0001398344-22-002793.txt : 20220211
0001398344-22-002793.hdr.sgml : 20220211
20220211160523
ACCESSION NUMBER: 0001398344-22-002793
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
EFFECTIVENESS DATE: 20220211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLP
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 22620719
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Bulldog Investors, LLC
DATE OF NAME CHANGE: 20130610
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
13F-HR
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12-31-2021
12-31-2021
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Bulldog Investors, LLP
PARK 80 WEST - PLAZA TWO
250 PEHLE AVE. SUITE 708
SADDLE BROOK
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Phillip Goldstein
Partner
201-556-0092
/s/ Phillip Goldstein
Saddle Brook
NJ
02-04-2022
0
288
374318
INFORMATION TABLE
2
fp0072801_13fhr-table.xml
13F INFORMATION TABLE
26 CAPITAL ACQUISITION CORP
Com
90138P100
493
50000
SH
SOLE
50000
0
0
26 CAPITAL ACQUISITION CORP
Warrants
90138P118
16
25000
SH
SOLE
25000
0
0
7GC & CO HLDGS IN 25 WTSWARRANTS EXP 12/28/25
Warrants
81786A115
31
49994
SH
SOLE
49994
0
0
7GC & CO HLDGS INC CLASS A
Com
81786A107
976
99988
SH
SOLE
99988
0
0
8I ACQUISITION 2 CORP
Units
G2956R111
363
35000
SH
SOLE
35000
0
0
ABERDEEN JAPAN EQUITY FUND
Com
00306J109
935
114992
SH
SOLE
114992
0
0
ABG ACQUISITION CORP. I
Com
G00496102
147
15000
SH
SOLE
15000
0
0
ACCRETION ACQUISITION CORP
Units
00438Y206
2039
199084
SH
SOLE
199084
0
0
ACHARI VENTURES HOLDINGS CORP I
Com
00444X101
395
40000
SH
SOLE
40000
0
0
ACHARI VENTURES HOLDINGS CORP I
Warrants
00444X119
13
40000
SH
SOLE
40000
0
0
ADAMS DIVERSIFIED EQUITY FUND INC
Units
006212104
2230
114900
SH
SOLE
114900
0
0
ADTHEORENT HOLDING COMPANY INC
Warrants
00739D117
25
37299
SH
SOLE
37299
0
0
AGBA ACQUISITION LTD. RTS
Rights
G0120M125
7
41300
SH
SOLE
41300
0
0
AGBA ACQUISITION LTD. WTS
Warrants
G0120M117
26
118350
SH
SOLE
118350
0
0
ALBERTSON ACQUISITION CORP. RTS
Rights
G35006132
41
115555
SH
SOLE
115555
0
0
ALBERTSON ACQUISITION CORP. WTS
Warrants
G35006124
12
64355
SH
SOLE
64355
0
0
ALPHA STAR ACQUISITION CORP
Units
G0230C124
1281
125000
SH
SOLE
125000
0
0
ALPINE ACQUISITION CORP
Warrants
02083L117
10
19815
SH
SOLE
19815
0
0
ALTC ACQUISITION CORP
Com
02156V109
5047
512550
SH
SOLE
512550
0
0
ALTENERGY ACQUISITION CORP
Units
02157M207
1009
100000
SH
SOLE
100000
0
0
APOLLO STRATEGIC GROWTH CAPITAL II
Units
G0412A110
149
15000
SH
SOLE
15000
0
0
APOLLO TACTICAL INCOME FUND
Com
037638103
306
20000
SH
SOLE
20000
0
0
ARBOR RAPHA CAPITAL BIOHOLDINGS CORP I
Units
03881F203
942
92800
SH
SOLE
92800
0
0
ARCHER AVIATION INC
Warrants
03945R110
68
58790
SH
SOLE
58790
0
0
ARES ACQUISITION CORP
Com
G33032106
2052
210710
SH
SOLE
210710
0
0
ARES ACQUISITION CORP
Warrants
G33032122
34
38142
SH
SOLE
38142
