0001398344-22-015585.txt : 20220815 0001398344-22-015585.hdr.sgml : 20220815 20220815093650 ACCESSION NUMBER: 0001398344-22-015585 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bulldog Investors, LLP CENTRAL INDEX KEY: 0001504304 IRS NUMBER: 270926182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15290 FILM NUMBER: 221162897 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER COMPANY: FORMER CONFORMED NAME: Bulldog Investors, LLC DATE OF NAME CHANGE: 20130610 FORMER COMPANY: FORMER CONFORMED NAME: Brooklyn Capital Management LLC DATE OF NAME CHANGE: 20101026 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001504304 XXXXXXXX 06-30-2022 06-30-2022 false Bulldog Investors, LLP

PARK 80 WEST - PLAZA TWO 250 PEHLE AVE. SUITE 708 SADDLE BROOK NJ 07663

13F HOLDINGS REPORT 028-15290 N Phillip Goldstein 201-556-0092 /s/ Phillip Goldstein Saddle Brook NJ 08-08-2022 0 336 362117 INFORMATION TABLE 2 fp0078017_13fhr-table.xml 13F INFORMATION TABLE 10X CAP VENTURE ACQU UTF EXP Unit G87077122 772 76910 SH SOLE 76910 0 0 10X CAP VENTURE ACQUISITION CORP II CL A Com G87076108 100 10100 SH SOLE 10100 0 0 26 CAP ACQUISITION CORP CLASS A Com 90138P100 295 30076 SH SOLE 30076 0 0 7GC & CO HLDGS IN 25 WTSWARRANTS EXP 12/28/25 Warrants 81786A115 2 39792 SH SOLE 39792 0 0 7GC & CO HLDGS INC CLASS A Com 81786A107 657 66807 SH SOLE 66807 0 0 ABERDEEN ASIA PACIFIC PRIME INC FD Com 003009107 1388 475397 SH SOLE 475397 0 0 ABERDEEN JAPAN EQUITY FD COM 00306J109 238 42780 SH SOLE 42780 0 0 ACCRETION ACQUISITION CORP COM Com 00438Y107 1813 184098 SH SOLE 184098 0 0 ACCRETION ACQUISITION CORP RTS EXP 03/01/2028 Rights 00438Y123 22 186622 SH SOLE 186622 0 0 ACCRETION ACQUISITION CORP WTS EXP 03/01/2028 Warrants 00438Y115 8 93311 SH SOLE 93311 0 0 ACHARI VENTURES HLDGS CORP I COM Com 00444X101 400 40000 SH SOLE 40000 0 0 ACHARI VENTURES HLDGS CORP I WT EXP Warrants 00444X119 5 40000 SH SOLE 40000 0 0 ADAMS DIVERSIFIED EQUITY FUND Com 006212104 5586 364137 SH SOLE 364137 0 0 AFRICAN GOLD ACQUISITION WT 3/31/28 Warrants G0112R124 12 150000 SH SOLE 150000 0 0 AGBA ACQUISITION LTD RTS Rights G0120M125 5 33396 SH SOLE 33396 0 0 AGBA ACQUISITION LTD WT 5/10/24 Warrants G0120M117 3 98650 SH SOLE 98650 0 0 ALPHA STAR ACQUIS 23 RTSRIGHTS EXP 05/20/23 Rights G0230C132 7 102056 SH SOLE 102056 0 0 ALPHA STAR ACQUIS 26 WTSWARRANTS EXP 12/13/26 Warrants G0230C116 4 102056 SH SOLE 102056 0 0 ALPHA STAR ACQUISITION F Com G0230C108 866 87224 SH SOLE 87224 0 0 ALPHA TAU MEDICAL 27 WTFWARRANTS EXP 03/07/27 Warrants M0740A116 13 26672 SH SOLE 26672 0 0 ALPINE ACQUISITION CORP WT EXP Warrants 02083L117 2 19815 SH SOLE 19815 0 0 ALSET CAPITAL 1 SH & 1/2 WT Unit 02115M208 475 47500 SH SOLE 47500 0 0 ALTC ACQUISITION CORP CL A Com 02156V109 4285 444071 SH SOLE 444071 0 0 ALTENERGY ACQUISITIO UTS EXP Unit 02157M207 754 75651 SH SOLE 75651 0 0 ALTENERGY ACQUISITION CORP CL A Com 02157M108 141 14200 SH SOLE 14200 0 0 ALTENERGY ACQUISITION CORP WT EXP Warrants 02157M116 2 14200 SH SOLE 14200 0 0 ANDRETTI ACQUISITION WT 1/18/23 Warrants G26735129 14 72334 SH SOLE 72334 0 0 APOLLO TACTICAL INCOME COMMON Com 037638103 1274 105800 SH SOLE 105800 0 0 ARES ACQUISITION CLASS FCLASS A Com G33032106 2040 207533 SH SOLE 207533 0 0 ARBOR RAPHA CAP WT 10/31/28 Warrants 03881F112 2 30933 SH SOLE 30933 0 0 ARCHER AVIATION I 26 WTFWARRANTS EXP 09/16/26 Warrants 03945R110 10 17572 SH SOLE 17572 0 0 ARES ACQUISITION WT 12/31/27 Warrants G33032122 8 