0001104659-23-032313.txt : 20230314 0001104659-23-032313.hdr.sgml : 20230314 20230314163440 ACCESSION NUMBER: 0001104659-23-032313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230310 FILED AS OF DATE: 20230314 DATE AS OF CHANGE: 20230314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Steven Clive CENTRAL INDEX KEY: 0001883325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40825 FILM NUMBER: 23731533 MAIL ADDRESS: STREET 1: C/O WARBY PARKER INC. STREET 2: 233 SPRING STREET, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Warby Parker Inc. CENTRAL INDEX KEY: 0001504776 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 800423634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: (646) 847-7215 MAIL ADDRESS: STREET 1: 233 SPRING STREET STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: JAND, Inc. DATE OF NAME CHANGE: 20101102 4 1 tm238903-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-10 0 0001504776 Warby Parker Inc. WRBY 0001883325 Miller Steven Clive C/O WARBY PARKER INC., 233 SPRING STREET, 6TH FLOOR EAST NEW YORK NY 10013 0 1 0 0 Chief Financial Officer Class A Common Stock 2023-03-10 4 M 0 14251 0 A 179798 D Class A Common Stock 2023-03-10 4 S 0 6000 11.04 D 173798 D Class A Common Stock 2023-03-13 4 S 0 8251 10.8857 D 165547 D Restricted Stock Units 2023-03-10 4 M 0 1981 0 D Class A Common Stock 1981 15188 D Restricted Stock Units 2023-03-10 4 M 0 2525 0 D Class A Common Stock 2525 9259 D Restricted Stock Units 2023-03-10 4 M 0 1690 0 D Class A Common Stock 1690 0 D Restricted Stock Units 2023-03-10 4 M 0 5096 0 D Class A Common Stock 5096 49260 D Restricted Stock Units 2023-03-10 4 M 0 2959 0 D Class A Common Stock 2959 139116 D These share sales are required by the Issuer's equity compensation plan to cover taxes due on restricted stock units ("RSUs") that vested. The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.48 to $11.05. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock. This filing relates to the occurrence of a RSU vesting event. The RSUs will vest in 48 monthly installments beginning on January 1, 2021. The RSUs will vest in 48 monthly installments beginning on January 1, 2020. The RSUs will vest in 48 monthly installments beginning on January 1, 2019. The RSUs will vest in 48 monthly installments beginning on July 1, 2021. The RSUs will vest in 48 substantially equal monthly installments beginning on February 3, 2023. /s/ Chris Utecht, Attorney-in-Fact 2023-03-14