0
0
ARISZ ACQUISITION CORP
Units
040450207
758
75000
SH
SOLE
75000
0
0
ASA GOLD & PRECIOUS METALS
Com
G3156P103
319
15145
SH
SOLE
15145
0
0
ATLAS CREST INVESTMENT CORP II
Com
049287105
329
33727
SH
SOLE
33727
0
0
ATLAS CREST INVESTMENT II CORP
Units
049287204
376
37776
SH
SOLE
37776
0
0
AULT DISRUPTIVE TECHNOLOGIES CORP
Units
05150A203
476
47000
SH
SOLE
47000
0
0
AUSTERLITZ ACQUISITION CORP I
Units
G0633D109
1752
180396
SH
SOLE
180396
0
0
AUSTERLITZ ACQUISITION II CORP
Com
G0633U101
4368
449199
SH
SOLE
449199
0
0
AUSTERLITZ ACQUISITION II CORP
Warrants
G0633U127
20
20285
SH
SOLE
20285
0
0
AUTHENTIC EQUITY ACQUISITION CORP Warrants
Warrants
G06607124
40
75000
SH
SOLE
75000
0
0
AVALON ACQUISITION INC
Units
05338E200
1394
137588
SH
SOLE
137588
0
0
B RILEY PRINCIPAL 150 MERGER CORP
Com
05601V103
1199
118499
SH
SOLE
118499
0
0
B RILEY PRINCIPAL 150 MERGER CORP
Warrants
05601V111
53
36448
SH
SOLE
36448
0
0
B RILEY PRINCIPAL 250 MERGER CORP
Com
05602L104
1739
178548
SH
SOLE
178548
0
0
B RILEY PRINCIPAL 250 MERGER CORP
Warrants
05602L112
48
59672
SH
SOLE
59672
0
0
BIG SKY GROWTH PARTNERS INC
Units
08954L201
2234
228042
SH
SOLE
228042
0
0
BIGBEARAI HOLDINGS INC
Warrants
08975B117
40
49666
SH
SOLE
49666
0
0
BLACK MOUNTAIN ACQUISITION CORP
Com
09216A108
1229
125000
SH
SOLE
125000
0
0
BLACK MOUNTAIN ACQUISITION CORP
Warrants
09216A116
45
93750
SH
SOLE
93750
0
0
BLOCKCHAIN COINVESTORS ACQUISITION CORP I
Units
G11765123
1415
140000
SH
SOLE
140000
0
0
BOULDER GROWTH & INCOME FUND
Com
101507101
12050
847973
SH
SOLE
847973
0
0
BRIDGETOWN 2 HOLDINGS LTD
Com
G1355V103
642
64738
SH
SOLE
64738
0
0
BRIDGETOWN HOLDINGS LTD
com
G1355U113
1224
124700
SH
SOLE
124700
0
0
CACTUS ACQUISITION CORP 1 LTD
Units
G1745A116
1531
150000
SH
SOLE
150000
0
0
CARTESIAN GROWTH CORP
Warrants
G19276115
47
45140
SH
SOLE
45140
0
0
CASCADE ACQUISITION CORP WTS
Warrants
147151112
22
43778
SH
SOLE
43778
0
0
CC NEUBERGER PRINCIPAL HOLDINGS II
Com
G3166T103
1037
104700
SH
SOLE
104700
0
0
CC NEUBERGER PRINCIPAL HOLDINGS II
Warrants
G3166T111
36
26175
SH
SOLE
26175
0
0
CC NEUBERGER PRINCIPAL HOLDINGS III
Units
G1992N118
186
18400
SH
SOLE
18400
0
0
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND
Com
151461209
386
28545
SH
SOLE
28545
0
0
CENTRAL AND EASTERN EUROPE FUND INC
Com
153436100
652
24694
SH
SOLE
24694
0
0
CENTRAL SECURITIES CORP
Com
155123102
13759
308639
SH
SOLE
308639
0
0
CF ACQUISITION CORP VI
Com
12521J103
241
22238
SH
SOLE
22238
0
0
CF ACQUISITION CORP VI
Warrants
12521J111
54
20918
SH
SOLE
20918
0
0
CF ACQUISITION CORP VIII
Com
12520C109
1164
116672
SH
SOLE
116672
0
0
CF ACQUISITION CORP VIII
Warrants
12520C117
24
29168
SH
SOLE
29168
0
0
CF ACQUISITION IV CORP
Com
12520T102
1402
142993
SH
SOLE
142993
0
0
CF ACQUISITION IV CORP
Warrants
12520T110
35
47664
SH
SOLE
47664
0
0
CHURCHILL CAPITAL CORP VII
Com
17144M102