35458 SH SOLE 35458 0 0 ARISZ ACQUISITION 26 WTSWARRANTS EXP 11/16/26 Warrants 040450116 6 69620 SH SOLE 69620 0 0 ARISZ ACQUISITION CO RTSRIGHTS EXP Rights 040450124 7 69620 SH SOLE 69620 0 0 ARISZ ACQUISITION CORP Com 040450108 677 68620 SH SOLE 68620 0 0 ASA GOLD AND PRECIOUS METALS Com G3156P103 293 20000 SH SOLE 20000 0 0 ATLAS CREST INVT 21 UTS EXP 02/28/21 Unit 049287204 300 30552 SH SOLE 30552 0 0 ATLAS CREST INVT CORP IICLASS A Com 049287105 279 28463 SH SOLE 28463 0 0 AULT DISRUPTIVE TECHNOLOGIES CORP COM Com 05150A104 471 46996 SH SOLE 46996 0 0 AULT DISRUPTIVE TECHNOLOGIES CORP WT EXP Warrants 05150A112 2 35247 SH SOLE 35247 0 0 AUSTERLITZ ACQUIS 26 WTSWARRANTS EXP 02/19/26 Warrants G0633U127 2 17922 SH SOLE 17922 0 0 AUSTERLITZ ACQUISITION CORP Com G0633D109 1808 185481 SH SOLE 185481 0 0 AUSTERLITZ ACQUISITION FCLASS A Com G0633U101 4232 434078 SH SOLE 434078 0 0 AUTHENTIC EQUITY WT 1/20/28 Warrants G06607124 8 75000 SH SOLE 75000 0 0 AVALON ACQUISITION INC CLASS A COM Com 05338E101 1156 115744 SH SOLE 115744 0 0 AVALON ACQUISITION INC WTS EXP 12/31/2026 Com 05338E119 8 91386 SH SOLE 91386 0 0 AXIOS SUSTAINABLE GR RTSRIGHTS EXP Rights G0703K124 9 95217 SH SOLE 95217 0 0 AXIOS SUSTAINABLE GR WTSWARRANTS EXP Warrants G0703K116 8 95217 SH SOLE 95217 0 0 AXIOS SUSTAINABLE GROW FCLASS A Com G0703K108 941 94312 SH SOLE 94312 0 0 B RILEY PRIN 250 MERGER CORP CLASS A Com 05602L104 1638 168489 SH SOLE 168489 0 0 B RILEY PRIN 250 MERGER CORP WTS EXP 04/01/2028 Warrants 05602L112 16 56519 SH SOLE 56519 0 0 B RILEY PRIN MERGER CORP WTS EXP 04/08/24 Warrants 05601v111 9 24163 SH SOLE 24163 0 0 B RILEY PRINCIPAL MERGER CORP Com 05586Y106 2969 298096 SH SOLE 298096 0 0 BANCROFT FUND LTD Com 059695106 455 25171 SH SOLE 25171 0 0 BARINGS BDC INC Com 06759L103 698 75000 SH SOLE 75000 0 0 BIG SKY GROWTH PA 26 UTS EXP 04/01/26 Unit 08954L201 2136 217937 SH SOLE 217937 0 0 BIOTE CORP WT EXP EXP 05/26/27 Warrants 090683111 64 148151 SH SOLE 148151 0 0 BLACK MTN ACQUISI 27 WTFWARRANTS EXP 11/15/27 Warrants 09216A116 14 80229 SH SOLE 80229 0 0 BLACK MTN ACQUISITION COCLASS A Com 09216A108 1087 109196 SH SOLE 109196 0 0 BLACKROCK CALIFORN MUNI IN TR Com 09248E102 3551 313402 SH SOLE 313402 0 0 BLACKROCK ESG CAP ALLOCATION TR SHS BEN INT Com 09262F100 4165 291070 SH SOLE 291070 0 0 BLACKSTONE STRATEGIC CREDIT FUND Com 09257R101 398 35613 SH SOLE 35613 0 0 BLOCKCHAIN COINVESTORS FCLASS A Com G11765107 1176 118536 SH SOLE 118536 0 0 BLOCKCHAIN COINVSTRS WT 11/01/28 Warrants G11765115 5 61394 SH SOLE 61394 0 0 BRIDGETOWN HLDGS LTD COM USD0.0001 CL A Com G1355U113 1075 108338 SH SOLE 108338 0 0 C5 AQUISTION 1 SH & 1/2 WT Unit 12530D204 1074 107500 SH SOLE 107500 0 0 CACTUS ACQUISITIO 28 WTFWARRANTS EXP 08/17/28 Equity G1745A124 8 72120 SH SOLE 72120 0 0 CACTUS ACQUISITION COR FCLASS A Com G1745A108 1427 143321 SH SOLE 143321 0 0 CARTESIAN GROWTH 28 WTSWARRANTS EXP 02/26/28 Warrants G19276115 18 39118 SH SOLE 39118 0 0 CARTESIAN GROWTH CORP II UNIT 1 CL A & 1/3 WT Unit G19305104 4561 455224 SH SOLE 455224 0 0 CC NEUBERGER PRIN HLDGS II Com G3166T103 2045 204700 SH SOLE 204700 0 0 CC NEUBERGER PRIN HLDGS II 7/29/25 Warrants G3166T111 12 26175 SH SOLE 26175 0 0 CC NEUBERGER PRIN HLDGS III UNIT 1 CL A & 1/5 WT EXP Unit G1992N118 98 10000 SH SOLE 10000 0 0 CENTER COAST BROOKFIELD MLP Com 151461209 363 22670 SH SOLE 22670 0 0 CENTRAL SECS CORP COM COM 155123102 7431 211062 SH SOLE 211062 0 0 CF ACQUISITION CO 28 WTSWARRANTS