0001140361-22-040926.txt : 20221110 0001140361-22-040926.hdr.sgml : 20221110 20221110161100 ACCESSION NUMBER: 0001140361-22-040926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221109 FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawkins Jeffrey Alan CENTRAL INDEX KEY: 0001505034 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39486 FILM NUMBER: 221377252 MAIL ADDRESS: STREET 1: 5964 LA PLACE COURT CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quantum-Si Inc CENTRAL INDEX KEY: 0001816431 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 851388175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 OLD WHITFIELD STREET CITY: GUILFORD STATE: CT ZIP: 06437 BUSINESS PHONE: (203) 458-7100 MAIL ADDRESS: STREET 1: 530 OLD WHITFIELD STREET CITY: GUILFORD STATE: CT ZIP: 06437 FORMER COMPANY: FORMER CONFORMED NAME: HighCape Capital Acquisition Corp. DATE OF NAME CHANGE: 20200629 4 1 form4.xml X0306 4 2022-11-09 0001816431 Quantum-Si Inc QSI 0001505034 Hawkins Jeffrey Alan C/O QUANTUM-SI INCORPORATED 530 OLD WHITFIELD STREET GUILFORD CT 06437 true true Chief Executive Officer Stock Option (right to buy) 2.4 2022-11-09 4 A 0 4170000 0 A 2032-11-09 Class A Common Stock 4170000 4170000 D Stock Option (right to buy) 2.4 2022-11-09 4 A 0 1390000 0 A 2032-11-09 Class A Common Stock 1390000 1390000 D Stock Option (right to buy) 2.4 2022-11-09 4 A 0 1390000 0 A 2032-11-09 Class A Common Stock 1390000 1390000 D The shares underlying this option vest as to 20% on December 31, 2023, with the remainder vesting in 48 equal monthly installments at the end of each month thereafter, subject to Mr. Hawkins' continued service through the applicable vesting date. The shares underlying this option vest in full if within 1.5 years of October 10, 2022 the closing price of the Issuer's Class A common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Hawkins' continued service through the vesting date. The shares underlying this option vest in full if within 3.5 years of October 10, 2022 the closing price of the Issuer's Class A common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Hawkins' continued service through the vesting date. /s/ Christian LaPointe, Ph.D., Attorney-in-Fact 2022-11-10