5122
521246
SH
SOLE
521246
0
0
CHURCHILL CAPITAL CORP VII
Warrants
17144M110
95
95005
SH
SOLE
95005
0
0
CHURCHILL CAPITAL V CORP
Com
17144T107
3835
389688
SH
SOLE
389688
0
0
CHURCHILL CAPITAL V CORP WTS
Warrants
17144T115
95
97422
SH
SOLE
97422
0
0
CHURCHILL CAPITAL VI CORP
Com
17143W101
3589
367190
SH
SOLE
367190
0
0
CHURCHILL CAPITAL VI CORP
Warrants
17143W119
74
73318
SH
SOLE
73318
0
0
CION INVESTMENT CORP
Com
17259U204
1693
129538
SH
SOLE
129538
0
0
CLARIM ACQUISITION CORP
Com
18049C108
282
28905
SH
SOLE
28905
0
0
CLARUS THERAPEUTICS HOLDINGS INC
Warrants
18271L115
12
43258
SH
SOLE
43258
0
0
COLOMBIER ACQUISITION CORP
Com
19533H108
105
10865
SH
SOLE
10865
0
0
COLOMBIER ACQUISITION CORP
Units
19533H207
1898
193319
SH
SOLE
193319
0
0
CORNER GROWTH ACQUISITION CORP
Com
G2425N105
1711
174644
SH
SOLE
174644
0
0
CORNER GROWTH ACQUISITION CORP
Warrants
G2425N113
23
33333
SH
SOLE
33333
0
0
CORNER GROWTH ACQUISITION CORP 2
Units
G2426E112
993
99108
SH
SOLE
99108
0
0
COVA ACQUISITION CORP
Warrants
G2554Y120
12
24750
SH
SOLE
24750
0
0
CRESCENT CAPITAL BDC INC
Com
225655109
560
31825
SH
SOLE
31825
0
0
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND
Com
231631300
2569
84225
SH
SOLE
84225
0
0
DELAWARE ENHANCES GLOBAL DIVIDEND
Com
246060107
1958
192873
SH
SOLE
192873
0
0
DELAWARE INVESTMENTS COLORADO MUNICIPAL INCOME FUND INC
Com
246101109
196
13729
SH
SOLE
13729
0
0
DELAWARE INVESTMENTS MINN. MUNI INCOME FUND II
Com
24610V103
3739
265015
SH
SOLE
265015
0
0
DIGITAL HEALTH ACQUISITION CORP
Units
253893200
1188
116000
SH
SOLE
116000
0
0
DIVIDEND AND INCOME FUND
Com
25538A204
6521
447891
SH
SOLE
447891
0
0
DTRT HEALTH ACQUISITION CORP
Units
23344T202
2256
224144
SH
SOLE
224144
0
0
DUNE ACQUISITION CORP WTS
Warrants
265334110
35
69772
SH
SOLE
69772
0
0
EDTECHX HOLDINGS ACQUISITION CORP II
Com
28139A102
2252
224990
SH
SOLE
224990
0
0
EDTECHX HOLDINGS ACQUISITION CORP II WTS
Warrants
28139A110
56
112495
SH
SOLE
112495
0
0
EJF ACQUISITION CORP
com
G2955B109
235
23661
SH
SOLE
23661
0
0
ELLIOTT OPPORTUNITY II CORP
Units
G30092129
924
92295
SH
SOLE
92295
0
0
EMERGE TECHNOLOGY ACQUISITION CORP
Warrants
26873Y112
26
47103
SH
SOLE
47103
0
0
ENTERPRISE 4.0 TECHNOLOGY ACQUISITION CORP
Units
G3137C122
1531
151472
SH
SOLE
151472
0
0
EQ HEALTH ACQUISITION CORP
Com
26886A101
669
68856
SH
SOLE
68856
0
0
EQ HEALTH ACQUISITION CORP
Warrants
26886A119
19
34428
SH
SOLE
34428
0
0
EVO ACQUISITION CORP
Units
30052G207
645
65000
SH
SOLE
65000
0
0
FAST ACQUISITION II CORP
Com
311874101
4776
491207
SH
SOLE
491207
0
0
FAST ACQUISITION II CORP
Warrants
311874119
109
123663
SH
SOLE
123663
0
0
FIFTH WALL ACQUISITION CORP III
Com
G34142102
149
15000
SH
SOLE
15000
0
0
FIGURE ACQUISITION CORP I
Com
302438106
533
54316
SH
SOLE
54316
0
0
FIGURE ACQUISITION CORP I
Warrants
302438114
16
13763
SH
SOLE
13763
0
0
FINANCIAL STRATEGIES ACQUISITION CORP