EXP 03/31/28 Warrants 12520C117 6 25666 SH SOLE 25666 0 0 CF ACQUISITION CORP IV COM CL A Com 12520T102 1216 123537 SH SOLE 123537 0 0 CF ACQUISITION CORP IV WT EXP EXP 12/31/27 Warrants 12520T110 4 47079 SH SOLE 47079 0 0 CF ACQUISITION CORP VIIICLASS A Com 12520C109 604 59716 SH SOLE 59716 0 0 CHURCHILL CAP CORP VI CL A Com 17143W101 3210 327859 SH SOLE 327859 0 0 CHURCHILL CAP CORP VI WT EXP EXP 02/17/26 Warrants 17143W119 23 67465 SH SOLE 67465 0 0 CHURCHILL CAP CORP VII CL A COM Com 17144M102 4347 444979 SH SOLE 444979 0 0 CHURCHILL CAP CORP VII WT EXP EXP 02/29/28 Warrants 17144M110 29 84782 SH SOLE 84782 0 0 CHURCHILL CAPITAL CORP V COM CL A Com 17144T107 3214 326932 SH SOLE 326932 0 0 CHURCHILL CAPITAL CORP V WTS EXP 10/29/2027 Warrants 17144T115 29 86672 SH SOLE 86672 0 0 CIM COMMERCIAL TRUST CORP Com 125525584 190 26801 SH SOLE 26801 0 0 CION INVT CORP COM NEW Com 17259U204 5824 669424 SH SOLE 669424 0 0 CLARIM ACQUISITION CORP COM CL A Com 18049C108 270 27474 SH SOLE 27474 0 0 CLARUS THERAPEUTICS HLDNGS INC WTS EXP 08/11/2026 Warrants 18271L115 1 14011 SH SOLE 14011 0 0 COLOMBIER ACQUISITION CORP UNIT 1 CL A & 1/3 WT Unit 19533H207 1159 119643 SH SOLE 119643 0 0 CONYERS PARK III WT 8/12/28 Warrants 21289P110 24 99245 SH SOLE 99245 0 0 CORNER GROWTH ACQ 26 WTSWARRANTS EXP 04/09/26 Equity G2426E120 4 30926 SH SOLE 30926 0 0 CORNER GROWTH CORP CL A Com G2425N105 1491 100644 SH SOLE 100644 0 0 CORNER GROWTH WT 12/21/27 Warrants G2425N113 2 33333 SH SOLE 33333 0 0 COVA ACQUISITION 26 WTFWARRANTS EXP 02/05/26 Warrants G2554Y120 2 21889 SH SOLE 21889 0 0 CRESCENT ACQUISITION CORP WT EXP 03/07/24 Warrants 22564L113 4 6250 SH SOLE 6250 0 0 CRESCENT CAP BDC INC Com 225655109 1452 93701 SH SOLE 93701 0 0 CUSHING MLP INFRAS TOTAL RETURN COM 231631300 2271 81724 SH SOLE 81724 0 0 DELAWARE ENHANCED GBL DIV & Com 246060107 2380 312746 SH SOLE 312746 0 0 DELAWARE INV NATL MUNI INC F Com 24610T108 3994 353164 SH SOLE 353164 0 0 DELAWARE IVY HIGH INCOME Com 246107106 415 40485 SH SOLE 40485 0 0 DESTRA MULTI ALTERNATIVE Com 25065A502 522 76137 SH SOLE 76137 0 0 DIGITAL HEALTH ACQUISITION COR Com 253893101 1163 116000 SH SOLE 116000 0 0 DIGITAL HEALTH WT 11/02/26 Warrants 253893119 13 116000 SH SOLE 116000 0 0 DTRT HEALTH ACQUISITION CORP COM CL Com 23344T103 445 44200 SH SOLE 44200 0 0 DTRT HEALTH ACQUISITION WT 8/31/29 Warrants 23344T111 2 29340 SH SOLE 29340 0 0 DUNE ACQUISITION CORP WTS EXP 10/29/2027 Warrants 265334110 3 65178 SH SOLE 65178 0 0 DWS MUNICIPAL INCOME TRUST Com 233368109 1041 32199 SH SOLE 32199 0 0 E MERGE TECHNOLOGY ACQUISITION WTS EXP 07/30/2025 Warrants 26873Y112 5 40564 SH SOLE 40564 0 0 EATON VANCE NEW YORK MUN BD FD COM Com 27827Y109 2105 226052 SH SOLE 226052 0 0 EDTECHX HOLDINGS ACQU WT 6/15/27 Warrants 28139A110 6 96502 SH SOLE 96502 0 0 ELLIOTT OPPORTUNITY UTS EXP Unit G30092129 1337 136437 SH SOLE 136437 0 0 ELLIOTT OPPORTUNITY II WT 3/02/26 Warrants G30092111 52 200800 SH SOLE 200800 0 0 ELLSWORTH GROWTH AND INCOME Com 289074106 1686 197849 SH SOLE 197849 0 0 ENTERPRISE 4 0 TECHNOLOGY ACQUISITION CORPORATION UNITS EXP 01/01/49 Unit G3137C122 1412 141498 SH SOLE 141498 0 0 EQ HEALTH ACQUISITION CORP COM CL A Com 26886A101 643 65430 SH SOLE 65430 0 0 EQ HEALTH ACQUISITION CORP WTS EXP 02/02/2028 Warrants 26886A119 3 33254 SH SOLE 33254 0 0 FAST ACQUISITION CORP II CL A Com 311874101 3030 310486 SH SOLE 310486 0 0 FAST ACQUISITION CORP II WT EXP EXP 03/16/26 Warrants 311874119 