0001654954-23-008569.txt : 20230629
0001654954-23-008569.hdr.sgml : 20230629
20230629161701
ACCESSION NUMBER: 0001654954-23-008569
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230628
FILED AS OF DATE: 20230629
DATE AS OF CHANGE: 20230629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lapham Andrew
CENTRAL INDEX KEY: 0001780139
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38301
FILM NUMBER: 231057602
MAIL ADDRESS:
STREET 1: 135 YORKVILLE AVENUE
STREET 2: 9TH FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5R 0C7
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Loop Industries, Inc.
CENTRAL INDEX KEY: 0001504678
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 272094706
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 480 FERNAND POITRAS
CITY: TERREBONNE
STATE: A8
ZIP: J6Y 1Y4
BUSINESS PHONE: 781-821-6600
MAIL ADDRESS:
STREET 1: 480 FERNAND POITRAS
CITY: TERREBONNE
STATE: A8
ZIP: J6Y 1Y4
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST AMERICAN GROUP INC.
DATE OF NAME CHANGE: 20101101
4
1
section16.xml
PRIMARY DOCUMENT
X0407
4
2023-06-28
0001504678
Loop Industries, Inc.
LOOP
0001780139
Lapham Andrew
C/O 480 FERNAND POITRAS
TERREBONNE
A8
J6Y 1Y4
QUEBEC, CANADA
true
false
Common Stock
2023-06-28
4
A
false
28841
0
A
81518
D
Common Stock
4053567
I
See Footnotes
This reported transaction involved the reporting person's grant of 28,841 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.
Andrew Lapham may be deemed to beneficially own indirectly, in the aggregate, 4,053,567 shares of the Company's common stock by reason of his 50% ownership in the voting shares of Northern Private Capital Holdings Ltd., which holds a special limited partnership interest in Northern Private Capital Fund I Limited Partnership, a Canadian limited partnership ("NPC I LP"). In addition, Mr. Lapham owns 50% of the voting shares of each of Northern Private Capital GP I Ltd. (the general partner of NPC I LP) and Northern Private Capital Ltd. (the manager of NPC I LP).
The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
/s/ Andrew Lapham
2023-06-29