Units
31772T206
1033
100000
SH
SOLE
100000
0
0
FINTECH ACQUISITION CORP VI
Com
31811H106
1696
172980
SH
SOLE
172980
0
0
FINTECH ACQUISITION CORP VI
Warrants
31811H114
41
43245
SH
SOLE
43245
0
0
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
Com
33740D107
133
10000
SH
SOLE
10000
0
0
FORTRESS CAPITAL ACQUISITION CORP
Units
G36427113
480
48603
SH
SOLE
48603
0
0
FORTRESS VALUE ACQUISITION CORP IV
Com
34964K108
6420
658628
SH
SOLE
658628
0
0
FORTRESS VALUE ACQUISITION CORP IV
Warrants
34964K116
70
82441
SH
SOLE
82441
0
0
FORUM MERGER IV CORP
Com
349875104
1884
193500
SH
SOLE
193500
0
0
FORUM MERGER IV CORP
Warrants
349875112
41
48657
SH
SOLE
48657
0
0
FS KKR CAPITAL CORP
Com
302635206
3359
160403
SH
SOLE
160403
0
0
FTAC HERA ACQUISITION CORP
Com
G3728Y103
6702
686336
SH
SOLE
686336
0
0
FTAC HERA ACQUISITION CORP
Warrants
G3728Y111
160
171584
SH
SOLE
171584
0
0
FTAC ZEUS ACQUISITION CORP
Units
30320F205
500
50000
SH
SOLE
50000
0
0
FUSION ACQUISITION CORP II
Com
36118N102
2945
303733
SH
SOLE
303733
0
0
FUSION ACQUISITION CORP II
Warrants
36118N110
62
102564
SH
SOLE
102564
0
0
G SQUARED ASCEND I INC
Com
G4204R109
883
89195
SH
SOLE
89195
0
0
G SQUARED ASCEND I INC
Warrants
G4204R117
16
18355
SH
SOLE
18355
0
0
G SQUARED ASCEND II INC
com
G42041106
971
100119
SH
SOLE
100119
0
0
G SQUARED ASCEND II INC
Warrants
G42041122
20
33373
SH
SOLE
33373
0
0
G&P ACQUISITION CORP
Units
36146G202
100
10000
SH
SOLE
10000
0
0
GAMING & HOSPITALITY ACQUISITION CORP
Com
364681106
1727
177668
SH
SOLE
177668
0
0
GAMING & HOSPITALITY ACQUISITION CORP
Warrants
364681114
32
59607
SH
SOLE
59607
0
0
GENERAL AMERICAN INVESTORS CO INC
Com
368802104
12718
287739
SH
SOLE
287739
0
0
GIGINTERNATIONAL1 INC
Com
37518W106
1981
199534
SH
SOLE
199534
0
0
GIGINTERNATIONAL1 INC
Warrants
37518W114
57
100000
SH
SOLE
100000
0
0
GLASS HOUSES ACQUISITION CORP
Com
37714P103
226
23401
SH
SOLE
23401
0
0
GLASS HOUSES ACQUISITION CORP
Warrants
37714P111
6
10493
SH
SOLE
10493
0
0
GLASS HOUSES ACQUISITION CORP
Units
37714P202
515
52083
SH
SOLE
52083
0
0
GLOBAL PARTNER ACQUISITION II CORP
Com
G3934P102
485
49998
SH
SOLE
49998
0
0
GLOBALINK INVESTMENT INC
Units
37892F208
412
40000
SH
SOLE
40000
0
0
GO ACQUISITION CORP
Com
362019101
2855
290139
SH
SOLE
290139
0
0
GO ACQUISITION CORP
Warrants
362019119
64
96713
SH
SOLE
96713
0
0
GORES GUGGENHEIM INC
Com
38286Q107
2374
204568
SH
SOLE
204568
0
0
GORES GUGGENHEIM INC Warrants
Warrants
38286Q115
209
54981
SH
SOLE
54981
0
0
GORES HOLDINGS VIII INC
com
382863108
204
20000
SH
SOLE
20000
0
0
GORES METROPOULOS II INC
Com
382873107
249
24970
SH
SOLE
24970
0
0
GORES TECHNOLOGY PARTNERS INC
Units
382870202
655
65211
SH
SOLE
65211
0
0
GRAF ACQUISITION CORP IV
Units
384272209
990
100000
SH
SOLE
100000
0
0
GX ACQUISITION CORP II
Com
36260F105
5129
529622
SH
SOLE
529622
0
0
GX ACQUISITION CORP II