11 111792 SH SOLE 111792 0 0 FG MERGER CORP 1 SH & 0.75 WT Unit 30324Y200 2032 200000 SH SOLE 200000 0 0 FIFTH WALL ACQUISITN CORP III Com G34142102 863 88639 SH SOLE 88639 0 0 FIGURE ACQUISITION CORP I COM CL A Com 302438106 727 74233 SH SOLE 74233 0 0 FIGURE ACQUISITION CORP I WTS EXP 03/31/2028 Warrants 302438114 2 10841 SH SOLE 10841 0 0 FINANCIAL STRATEGIES ACQUISITI CLASS A COM Com 31772T107 838 84354 SH SOLE 84354 0 0 FINANCIAL STRATEGIES ACQUISITI RTS EXP 07/01/2023 Rights 31772T123 9 87217 SH SOLE 87217 0 0 FINANCIAL STRATEGIES ACQUISITI WTS EXP 03/31/2028 Warrants 31772T115 7 87217 SH SOLE 87217 0 0 FINTECH ACQUISITION CORP VI CL A COM Com 31811H106 1653 167944 SH SOLE 167944 0 0 FINTECH ACQUISITION CORP VI WTS EXP 03/31/2026 Equity 31811H114 5 42188 SH SOLE 42188 0 0 FIRST TR DYN EUR EQTY INC Com 33740D107 946 84991 SH SOLE 84991 0 0 FIRST TR HIGH INCOME LONG SHORT FUND Com 33738E109 130 11379 SH SOLE 11379 0 0 FORTRESS CAPITAL ACQ UTF EXP Unit G36427113 430 43567 SH SOLE 43567 0 0 FORTRESS VALUE ACQUISITION CORP IV CL A Com 34964K108 5445 557269 SH SOLE 557269 0 0 FORTRESS VALUE ACQUISITION CORP IV WT EXP EXP 03/18/28 Warrants 34964K116 13 70950 SH SOLE 70950 0 0 FORUM MERGER IV C 28 WTFWARRANTS EXP 03/15/28 Warrants 349875112 10 45286 SH SOLE 45286 0 0 FORUM MERGER IV CORP CLASS A Com 349875104 1701 174088 SH SOLE 174088 0 0 FS KKR CAP CORP COM NEW Com 302635206 4177 215105 SH SOLE 215105 0 0 FTAC HERA ACQUISITION CORP CLASS A Com G3728Y103 5805 592316 SH SOLE 592316 0 0 FTAC HERA ACQUISITION WT 2/28/26 Warrants G3728Y111 37 154933 SH SOLE 154933 0 0 FTAC ZEUS ACQUISITION CORP COM CL A Com 30320F106 494 49998 SH SOLE 49998 0 0 FTAC ZEUS ACQUISITION CORP WT EXP EXP 04/15/26 Warrants 30320F114 4 24999 SH SOLE 24999 0 0 FUSION ACQUISITIO 28 WTSWARRANTS EXP 02/29/28 Warrants 36118N110 9 98361 SH SOLE 98361 0 0 FUSION ACQUISITION CORP II Com 36118N102 2826 288063 SH SOLE 288063 0 0 G SQUARED ASCEND 26 WTSWARRANTS EXP 02/01/26 Warrants G4204R117 2 16247 SH SOLE 16247 0 0 G SQUARED ASCEND I INC COM USD0.0001 CL A Com G4204R109 888 90530 SH SOLE 90530 0 0 G SQUARED ASCEND II IN FCLASS A Com G42041106 922 94032 SH SOLE 94032 0 0 G SQUARED ASCEND II INC WTS EXP 12/31/2026 Warrants G42041122 3 31547 SH SOLE 31547 0 0 G&P ACQUISITION CORP COM CL A Com 36146G103 99 10000 SH SOLE 10000 0 0 GAMING & HOSPITALITY ACQUISITION CORP WT EXP EXP 02/04/28 Warrants 364681114 6 51675 SH SOLE 51675 0 0 GAMING &HOSPITALITY ACQU CORP COM CL A Com 364681106 1032 105312 SH SOLE 105312 0 0 GENERAL AMERICAN INVESTORS COM 368802104 11664 329858 SH SOLE 329858 0 0 GIGINTERNATIONAL1 INC COM Com 37518W106 185 18456 SH SOLE 18456 0 0 GIGINTERNATIONAL1 INC WT EXP EXP 04/19/26 Warrants 37518W114 5 95806 SH SOLE 95806 0 0 GLASS HOUSES ACQUISITION CORP WTS EXP 03/25/2028 Warrants 37714P111 4 32907 SH SOLE 32907 0 0 GLASS HSES ACQUISITION CCLASS A Com 37714P103 667 68029 SH SOLE 68029 0 0 GLOBAL PARTNER ACQUISI FCLASS A Com G3934P102 411 41794 SH SOLE 41794 0 0 GLOBALINK INVESTM 26 WTSWARRANTS EXP 12/03/26 Warrants 37892F125 1 22520 SH SOLE 22520 0 0 GLOBALINK INVESTMENT INC Com 37892F109 209 21076 SH SOLE 21076 0 0 GLOBALINK INVESTMENT RTSRIGHTS EXP Rights 37892F117 2 22520 SH SOLE 22520 0 0 GO ACQUISITION CORP CLASS A Com 362019101 939 94080 SH SOLE 94080 0 0 GO ACQUISITION CORP WTS EXP 08/31/2027 Warrants 362019119 0 90165 SH SOLE 90165 0 0 GORES TECHNOLOGY 28 UTS EXP 03/16/28 Unit 382870202 501 51004 SH SOLE 51004 0 