0001628280-23-038306.txt : 20231109 0001628280-23-038306.hdr.sgml : 20231109 20231109165027 ACCESSION NUMBER: 0001628280-23-038306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231107 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doman Dan CENTRAL INDEX KEY: 0001940842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 231393417 MAIL ADDRESS: STREET 1: 401 CONGRESS AVENUE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1699566618.xml FORM 4 X0508 4 2023-11-07 0 0001505155 Upland Software, Inc. UPLD 0001940842 Doman Dan 401 CONGRESS AVENUE, SUITE 1850 AUSTIN TX 78701 0 1 0 0 Chief Product Officer 0 Common Stock 2023-11-07 4 S 0 13996 4.8044 D 199779 D This transaction was executed in multiple trades at prices ranging from $4.71 to $4.89; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Upland Software, or a security holder of Upland Software. /s/ Matthew Smith (as attorney- in- fact for Mr. Doman) 2023-11-09