Warrants
36260F113
91
176775
SH
SOLE
176775
0
0
HAYMAKER ACQUISITION CORP III
Com
42087R108
6501
663195
SH
SOLE
663195
0
0
HAYMAKER ACQUISITION CORP III
Warrants
42087R116
119
166561
SH
SOLE
166561
0
0
HEALTHCARE AI ACQUISITION CORP
Units
G4373K125
200
20000
SH
SOLE
20000
0
0
HEALTHCARE CAPITAL CORP
Warrants
42228C119
17
34057
SH
SOLE
34057
0
0
HEALTHCARE SERVICES ACQUISITION CORP
Units
42227K203
994
100000
SH
SOLE
100000
0
0
HENNESSY CAPITAL INVESTMENT CORP V
Com
42589T107
385
39500
SH
SOLE
39500
0
0
HIGH INCOME SECS FD
Com
42968F108
4162
481112
SH
SOLE
481112
0
0
Highland Global Allocation Fund
Com
43010T104
1323
145823
SH
SOLE
145823
0
0
HIGHLAND INCOME FUND
Com
43010E404
5393
490758
SH
SOLE
490758
0
0
HOWARD HUGHES CORP
Com
44267D107
1221
12000
SH
SOLE
12000
0
0
HUDSON EXECUTIVE INVESTMENT CORP II
Units
443760202
208
21000
SH
SOLE
21000
0
0
HUNT COMPANIES ACQUISITION CORP I
Units
G46482116
1015
100000
SH
SOLE
100000
0
0
IBERE PHARMACEUTICALS
Units
G46843127
150
15000
SH
SOLE
15000
0
0
IG ACQUISITION CORP WTS
Warrants
449534114
206
258233
SH
SOLE
258233
0
0
IGNYTE ACQUISITIO 26 WTSWARRANTS EXP 01/05/26
Warrants
45175H114
9
12500
SH
SOLE
12500
0
0
IGNYTE ACQUISITION CORP
Com
45175H106
244
25000
SH
SOLE
25000
0
0
INDUS REALTY TRUST INC
Com
45580R103
5915
72975
SH
SOLE
72975
0
0
INDUSTRIAL HUMAN CAPITAL INC
Com
45617P104
2007
202300
SH
SOLE
202300
0
0
INDUSTRIAL HUMAN CAPITAL INC
Warrants
45617P112
77
202300
SH
SOLE
202300
0
0
INNOVATIVE INTERNATIONAL ACQUISITION CORP
Units
G4809M117
1722
171286
SH
SOLE
171286
0
0
INSIGHT ACQUISITION CORP
Units
45784L209
249
24900
SH
SOLE
24900
0
0
INVESTCORP EUROPE ACQUISITION I CORP
Units
G4923T121
1009
100000
SH
SOLE
100000
0
0
ISLEWORTH HEALTHCARE ACQUISITION CORP
Com
46468P102
1320
134096
SH
SOLE
134096
0
0
ISLEWORTH HEALTHCARE ACQUISITION CORP WTS
Warrants
46468P110
34
67448
SH
SOLE
67448
0
0
IX ACQUISITION CORP
Units
G5000D129
491
49500
SH
SOLE
49500
0
0
JACK CREEK INVESTMENT CORP
Com
G4989X115
3188
326679
SH
SOLE
326679
0
0
JACK CREEK INVESTMENT CORP
Warrants
G4989X123
88
163127
SH
SOLE
163127
0
0
JAPAN SMALLER CAPITALIZATION
Com
47109U104
1133
143972
SH
SOLE
143972
0
0
JUNIPER II CORP
Units
48203N202
180
17600
SH
SOLE
17600
0
0
KAIROS ACQUISITION CORP
Warrants
G52110106
6
12273
SH
SOLE
12273
0
0
KAIROS ACQUISITION CORP
Com
G52110114
240
24546
SH
SOLE
24546
0
0
KHOSLA VENTURES ACQUISITION III CO
Com
482506102
396
40565
SH
SOLE
40565
0
0
KKR ACQUISITION HOLDINGS I CORP
Com
48253T109
5310
545060
SH
SOLE
545060
0
0
KKR ACQUISITION HOLDINGS I CORP
Warrants
48253T117
136
136542
SH
SOLE
136542
0
0
LANDCADIA HOLDINGS IV INC
Com
51477A104
5316
546327
SH
SOLE
546327
0
0
LANDCADIA HOLDINGS IV INC
Warrants
51477A112
91
89717
SH
SOLE
89717
0
0
LARKSPUR HEALTH ACQUISITION CORP
Units
51724W206
872
87000
SH
SOLE
87000
0
0
LEGATO MERGER CORP II
Units
52473Y203