0 GRAF ACQUISITION CORP 1 SH & 1/5 WT Unit 384272209 974 100000 SH SOLE 100000 0 0 GSR II METEORA ACQUISITN CORP UNIT EX 022427 Unit 36263W204 1096 109844 SH SOLE 109844 0 0 GX ACQUISITION CO 26 WTSWARRANTS EXP 03/17/26 Warrants 36260F113 23 161261 SH SOLE 161261 0 0 GX ACQUISITION CORP II CLASS A Com 36260F105 4592 469577 SH SOLE 469577 0 0 H I G ACQUISITION CORP WT 10/23/27 Warrants G44898123 15 150000 SH SOLE 150000 0 0 HCM ACQUISITION CO UTF EXP Unit G4365A119 1762 177576 SH SOLE 177576 0 0 HEALTHCARE AI ACQUISITION CORP UNIT 1 CL A ORD SHS & 1/2 RED WT EXP Unit G4373K125 197 19850 SH SOLE 19850 0 0 HEALTHCARE SVCS 1 SH & 0.5 WT Unit 42227K203 985 100000 SH SOLE 100000 0 0 HENNESSY CAPITAL INVS CORP V COM CL A Com 42589T107 467 47506 SH SOLE 47506 0 0 HIGH INCOME SECS FD SH BEN INT Com 42968F108 2387 327846 SH SOLE 327846 0 0 HIGHLAND GLOBAL ALLOCATION FUND Com 43010T104 1410 145823 SH SOLE 145823 0 0 HIGHLAND INCOME FUND Com 43010E404 4479 397753 SH SOLE 397753 0 0 HNR ACQUISITION CORP COM Com 40472A102 627 63000 SH SOLE 63000 0 0 HNR ACQUISITION CORP WT 2/04/26 Warrants 40472A128 2 63000 SH SOLE 63000 0 0 HOWARD HUGHES CORP Com 44267D107 817 12000 SH SOLE 12000 0 0 HUNT COS ACQUISITION C FCLASS A Com G46482108 874 86920 SH SOLE 86920 0 0 HUNT COS ACQUISITION WTFWARRANTS EXP Warrants G46482124 9 60070 SH SOLE 60070 0 0 IG ACQUISITION CORP WT EXP EXP 10/05/27 Warrants 449534114 31 233690 SH SOLE 233690 0 0 INDUS REALTY TRUST INC COM Com 45580R103 4332 72975 SH SOLE 72975 0 0 INDUSTRIAL HUMAN CAPITAL INC COM Com 45617P104 1736 173105 SH SOLE 173105 0 0 INDUSTRIAL HUMAN CAPITAL WT 11/27/26 Warrants 45617P112 7 183000 SH SOLE 183000 0 0 INDUSTRIAL TECH ACQSTNS II INC UNIT EX 033128 Unit 45635R207 170 17072 SH SOLE 17072 0 0 INNOVATIVE INTL A 26 WTFWARRANTS EXP 10/26/26 Warrants G4809M125 6 79697 SH SOLE 79697 0 0 INNOVATIVE INTL ACQUIS FCLASS A Com G4809M109 1184 118210 SH SOLE 118210 0 0 INTERPRIVATE II ACQUISITION CO CL A COM Com 46064Q108 100 10215 SH SOLE 10215 0 0 INVESTCORP EUROPE 26 WTFWARRANTS EXP 12/15/26 Warrants G4923T113 26 184203 SH SOLE 184203 0 0 INVESTCORP EUROPE ACQU FCLASS A Com G4923T105 685 68406 SH SOLE 68406 0 0 ISLEWORTH HEALTHC 27 WTFWARRANTS EXP 08/02/27 Warrants 46468P110 2 47692 SH SOLE 47692 0 0 JACK CREEK INVT C 25 WTFWARRANTS EXP 10/01/25 Warrants G4989X123 26 319547 SH SOLE 319547 0 0 JACK CREEK INVT CORP FCLASS A Com G4989X115 2888 293749 SH SOLE 293749 0 0 JAGUAR GLOBAL GROWTH UTF EXP Unit G5S11A148 498 49529 SH SOLE 49529 0 0 JAPAN SMALLER CAPITALIZATION FD INC Com 47109U104 910 143972 SH SOLE 143972 0 0 JUNIPER II CORP CL A Com 48203N103 735 74052 SH SOLE 74052 0 0 JUNIPER II CORP UNIT 1 CL A & 1/2 WT EXP Unit 48203N202 260 26000 SH SOLE 26000 0 0 JUNIPER II CORP WT EXP Warrants 48203N111 23 123625 SH SOLE 123625 0 0 KAIROS ACQUISITION CORP WTS EXP 11/30/2027 Warrants G52110106 1 22834 SH SOLE 22834 0 0 KEYARCH ACQUISITION 1 SH & 1/2 WT Unit G5260A138 1349 150000 SH SOLE 150000 0 0 KHOSLA VENTURES ACQUT CO III COM CL A Com 482506102 297 30518 SH SOLE 30518 0 0 KIMBELL TIGER ACQUISITION CORP UNIT 1 COM CL A & 1/2 WT EXP 09/15/28 Unit 49436K205 506 50000 SH SOLE 50000 0 0 KKR ACQUISITION HLDGS I CORP CL A Com 48253T109 5113 522256 SH SOLE 522256 0 0 KKR ACQUISITION HLDGS I CORP WT EXP EXP 03/17/26 Warrants 48253T117 43 120287 SH SOLE 120287 0 0 KOREA FUND INC Com 500634209 772 31690 SH SOLE 31690 0 0 LAKESHORE ACQUISITIO UTS EXP Unit G5352N139 395 39270 SH SOLE 