0001144204-18-060324.txt : 20181115 0001144204-18-060324.hdr.sgml : 20181115 20181115190535 ACCESSION NUMBER: 0001144204-18-060324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181113 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shmerling James E. CENTRAL INDEX KEY: 0001505051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 181188357 MAIL ADDRESS: STREET 1: 975 JOHNSON FERRY ROAD STREET 2: SUITE 450 CITY: ATLANTA STATE: GA ZIP: 30342 FORMER NAME: FORMER CONFORMED NAME: Schmerling James E. DATE OF NAME CHANGE: 20101104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biostage, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 FORMER COMPANY: FORMER CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. DATE OF NAME CHANGE: 20121204 4 1 tv507433_form4.xml FORM 4 X0306 4 2018-11-13 0 0001563665 Biostage, Inc. BSTG 0001505051 Shmerling James E. C/O BIOSTAGE, INC. 84 OCTOBER HILL ROAD, SUITE 11 HOLLISTON MA 01746 1 0 0 0 Stock Option (right to buy) 2.75 2018-11-13 4 A 0 10897 0 A 2028-11-13 Common Stock, par value $0.01 per share 10897 10897 D The Stock Option shares will vest in four equal installments on February 13, 2019, May 13, 2019, August 13, 2019, and November 13, 2019. This form has been signed under power of attorney. /s/ Chad Porter, by power of attorney 2018-11-15