1000
100000
SH
SOLE
100000
0
0
LEGATO MERGER II CORP
Com
52473Y104
971
99558
SH
SOLE
99558
0
0
LEGATO MERGER II CORP
Warrants
52473Y112
24
49779
SH
SOLE
49779
0
0
LEO HOLDINGS CORP II
Units
G5463R110
1533
156619
SH
SOLE
156619
0
0
LF CAPITAL ACQUISITION II CORP
Units
50202D201
1003
100000
SH
SOLE
100000
0
0
LIBERTY ALL-STAR EQUITY FUND
Com
530158104
2664
317865
SH
SOLE
317865
0
0
LIONHEART ACQUISITION CORPORATION II WTS
Warrants
53625R112
43
79723
SH
SOLE
79723
0
0
LIVE OAK MOBILITY ACQUISITION CORP
Units
538126202
1079
107936
SH
SOLE
107936
0
0
LONGVIEW ACQUISITION CORP II
Com
54319Q105
1665
169420
SH
SOLE
169420
0
0
LONGVIEW ACQUISITION CORP II
Warrants
54319Q113
43
52230
SH
SOLE
52230
0
0
M3BRIGADE ACQUISITION II CORP
Com
553800103
1793
180939
SH
SOLE
180939
0
0
M3BRIGADE ACQUISITION II CORP
Warrants
553800111
70
60313
SH
SOLE
60313
0
0
M3-BRIGADE ACQUISITION III CORP
Units
55407R202
2174
217000
SH
SOLE
217000
0
0
MACONDRAY CAPITAL ACQUISITION CORP I
Units
G5853A123
665
66586
SH
SOLE
66586
0
0
MARLIN TECHNOLOGY CORP
Com
G58411102
1942
198957
SH
SOLE
198957
0
0
MARLIN TECHNOLOGY CORP
Warrants
G58411110
46
66319
SH
SOLE
66319
0
0
MASON INDUSTRIAL TECHNOLOGY INC
Com
57520Y106
913
93718
SH
SOLE
93718
0
0
MASON INDUSTRIAL TECHNOLOGY INC
Warrants
57520Y114
11
16666
SH
SOLE
16666
0
0
MEXICO EQUITY & INCOME FUND INC.
Com
592834105
2476
277584
SH
SOLE
277584
0
0
MILLER/HOWARD HIGH INCOME EQUITY FUND
Com
600379101
585
56723
SH
SOLE
56723
0
0
MONMOUTH REAL ESTATE INVESTMENT CORP
Com
609720107
1261
60000
SH
SOLE
60000
0
0
MONUMENT CIRCLE ACQUISITION CORP
Warrants
61531M119
15
29785
SH
SOLE
29785
0
0
MORGAN STANLEY EMERGING MKT DEBT FUND
Com
61744H105
3341
370850
SH
SOLE
370850
0
0
MOTIVE CAPITAL CORP II
Units
G6293R122
499
50000
SH
SOLE
50000
0
0
MOUNTAIN CREST ACQUISITION CORP III
Units
62402U206
462
44749
SH
SOLE
44749
0
0
NEW IRELAND FUND INC
Com
645673104
1177
105429
SH
SOLE
105429
0
0
NEWCOURT ACQUISITION CORP
Units
G6448C111
1367
135035
SH
SOLE
135035
0
0
NOCTURNE ACQUISITION CORP
Rights
G6580S106
30
75000
SH
SOLE
75000
0
0
NORTHERN STAR INVESTMENT CORP III
Com
66574L100
3232
331509
SH
SOLE
331509
0
0
NORTHERN STAR INVESTMENT CORP III
Warrants
66574L118
49
55844
SH
SOLE
55844
0
0
NORTHERN STAR INVESTMENT CORP IV
Warrants
66575B119
40
47046
SH
SOLE
47046
0
0
NORTHVIEW ACQUISITION CORP
Units
66718N202
1256
125000
SH
SOLE
125000
0
0
OAKTREE ACQUISITION II CORP
Com
G6715X103
3343
338518
SH
SOLE
338518
0
0
OAKTREE ACQUISITION II CORP
Warrants
G6715X111
27
25000
SH
SOLE
25000
0
0
ONCOLOGY INSTITUTE INC
Warrants
68236X118
52
75267
SH
SOLE
75267
0
0
OXBRIDGE ACQUISITION CORP
Com
G6855L109
494
50000
SH
SOLE
50000
0
0
OXBRIDGE ACQUISITION CORP
Warrants
G6855L117
20
50000
SH
SOLE
50000
0
0
PATHFINDER ACQUISITION CORP Warrants
Warrants
G04119122
30
49336
SH
SOLE
49336
0
0
PENNANT PARK INVESTMENT CORP.