39270 0 0 LANDCADIA HLDGS IV INC CL A COM Com 51477A104 4574 467221 SH SOLE 467221 0 0 LANDCADIA HLDGS IV INC WT EXP EXP 03/29/28 Warrants 51477A112 24 77051 SH SOLE 77051 0 0 LARKSPUR HEALTH 1 SH & 1/2 WT Unit 51724W206 868 87000 SH SOLE 87000 0 0 LAZARD GROWTH ACQUISIT FCLASS A Com G54035103 389 39735 SH SOLE 39735 0 0 LEGATO MERGER CORP II COM Com 52473Y104 1783 179716 SH SOLE 179716 0 0 LEGATO MERGER CORP II WTS EXP 09/01/2026 Warrants 52473Y112 24 93172 SH SOLE 93172 0 0 LEO HOLDINGS CORP II COM USD0.0001 CL A Com G5463R102 101 10200 SH SOLE 10200 0 0 LEO HOLDINGS CORP II UTS EXP Unit G5463R110 1281 130134 SH SOLE 130134 0 0 LF CAPITAL ACQUISITION CORP II UNIT EX 051528 Unit 50202D201 805 80614 SH SOLE 80614 0 0 LIV CAPITAL ACQUISITN 1 SH & 3/4 WT Unit G5510R121 945 94500 SH SOLE 94500 0 0 LIVE OAK MOBILITY 28 UTS EXP 03/01/28 Unit 538126202 791 80512 SH SOLE 80512 0 0 LOGAN RIDGE FIN CORP COM Com 541098109 1214 76926 SH SOLE 76926 0 0 LONGVIEW ACQUISITION CORCLASS A Com 54319Q105 1304 133420 SH SOLE 133420 0 0 LONGVIEW ACQUISITION CORP II WT EXP Warrants 54319Q113 6 44505 SH SOLE 44505 0 0 LUMENT FINANCE TRUST INC COM Com 55025L108 1237 519785 SH SOLE 519785 0 0 M F S MUN INCOME TRUST Com 552738106 121 22233 SH SOLE 22233 0 0 M3 BRIGADE ACQUISITION II CORP COM CL A Com 553800103 100 10225 SH SOLE 10225 0 0 M3 BRIGADE ACQUISITION II CORP COM CL A Unit 55407R202 1914 192544 SH SOLE 192544 0 0 MACQUARIE GLOBAL INFR TOT RT FD Com 55608D101 1178 50792 SH SOLE 50792 0 0 MACQUARIE INFRASTRUCTURE Com 55608B105 391 100000 SH SOLE 100000 0 0 MARLIN TECHNOLOGY 26 WTFWARRANTS EXP 01/12/26 Warrants G58411110 7 59183 SH SOLE 59183 0 0 MARLIN TECHNOLOGY CORP FCLASS A Com G58411102 1194 120928 SH SOLE 120928 0 0 MASON INDL TECHNOLOGY INC UNIT 1 CL A & 1/3 RED WT EXP Unit 57520Y205 308 31569 SH SOLE 31569 0 0 MASON INDUSTRIAL TECHNOLGY INC COM CL A Com 57520Y106 794 81224 SH SOLE 81224 0 0 MASON INDUSTRIAL TECHNOLGY INC WTS EXP 01/28/2026 Warrants 57520Y114 17 122080 SH SOLE 122080 0 0 MEXICO EQUITY & INCOME FD COM Com 592834105 1253 156083 SH SOLE 156083 0 0 MFS HIGH INCOME MUNICIPAL TRUST Com 59318D104 258 68602 SH SOLE 68602 0 0 MFS HIGH YIELD MUN TR SH BEN INT Com 59318E102 1247 371097 SH SOLE 371097 0 0 MFS INVESTMENT GRADE MUNICIP Com 59318B108 679 89587 SH SOLE 89587 0 0 MILLER HOWARD HIGH INCOME EQ Com 600379101 536 57523 SH SOLE 57523 0 0 MONUMENT CIRCLE A 26 WTFWARRANTS EXP 01/14/26 Warrants 61531M119 3 29164 SH SOLE 29164 0 0 MORGAN STANLEY EMERGING MARK Com 617477104 1413 314788 SH SOLE 314788 0 0 MORGAN STANLEY EMERGING MKT DEBT Com 61744H105 2157 326318 SH SOLE 326318 0 0 MORGAN STANLEY INDIA INVEST Com 61745C105 1750 78319 SH SOLE 78319 0 0 MOTIVE CAP CORP II CL A SHS Com G6293R106 494 49998 SH SOLE 49998 0 0 MOTIVE CAPITAL CORP II WT 12/07/28 Warrants G6293R114 25 95691 SH SOLE 95691 0 0 MUDRICK CAPITAL ACQU CORP II COM CL A Com 62477L107 1297 128669 SH SOLE 128669 0 0 MURPHY CANYON 1 SH & 3/4 WT Unit 626642201 954 94500 SH SOLE 94500 0 0 NBRGR BRMN NEX GEN CONNECT Com 64133Q108 4657 469482 SH SOLE 469482 0 0 NEUBERGER BERMAN CALIFORNIA Com 64123C101 969 77565 SH SOLE 77565 0 0 NEUBERGER BERMAN NEW YORK Com 64124K102 691 69897 SH SOLE 69897 0 0 NEW AMERICA HIGH INCOME FUND Com 641876800 313 45969 SH SOLE 45969 0 0 NEW IRELAND FD INC COM Com 645673104 1158 146241 SH SOLE 146241 0 0 NEXPOINT STRATEGIC OPPORTUNITIES Com 65340G205 3661 221994 SH SOLE 221994 0 0 NOCTURNE ACQUISITION RT 4/05/26 Rights