N-PX 1 maingate-npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22492 NAME OF REGISTRANT: MainGate Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 6075 Poplar Ave., Suite 720 Memphis, TN 38119 NAME AND ADDRESS OF AGENT FOR SERVICE: Geoffrey Mavar MainGate Trust 6075 Poplar Ave., Suite 720 Memphis, TN 38119 REGISTRANT'S TELEPHONE NUMBER: (901) 537-1866 DATE OF FISCAL YEAR END: 11/30 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 MainGate MLP Fund -------------------------------------------------------------------------------------------------------------------------- ANTERO MIDSTREAM CORPORATION Agenda Number: 935839982 -------------------------------------------------------------------------------------------------------------------------- Security: 03676B102 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: AM ISIN: US03676B1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter A. Dea Mgmt For For W. Howard Keenan, Jr. Mgmt For For Janine J. McArdle Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For Antero Midstream Corporation's independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of Antero Midstream Corporation's named executive officers. 4. To approve the amendment to Antero Mgmt For For Midstream Corporation's certificate of incorporation to reflect new Delaware law provisions regarding officer exculpation. -------------------------------------------------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Agenda Number: 935825969 -------------------------------------------------------------------------------------------------------------------------- Security: 16411R208 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: LNG ISIN: US16411R2085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: G. Andrea Botta Mgmt For For 1b. Election of Director: Jack A. Fusco Mgmt For For 1c. Election of Director: Patricia K. Collawn Mgmt For For 1d. Election of Director: Brian E. Edwards Mgmt For For 1e. Election of Director: Denise Gray Mgmt For For 1f. Election of Director: Lorraine Mitchelmore Mgmt For For 1g. Election of Director: Donald F. Robillard, Mgmt For For Jr 1h. Election of Director: Matthew Runkle Mgmt For For 1i. Election of Director: Neal A. Shear Mgmt For For 2. Approve, on an advisory and non-binding Mgmt For For basis, the compensation of the Company's named executive officers for 2022. 3. Approve, on an advisory and non-binding Mgmt 2 Years Against basis, the frequency of holding future advisory votes on the compensation of the Company's named executive officers. 4. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for 2023. 5. Shareholder Proposal regarding climate Shr Against For change risk analysis. -------------------------------------------------------------------------------------------------------------------------- CRESTWOOD EQUITY PARTNERS LP Agenda Number: 935797970 -------------------------------------------------------------------------------------------------------------------------- Security: 226344208 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: CEQP ISIN: US2263442087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class II Director to serve Mgmt For For until the 2026 annual meeting: David Lumpkins 1.2 Election of Class II Director to serve Mgmt For For until the 2026 annual meeting: Frances M. Vallejo 1.3 Election of Class II Director to serve Mgmt For For until the 2026 annual meeting: Gary D. Reaves 2. To approve, on a non-binding advisory Mgmt For For basis, our named executive officer compensation. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as independent registered public accounting firm for Crestwood Equity Partners LP for the fiscal year ending December 31, 2023. 4. To approve the Third Amendment to the Mgmt For For Crestwood Equity Partners LP 2018 Long-Term Incentive Plan to increase the number of units authorized for issuance. -------------------------------------------------------------------------------------------------------------------------- ENBRIDGE INC. Agenda Number: 935781674 -------------------------------------------------------------------------------------------------------------------------- Security: 29250N105 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: ENB ISIN: CA29250N1050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTORS: Election of Mgmt For For Director: Mayank M. Ashar 1B Election of Director: Gaurdie E. Banister Mgmt For For 1C Election of Director: Pamela L. Carter Mgmt For For 1D Election of Director: Susan M. Cunningham Mgmt For For 1E Election of Director: Gregory L. Ebel Mgmt For For 1F Election of Director: Jason B. Few Mgmt For For 1G Election of Director: Teresa S. Madden Mgmt For For 1H Election of Director: Stephen S. Poloz Mgmt For For 1I Election of Director: S. Jane Rowe Mgmt For For 1J Election of Director: Dan C. Tutcher Mgmt For For 1K Election of Director: Steven W. Williams Mgmt For For 2 Appoint the auditors Appoint Mgmt For For PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration 3 Advisory vote on executive compensation Mgmt For For Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular 4 Shareholder