0001140361-22-040926.txt : 20221110
0001140361-22-040926.hdr.sgml : 20221110
20221110161100
ACCESSION NUMBER: 0001140361-22-040926
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221109
FILED AS OF DATE: 20221110
DATE AS OF CHANGE: 20221110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hawkins Jeffrey Alan
CENTRAL INDEX KEY: 0001505034
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39486
FILM NUMBER: 221377252
MAIL ADDRESS:
STREET 1: 5964 LA PLACE COURT
CITY: CARLSBAD
STATE: CA
ZIP: 92008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quantum-Si Inc
CENTRAL INDEX KEY: 0001816431
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 851388175
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
BUSINESS PHONE: (203) 458-7100
MAIL ADDRESS:
STREET 1: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
FORMER COMPANY:
FORMER CONFORMED NAME: HighCape Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200629
4
1
form4.xml
X0306
4
2022-11-09
0001816431
Quantum-Si Inc
QSI
0001505034
Hawkins Jeffrey Alan
C/O QUANTUM-SI INCORPORATED
530 OLD WHITFIELD STREET
GUILFORD
CT
06437
true
true
Chief Executive Officer
Stock Option (right to buy)
2.4
2022-11-09
4
A
0
4170000
0
A
2032-11-09
Class A Common Stock
4170000
4170000
D
Stock Option (right to buy)
2.4
2022-11-09
4
A
0
1390000
0
A
2032-11-09
Class A Common Stock
1390000
1390000
D
Stock Option (right to buy)
2.4
2022-11-09
4
A
0
1390000
0
A
2032-11-09
Class A Common Stock
1390000
1390000
D
The shares underlying this option vest as to 20% on December 31, 2023, with the remainder vesting in 48 equal monthly installments at the end of each month thereafter, subject to Mr. Hawkins' continued service through the applicable vesting date.
The shares underlying this option vest in full if within 1.5 years of October 10, 2022 the closing price of the Issuer's Class A common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Hawkins' continued service through the vesting date.
The shares underlying this option vest in full if within 3.5 years of October 10, 2022 the closing price of the Issuer's Class A common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Hawkins' continued service through the vesting date.
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact
2022-11-10