G6580S106 2 75000 SH SOLE 75000 0 0 NORTHERN STAR INV 28 WTSWARRANTS EXP 02/25/28 Warrants 66574L118 14 94472 SH SOLE 94472 0 0 NORTHVIEW ACQUISITION CORP COM Com 66718N103 1068 108360 SH SOLE 108360 0 0 NORTHVIEW ACQUISITION CORP RED WT EXP EXP 08/02/27 Equity 66718N111 6 55024 SH SOLE 55024 0 0 NORTHVIEW ACQUISITION CORP RT Rights 66718N129 11 110048 SH SOLE 110048 0 0 NUBIA BRAND 1 SH & 1/2 WT Unit 67022R202 695 70000 SH SOLE 70000 0 0 NUVEEN MULTI ASSET INCOME Com 670750108 169 12779 SH SOLE 12779 0 0 NUVEEN SHRT DURATION CRED OPPS Com 67074X107 2408 200196 SH SOLE 200196 0 0 OXBRIDGE ACQUISITION CORP COM CL A Com G6855L109 501 50000 SH SOLE 50000 0 0 OXBRIDGE ACQUISITION WT 8/04/26 Warrants G6855L117 5 50000 SH SOLE 50000 0 0 PAPAYA GROWTH OPP 28 UTS EXP 12/31/28 Unit 69882P201 386 38762 SH SOLE 38762 0 0 PATHFINDER ACQUIS 26 WTFWARRANTS EXP 02/17/26 Warrants G04119122 6 43366 SH SOLE 43366 0 0 PATRIA LATIN AMERICA UTF EXP Unit G69454125 2832 281555 SH SOLE 281555 0 0 PERIDOT ACQUISITI 28 WTFWARRANTS EXP 04/30/28 Warrants G7008B121 2 11768 SH SOLE 11768 0 0 PERIDOT ACQUISITION CO FCLASS A Com G7008B105 577 58840 SH SOLE 58840 0 0 PERIPHAS CAPITAL 23 UTS EXP 12/10/23 Unit 713895209 219 8874 SH SOLE 8874 0 0 PHOENIX BIOTECH A 26 WTFWARRANTS EXP 09/01/26 Warrants 71902K113 5 51757 SH SOLE 51757 0 0 PHOENIX BIOTECH ACQUISITCLASS A Com 71902K105 993 99064 SH SOLE 99064 0 0 PIONEER MUN HIGH INCOME OPPORT Com 723760104 320 26406 SH SOLE 26406 0 0 PORTMAN RIDGE FIN CORP COM NEW Warrants 73688F201 2968 126665 SH SOLE 126665 0 0 POST HLDGS PARTNERING CORP COM SER A Com 737465104 424 43700 SH SOLE 43700 0 0 POST HLDGS PARTNERING CORP WT EXP EXP 04/12/26 Warrants 737465112 54 196000 SH SOLE 196000 0 0 POST HOLDINGS 1 SH & 1/3 WT Unit 737465203 1543 157900 SH SOLE 157900 0 0 POWERUP ACQUISITION UTS EXP Unit G7207P111 253 25000 SH SOLE 25000 0 0 PROPTECH INVESTMENT CORP IIEX 120827 WTS EXP 12/08/2027 Warrants 743497117 10 87028 SH SOLE 87028 0 0 PROPTECH INVT CORP II CLASS A Com 743497109 2381 241504 SH SOLE 241504 0 0 PWP FORWARD ACQUISITION CORP I CL A COM Com 74709Q101 5558 569517 SH SOLE 569517 0 0 PWP FORWARD ACQUISITION CORP I WT EXP Warrants 74709Q119 33 218410 SH SOLE 218410 0 0 QUANTUM FINTECH ACQUISITION CORP WT EXP Warrants 74767A113 11 162328 SH SOLE 162328 0 0 RELATIVITY ACQUISITION CORP UNIT EX 021027 Unit 75944B205 688 68256 SH SOLE 68256 0 0 RICE ACQUISITION CORP II ORD SHS CL A Com G75529100 439 45000 SH SOLE 45000 0 0 ROC ENERGY ACQUISITION CORP COM Com 77118V108 2069 207725 SH SOLE 207725 0 0 ROC ENERGY ACQUISITION CORP RT PUR COM EXP 11/30/28 Rights 77118V116 34 210595 SH SOLE 210595 0 0 ROSE HILL ACQUISI 26 WTSWARRANTS EXP 10/07/26 Warrants G7637J123 7 26282 SH SOLE 26282 0 0 ROSE HILL ACQUISITION FCLASS A Com G7637J107 517 51608 SH SOLE 51608 0 0 ROYCE MICRO CAP TR INC Com 780915104 364 43506 SH SOLE 43506 0 0 RUNWAY GROWTH FINANCE CORP COM Com 78163D100 2500 221077 SH SOLE 221077 0 0 RXR ACQUISITION CORP CL A Com 74981W107 488 49815 SH SOLE 49815 0 0 SABA CAP INCOME & OPPORTUNITIES FD SHS NEW Com 78518H202 5101 635232 SH SOLE 635232 0 0 SCION TECH GROWTH 25 WTFWARRANTS EXP 11/01/25 Warrants G31067112 7 90334 SH SOLE 90334 0 0 SCION TECH GROWTH 26 WTFWARRANTS EXP 02/09/26 Warrants G31070116 2 20247 SH SOLE 20247 0 0 SCION TECH GROWTH II FCLASS A Com G31070108 600 61229 SH SOLE 61229 0 0 SCREAMING EAGLE 1 SH & 1/3 WT Unit G79407113 5205 536042 SH SOLE 536042 0 0 SCREAMING EAGLE