Com
708062104
191
27600
SH
SOLE
27600
0
0
PERIDOT ACQUISITION CORP II
Units
G7008B113
730
73515
SH
SOLE
73515
0
0
PERIPHAS CAPITAL PARTNERING CORP
Units
713895209
298
12093
SH
SOLE
12093
0
0
PGIM Global Short Duration High Yield Fund, Inc.
Com
69346J106
1041
68996
SH
SOLE
68996
0
0
PHOENIX BIOTECH ACQUISITION CORP
Units
71902K204
1237
122600
SH
SOLE
122600
0
0
PIONEER MERGER CORP
Com
G7S24C103
1805
182798
SH
SOLE
182798
0
0
PORTMAN RIDGE FINANCE CORP
Com
73688F201
1198
48369
SH
SOLE
48369
0
0
PROPTECH INVESTMENT II CORP
Com
743497109
3072
313509
SH
SOLE
313509
0
0
PROPTECH INVESTMENT II CORP
Warrants
743497117
62
104503
SH
SOLE
104503
0
0
PWP FORWARD ACQUISITION CORP I
Com
74709Q101
6668
686825
SH
SOLE
686825
0
0
PWP FORWARD ACQUISITION CORP I
Warrants
74709Q119
104
133655
SH
SOLE
133655
0
0
QUANTUM FINTECH ACQUISITION CORP
Warrants
74767A113
83
164500
SH
SOLE
164500
0
0
REGENCY AFFILIATES INC
Com
758847404
127
20000
SH
SOLE
20000
0
0
RIVERNORTH OPPORTUNITIES FUND, INC.
Com
76881Y109
3118
195479
SH
SOLE
195479
0
0
ROC ENERGY ACQUISITION CORP
Units
77118V207
2351
232000
SH
SOLE
232000
0
0
ROSE HILL ACQUISITION CORP
Com
G7637J107
551
55558
SH
SOLE
55558
0
0
ROSE HILL ACQUISITION CORP
Warrants
G7637J123
13
27779
SH
SOLE
27779
0
0
ROYCE MICRO CAP TRUST
Com
780915104
500
43298
SH
SOLE
43298
0
0
RUNWAY GROWTH FINANCE CORP
Com
78163D100
154
12000
SH
SOLE
12000
0
0
RXR ACQUISITION CORP
com
74981W107
486
49815
SH
SOLE
49815
0
0
RXR ACQUISITION CORP
Warrants
74981W115
7
9963
SH
SOLE
9963
0
0
SABA CAPITAL INCOME & OPPORTUNITIES FUND
Com
78518H103
3029
670195
SH
SOLE
670195
0
0
SALIENT MIDSTREAM & MLP FUND
Com
79471V105
103
15220
SH
SOLE
15220
0
0
SCION TECH GROWTH I
Com
G31067104
488
49983
SH
SOLE
49983
0
0
SCION TECH GROWTH I
Warrants
G31067112
10
16661
SH
SOLE
16661
0
0
SCION TECH GROWTH II
Com
G31070108
715
73523
SH
SOLE
73523
0
0
SCION TECH GROWTH II
Warrants
G31070116
15
24345
SH
SOLE
24345
0
0
SELWAY CAPITAL ACQUISITION CORP.