rights plan Amend, reconfirm Mgmt For For and approve Enbridge's shareholder rights plan 5 Shareholder Proposals Vote on the Shr Against For shareholder proposals, as set out in Appendix B of the Management Information Circular The Board of Directors recommends voting "AGAINST" shareholder proposals No. 1 and No. 2 Shareholder Proposal No. 1 6 Shareholder Proposals Vote on the Shr Against For shareholder proposals, as set out in Appendix B of the Management Information Circular The Board of Directors recommends voting "AGAINST" shareholder proposals No. 1 and No. 2 Shareholder Proposal No. 2 -------------------------------------------------------------------------------------------------------------------------- ENTERPRISE PRODUCTS PARTNERS L.P. Agenda Number: 935724371 -------------------------------------------------------------------------------------------------------------------------- Security: 293792107 Meeting Type: Special Meeting Date: 22-Nov-2022 Ticker: EPD ISIN: US2937921078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to approve the amendment and Mgmt For For restatement of the 2008 Enterprise Products Long-Term Incentive Plan 2. Proposal to approve the amendment and Mgmt For For restatement of the EPD Unit Purchase Plan -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 935785759 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one year term Mgmt For For expiring in 2024: Richard D. Kinder 1b. Election of Director for a one year term Mgmt For For expiring in 2024: Steven J. Kean 1c. Election of Director for a one year term Mgmt For For expiring in 2024: Kimberly A. Dang 1d. Election of Director for a one year term Mgmt For For expiring in 2024: Ted A. Gardner 1e. Election of Director for a one year term Mgmt For For expiring in 2024: Anthony W. Hall, Jr. 1f. Election of Director for a one year term Mgmt For For expiring in 2024: Gary L. Hultquist 1g. Election of Director for a one year term Mgmt For For expiring in 2024: Ronald L. Kuehn, Jr. 1h. Election of Director for a one year term Mgmt For For expiring in 2024: Deborah A. Macdonald 1i. Election of Director for a one year term Mgmt For For expiring in 2024: Michael C. Morgan 1j. Election of Director for a one year term Mgmt For For expiring in 2024: Arthur C. Reichstetter 1k. Election of Director for a one year term Mgmt For For expiring in 2024: C. Park Shaper 1l. Election of Director for a one year term Mgmt For For expiring in 2024: William A. Smith 1m. Election of Director for a one year term Mgmt For For expiring in 2024: Joel V. Staff 1n. Election of Director for a one year term Mgmt For For expiring in 2024: Robert F. Vagt 2. Approval of an Amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to limit the liability of certain officers of the company as permitted by recent amendments to the General Corporation Law of the State of Delaware 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 4. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers, as disclosed in the Proxy Statement -------------------------------------------------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Agenda Number: 935767838 -------------------------------------------------------------------------------------------------------------------------- Security: 559080106 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: MMP ISIN: US5590801065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Sivasankaran Mgmt For For Somasundaram 1.2 Election of Director: Chansoo Joung Mgmt For For 1.3 Election of Director: Aaron L. Milford Mgmt For For 1.4 Election of Director: James R. Montague Mgmt For For 2. Advisory Resolution to Approve Executive Mgmt For For Compensation 3. Advisory Resolution to Approve Executive Mgmt 2 Years Against Compensation Vote Frequency 4. Ratification of Appointment of Independent Mgmt For For Registered Public Accounting Firm for 2023 -------------------------------------------------------------------------------------------------------------------------- ONEOK, INC. Agenda Number: 935817037 -------------------------------------------------------------------------------------------------------------------------- Security: 682680103 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: OKE ISIN: US6826801036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Brian L. Derksen Mgmt For For 1b. Election of Director: Julie H. Edwards Mgmt For For 1c. Election of Director: Mark W. Helderman Mgmt For For 1d. Election of Director: Randall J. Larson Mgmt For For 1e. Election of Director: Steven J. Malcolm Mgmt For For 1f. Election of Director: Jim W. Mogg Mgmt For For 1g. Election of Director: Pattye L. Moore Mgmt For For 1h. Election of Director: Pierce H. Norton II Mgmt For For 1i. Election of Director: Eduardo A. Rodriguez Mgmt For For 1j. Election of Director: Gerald B. Smith Mgmt For For 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2023. 3. Amendment and restatement of the ONEOK, Mgmt For For Inc. Employee Stock Purchase Plan to increase the total number of shares under the Plan. 4. An advisory vote to approve ONEOK, Inc.'s Mgmt For For executive compensation. 