0001477932-19-006268.txt : 20191108 0001477932-19-006268.hdr.sgml : 20191108 20191108194626 ACCESSION NUMBER: 0001477932-19-006268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lapham Andrew CENTRAL INDEX KEY: 0001780139 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38301 FILM NUMBER: 191205391 MAIL ADDRESS: STREET 1: 135 YORKVILLE AVENUE STREET 2: 9TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5R 0C7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Loop Industries, Inc. CENTRAL INDEX KEY: 0001504678 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 272094706 STATE OF INCORPORATION: NV FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 480 FERNAND POITRAS CITY: TERREBONNE STATE: A8 ZIP: J6Y 1Y4 BUSINESS PHONE: 781-821-6600 MAIL ADDRESS: STREET 1: 480 FERNAND POITRAS CITY: TERREBONNE STATE: A8 ZIP: J6Y 1Y4 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN GROUP INC. DATE OF NAME CHANGE: 20101101 4 1 form4.xml FORM 4 X0306 4 2019-11-05-07:00 false 0001504678 Loop Industries, Inc. LOOP 0001780139 Lapham Andrew 135 YORKVILLE AVENUE 9TH FLOOR TORONTO A6 M5R 0C7 ONTARIO, CANADA true false true false Common Stock, par value $0.0001 per share 2019-11-05-07:00 4 J false 40000 D 4053567 I See footnotes Andrew Lapham may be deemed to beneficially own indirectly, in the aggregate, 4,053,567 shares of Common Stock, $0.0001 par value per share ("Common Stock"), of the Issuer by reason of his 50% ownership in the voting shares of Northern Private Capital Holdings Ltd., which holds a special limited partnership interest in Northern Private Capital Fund I Limited Partnership, a Canadian limited partnership ("NPC I LP"). In addition, Mr. Lapham owns 50% of the voting shares of each of Northern Private Capital GP I Ltd. (the general partner of NPC I LP) and Northern Private Capital Ltd. (the manager of NPC I LP). These shares were delivered in payment of a finder's fee by NPC I LP. The closing price of the Common Stock on November 5, 2019 was $9.36 per share. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. /s/ Andrew Lapham 2019-11-08-07:00