Com
870875101
2360
237472
SH
SOLE
237472
0
0
SEMPER PARATUS ACQUISITION CORP
Units
G8028L123
2110
209570
SH
SOLE
209570
0
0
SEVEN HILLS REALTY TRUST
Com
81784E101
2853
274892
SH
SOLE
274892
0
0
SHAPEWAYS HOLDINGS INC
Warrants
81947T110
92
179132
SH
SOLE
179132
0
0
SIGNA SPORTS UNITED NV
Warrants
N80029114
319
114164
SH
SOLE
114164
0
0
SILVER SPIKE ACQUISITION CORP II
Units
G8201H121
1947
195708
SH
SOLE
195708
0
0
SILVERBOX ENGAGED MERGER CORP I
Com
82836L101
1856
182949
SH
SOLE
182949
0
0
SILVERBOX ENGAGED MERGER CORP I
Warrants
82836L119
85
60983
SH
SOLE
60983
0
0
SIZZLE ACQUISITION CORP
Units
83014E208
1113
109596
SH
SOLE
109596
0
0
SOCIAL CAPITAL SUVRETTA HOLDINGS CORP I
Com
G8253T106
1698
171021
SH
SOLE
171021
0
0
SOCIAL CAPITAL SUVRETTA HOLDINGS CORP II
Com
G8253U103
1639
165885
SH
SOLE
165885
0
0
SOCIAL CAPITAL SUVRETTA HOLDINGS CORP III
Com
G8253W109
1870
189016
SH
SOLE
189016
0
0
SOCIAL CAPITAL SUVRETTA HOLDINGS CORP IV
Com
G8253Y105
1905
193870
SH
SOLE
193870
0
0
SOFTWARE ACQUISITION GROUP III INC
Com
83407J103
2494
253171
SH
SOLE
253171
0
0
SOFTWARE ACQUISITION GROUP III INC
Warrants
83407J111
32
56130
SH
SOLE
56130
0
0
SOFTWARE ACQUISITION GROUP INC III
Units
83407J202
1505
148980
SH
SOLE
148980
0
0
SPARTAN ACQUISITION III CORP
Com
84677R106
1961
198520
SH
SOLE
198520
0
0
SPARTAN ACQUISITION III CORP
Warrants
84677R114
72
49930
SH
SOLE
49930
0
0
SURO CAP CORP.
Com
86887Q109
7077
546518
SH
SOLE
546518
0
0
SYNCHRONOSS TECHNOLOGIES INC
Com
87157B103
183
75000
SH
SOLE
75000
0
0
TAILWIND INTERNATIONAL ACQUISITION CORP
Units
G8662F127
1809
183107
SH
SOLE
183107
0
0
TAILWIND TWO ACQUISITION CORP
Com
G86613109
507
51249
SH
SOLE
51249
0
0
TAILWIND TWO ACQUISITION CORP
Warrants
G86613125
14
17083
SH
SOLE
17083
0
0
TAIWAN FUND INC
Com
874036106
7895
210132
SH
SOLE
210132
0
0
TEKKORP DIGITAL ACQUISITION CORP
Com
G8739H106
330
33200
SH
SOLE
33200
0
0
TEXAS PACIFIC LAND CORP
Com
88262P102
3372
2700
SH
SOLE
2700
0
0
TG VENTURE ACQUISITION CORP
Com
87251T109
2710
276000
SH
SOLE
276000
0
0
TG VENTURE ACQUISITION CORP
Warrants
87251T117
119
276000
SH
SOLE
276000
0
0
THUNDER BRIDGE CAPITAL PARTNERS III INC
Com
88605T100
776
79460
SH
SOLE
79460
0
0
TISHMAN SPEYER INNOVATION CORP II
Com
88825H100
196
20050
SH
SOLE
20050
0
0
TISHMAN SPEYER INNOVATION CORP II
Units
88825H209
2896
293298
SH
SOLE
293298
0
0
TORTOISE ENERGY INDEPENDENCE FUND INC
Com
89148K200
4119
186063
SH
SOLE
186063
0
0
TORTOISE POWER & ENERGY
Com
89147X104
4180
306885
SH
SOLE
306885
0
0
TRINITY PLACE HOLDINGS INC
Com
89656D101
407
221147
SH
SOLE
221147
0
0
VECTOR ACQUISITION II CORP
Com
G9460A104
184
18800
SH
SOLE
18800
0
0
VERTICAL AEROSPACE LTD
Warrants
G9471C115
29
38835
SH
SOLE
38835
0
0
VERTICAL CAPITAL INCOME FUND
Com
92535C104
6434
630820
SH
SOLE
630820
0
0
VILLAGE SUPERMARKETS
Com
927107409
1108
47382
SH
SOLE
47382
0
0
WARBURG PINCUS CAPITAL CORPORATION I-B
Units
G9460M116
719
73105
SH
SOLE
73105
0
0
WARBURG PINCUS CAPITAL IB CORP
Com
G9460M108
679
69668
SH
SOLE
69668
0
0
WELSBACH TECHNOLOGY METALS ACQUISITION CORP
Units
950415208
401
40000
SH
SOLE
40000
0
0
YELLOWSTONE ACQUISITION CO
Com
98566K105
2459
241816
SH
SOLE
241816
0
0
YELLOWSTONE ACQUISITION CO WTS
Warrants
98566K113
173
209605
SH
SOLE
209605
0
0
Z-WORK ACQUISITION CORP
Com
98880C102
2146
220437
SH
SOLE
220437
0
0
Z-WORK ACQUISITION CORP
Warrants
98880C110
45
73479
SH
SOLE
73479
0
0