ACQUISITN CORP Com G79407105 480 50000 SH SOLE 50000 0 0 SEMPER PARATUS ACQUI UTF EXP Unit G8028L123 1855 185114 SH SOLE 185114 0 0 SEVEN HILLS REALTY TRUST Com 81784E101 2936 274892 SH SOLE 274892 0 0 SHAPEWAYS HLDGS INC WT EXP EXP 09/29/26 Warrants 81947T110 15 167591 SH SOLE 167591 0 0 SIGNA SPORTS UTD BV WT EXP Warrants N80029114 18 97103 SH SOLE 97103 0 0 SILVER SPIKE ACQU 26 WTFWARRANTS EXP 02/26/26 Warrants G8201H113 3 41803 SH SOLE 41803 0 0 SILVER SPIKE ACQUISITI FCLASS A COM G8201H105 1709 174525 SH SOLE 174525 0 0 SIZZLE ACQUISITIO 26 WTFWARRANTS EXP 11/02/26 Warrants 83014E117 4 52145 SH SOLE 52145 0 0 SIZZLE ACQUISITION CORP Com 83014E109 998 99910 SH SOLE 99910 0 0 SOCIAL CAP SUVRETTA HL FCLASS A Com G8253T106 1252 126616 SH SOLE 126616 0 0 SOCIAL CAP SUVRETTA HL FCLASS A Com G8253U103 398 40909 SH SOLE 40909 0 0 SOCIAL CAP SUVRETTA HL FCLASS A Com G8253Y105 1558 160476 SH SOLE 160476 0 0 SOCIAL CAP SUVRETTA HLD CRPIII CLASS Com G8253W109 1526 153378 SH SOLE 153378 0 0 SOFTWARE ACQUISIT 28 WTFWARRANTS EXP 03/01/28 Warrants 83407J111 30 123444 SH SOLE 123444 0 0 SOFTWARE ACQUISITION GROCLASS A Com 83407J103 2323 232251 SH SOLE 232251 0 0 SRH TOTAL RETURN FUND INC COM Com 101507101 10887 911047 SH SOLE 911047 0 0 SURO CAP CORP COM COM 86887Q109 3528 551184 SH SOLE 551184 0 0 SWISS HELVETIA FD INC COM Com 870875101 1867 237472 SH SOLE 237472 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 86 75000 SH SOLE 75000 0 0 TAILWIND INTERNATNAL ACQ CORP WTS EXP 03/01/2028 Warrants G8662F119 5 58161 SH SOLE 58161 0 0 TAIWAN FD INC COM Com 874036106 8239 327977 SH SOLE 327977 0 0 TCW SPECIAL PURPOSE ACQU WT 3/04/28 Warrants 87301L114 32 144374 SH SOLE 144374 0 0 TEMPLETON GLOBAL INCOME FD COM Com 880198106 4884 1107530 SH SOLE 1107530 0 0 TERRAN WT 3/25/27 Warrants 88105P111 8 17083 SH SOLE 17083 0 0 TEXAS PACIFIC LAND CORPORATION COM Com 88262P102 6547 4400 SH SOLE 4400 0 0 TG VENTURE ACQUIS 28 WTFWARRANTS EXP 08/15/28 Warrants 87251T117 19 155076 SH SOLE 155076 0 0 TG VENTURE ACQUISITION CCLASS A Com 87251T109 2352 237071 SH SOLE 237071 0 0 THUNDER BRDG CAP PARTNERCLASS A Com 88605T100 704 71793 SH SOLE 71793 0 0 TISHMAN SPEYER INNOVATION CORP COM CL A Com 88825H100 3012 307368 SH SOLE 307368 0 0 TORTOISE ENERGY INDEPENDENCE Com 89148K200 2013 74189 SH SOLE 74189 0 0 TORTOISE POWER ENERGY INFRASTRUCTURE Com 89147X104 1660 132659 SH SOLE 132659 0 0 TORTOISEECOFIN ACQUISITION CORP III CL A Com G8956E109 483 50000 SH SOLE 50000 0 0 TRINITY PL HLDGS INC COM Com 89656D101 253 250044 SH SOLE 250044 0 0 VECTOR ACQUISITION COR FCLASS A Com G9460A104 135 13750 SH SOLE 13750 0 0 VERTICAL CAP INCOME FD SHS Com 92535C104 5669 606323 SH SOLE 606323 0 0 VILLAGE SUPER MKT INC CL A NEW Com 927107409 1059 46432 SH SOLE 46432 0 0 VIRTUS TOTAL RETURN FD INC COM Com 92835W107 604 74443 SH SOLE 74443 0 0 WARBURG PINCUS CAPITAL FCLASS A Com G9461D107 643 65571 SH SOLE 65571 0 0 WARBURG PINCUS CAPIT UTS EXP Unit G9460M116 656 66681 SH SOLE 66681 0 0 WARBURG PINCUS CAPITAL FCLASS A Com G9460M108 577 58841 SH SOLE 58841 0 0 WELSBACH TECH METALS ACQU CORP RTS EXP 12/22/2026 Rights 950415117 4 30000 SH SOLE 30000 0 0 WESTERN ACQSTN 1 SH & 1 WT Unit 95758L206 1493 150000 SH SOLE 150000 0 0 WESTERN ASST MUN PRT FD INC Com 95766P108 380 30393 SH SOLE 30393 0 0 Z-WORK ACQUISITIO 26 WTFWARRANTS EXP 01/29/26 Warrants 98880C110 7 65396 SH SOLE 65396 0 0 Z-WORK ACQUISITION CORP CLASS A Com 98880C102 788 80091 SH SOLE 80091 0 0