EX-FILING FEES 7 d419012dexfilingfees.htm EX-(S)(6) EX-(s)(6)

Exhibit (s)(6)

Calculation of Filing Fees Tables

Form N-2

(Form Type)

PennantPark Floating Rate Capital Ltd.

(Exact Name of Registration as Specified in its Charter)

Table 1: Newly Registered Securities

 

                         
    

Security

Type

 

Security
Class

Title

  Fee
Calculation
or Carry
Forward
Rule
  Amount
Being
Registered
  Proposed
Maximum
Offering
Price Per
Unit
 

Proposed

Maximum

Aggregate

Offering Price(1)

 

Fee

Rate

  Amount of
Registration
Fee(1)
  Carry
Forward
Form
Type
 

Carry

Forward

File

Number

 

Carry

Forward

Initial

Effective

Date

 

Filing Fee
Previously

Paid in
Connection
with Unsold
Securities

to be

Carried
Forward

                         
Fees to be Paid   Equity   Common Stock, $0.001 par value(2)                      
                         
    Equity   Preferred Stock, $0.001 par value(2)                      
                         
    Other   Warrants(2)                      
                         
    Equity   Subscription Rights(3)                      
                         
    Debt   Debt Securities(4)                      
                         
    Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   457(o)       $284,600,000   0.00011020   $31,362.92          
                         
Fees Previously Paid                 $0          
                         
Carry Forward Securities   Equity   Common Stock, $0.001 par value(2)                      
                         
    Equity   Preferred Stock, $0.001 par value(2)                      
                         
    Other   Warrants(2)                      
                         
    Equity   Subscription Rights(3)                      
                         
    Debt   Debt Securities(4)                      
                         
    Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   415(a)(6)       $215,400,000(5)       N-2   333-235532   January 29, 2020    $28,276.07
                 
Total Offering Amount      $500,000,000(6)     $31,362.92          
                 
Total Fees Previously Paid          $—          
                 
Total Fee Offsets          $—          
                 
Net Fee Due                $31,362.92                

 

(1)

Estimated pursuant to Rule 457 solely for the purposes of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by the Registrant in connection with the sale by the Registrant of the securities registered under this registration statement.

(2)

Subject to Note 6 below, there is being registered hereunder an indeterminate number of shares of common stock, preferred stock, or warrants as may be sold, from time to time. Warrants represent rights to purchase common stock, preferred stock or debt securities.

(3)

Subject to Note 6 below, there is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time, representing rights to purchase common stock.

(4)

Subject to Note 6 below, there is being registered hereunder an indeterminate principal amount of debt securities as may be sold, from time to time. If any debt securities are issued at an original issue discount, then the offering price shall be in such greater principal amount as shall result in an aggregate price to investors not to exceed $500,000,000.

(5)

Pursuant to Rule 415(a)(6) under the Securities Act, this registration statement includes $215,400,000 aggregate principal offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under a Registration Statement initially filed on December 16, 2019, and amended on January 28, 2020, on Form N-2 (File No. 333-235532) and declared effective on January 29, 2020 (the “Prior Registration Statement”). The Registrant previously paid at various times filing fees in the aggregate of $28,276.07 relating to the Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fees previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

(6)

In no event will the aggregate offering price of all securities issued from time to time pursuant to this registration statement exceed $500,000,000.