X0306 4 2017-11-22 0 0001499912 Global Brokerage, Inc. GLBR 0001504921 Sakhai David C/O GLOBAL BROKERAGE, INC. 55 WATER ST. NEW YORK NY 10041 1 1 0 0 Chief Operating Officer Class A Common Stock 2017-11-22 4 S 0 91736 0.714 D 121031 I By Trusts Class A Common Stock 2017-11-24 4 S 0 24788 0.452 D 96243 I By Trusts Class A Common Stock 2017-11-27 4 S 0 58086 0.571 D 38157 I By Trusts Such sales were made by (i) trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family. A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family. /s/David S. Sassoon, as designated signatory 2017-11-27