5. An advisory vote on the frequency of Mgmt 2 Years Against holding the shareholder advisory vote on ONEOK's executive compensation. -------------------------------------------------------------------------------------------------------------------------- PHILLIPS 66 Agenda Number: 935793718 -------------------------------------------------------------------------------------------------------------------------- Security: 718546104 Meeting Type: Annual Meeting Date: 10-May-2023 Ticker: PSX ISIN: US7185461040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to Hold Mgmt For For Office until the 2026 Annual Meeting: Gregory J. Hayes 1b. Election of Class II Director to Hold Mgmt For For Office until the 2026 Annual Meeting: Charles M. Holley 1c. Election of Class II Director to Hold Mgmt For For Office until the 2026 Annual Meeting: Denise R. Singleton 1d. Election of Class II Director to Hold Mgmt For For Office until the 2026 Annual Meeting: Glenn F. Tilton 1e. Election of Class II Director to Hold Mgmt For For Office until the 2026 Annual Meeting: Marna C. Whittington 2. Management Proposal to Approve the Mgmt For For Declassification of the Board of Directors. 3. Advisory vote to approve our executive Mgmt For For compensation. 4. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm. 5. Shareholder proposal requesting audited Shr Against For report on the impact to chemicals business under the System Change Scenario. -------------------------------------------------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Agenda Number: 935831861 -------------------------------------------------------------------------------------------------------------------------- Security: 726503105 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: PAA ISIN: US7265031051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Willie Chiang Mgmt For For Ellen DeSanctis Mgmt For For Alexandra Pruner Mgmt For For Lawrence Ziemba Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. 3. The approval, on a non-binding advisory Mgmt For For basis, of our 2022 named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- PLAINS GP HOLDINGS, L.P. Agenda Number: 935831873 -------------------------------------------------------------------------------------------------------------------------- Security: 72651A207 Meeting Type: Annual Meeting Date: 24-May-2023 Ticker: PAGP ISIN: US72651A2078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Willie Chiang Mgmt For For Ellen DeSanctis Mgmt For For Alexandra Pruner Mgmt For For Lawrence Ziemba Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. 3. The approval, on a non-binding advisory Mgmt For For basis, of our 2022 named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- TARGA RESOURCES CORP. Agenda Number: 935816047 -------------------------------------------------------------------------------------------------------------------------- Security: 87612G101 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: TRGP ISIN: US87612G1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve until Mgmt For For the 2026 annual meeting: Paul W. Chung 1.2 Election of Class I Director to serve until Mgmt For For the 2026 annual meeting: Charles R. Crisp 1.3 Election of Class I Director to serve until Mgmt For For the 2026 annual meeting: Laura C. Fulton 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers for the fiscal year ended December 31, 2022. 4. To approve, on an advisory basis, the Mgmt 2 Years Against frequency of future advisory votes to approve the compensation of the Company's named executive officers. 5. Stockholder proposal to request that the Shr Against For Company issue a report assessing policy options related to venting and flaring, if the stockholder proposal is properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 935779706 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a one-year term: Mgmt For For Alan S. Armstrong 1b. Election of Director for a one-year term: Mgmt For For Stephen W. Bergstrom 1c. Election of Director for a one-year term: Mgmt For For Michael A. Creel 1d. Election of Director for a one-year term: Mgmt For For Stacey H. Dore 1e. Election of Director for a one-year term: Mgmt For For Carri A. Lockhart 1f. Election of Director for a one-year term: Mgmt For For Richard E. Muncrief 1g. Election of Director for a one-year term: Mgmt For For Peter A. Ragauss 1h. Election of Director for a one-year term: Mgmt For For Rose M. Robeson 1i. Election of Director for a one-year term: Mgmt For For Scott D. Sheffield 1j. Election of Director for a one-year term: Mgmt For For Murray D. Smith 1k. Election of Director for a one-year term: Mgmt For For William H. Spence 1l. Election of Director for a one-year term: Mgmt For For Jesse J. Tyson 2. Ratify the selection of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. Approve, on an advisory basis, the Mgmt 2 Years Against frequency of future advisory votes to approve the compensation of the Company's named executive officers. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) MainGate Trust By (Signature) /s/ Matthew G Mead Name Matthew G Mead Title President Date 08/15/2023