; 7,391 on 11/16/22; 10,417 on 12/16/22; 5,108 on 3/16/23; 4,167 on 6/16/23; 4,167 on 9/16/23; 4,167 on 12/16/23; 2,083 on 3/16/24; 2,084 on 6/16/24; 2,083 on 9/16/24; and 2,084 on 12/16/24. Kin Gill, as attorney-in-fact for Mr. Miller 2022-08-09