X0306 4 2019-05-13 1 0001504619 PennantPark Floating Rate Capital Ltd. PFLT 0001284937 PENN ARTHUR H 590 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 1 1 0 1 Chairman and CEO Investment Adviser Common Stock 2019-05-13 4 P 0 7000 12.0952 A 200709 I By Pennant Park Investment Advisers, LLC Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC. /s/ Arthur H. Penn 2019-05-14