Member

0001398344-18-007372.txt : 20180514 0001398344-18-007372.hdr.sgml : 20180514 20180514093103 ACCESSION NUMBER: 0001398344-18-007372 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bulldog Investors, LLC CENTRAL INDEX KEY: 0001504304 IRS NUMBER: 270926182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15290 FILM NUMBER: 18828960 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER COMPANY: FORMER CONFORMED NAME: Brooklyn Capital Management LLC DATE OF NAME CHANGE: 20101026 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001504304 XXXXXXXX 03-31-2018 03-31-2018 false Bulldog Investors, LLC

Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663

13F HOLDINGS REPORT 028-15290 N Philip Goldstein Member 201-556-0092 /s/ Philip Goldstein Saddle Brook NJ 05-10-2018 0 118 366326 INFORMATION TABLE 2 fp0033403_13fhr-table.xml 13F INFORMATION TABLE ABERDEEN CHILE FD INC COM 00301W105 10847 1200518 SH SOLE 1200518 0 0 ABERDEEN GTR CHINA FD COM 003031101 4553 337765 SH SOLE 337765 0 0 ABERDEEN EMERGING MKTS SMALL COM 00301T102 2003 135335 SH SOLE 135335 0 0 ABERDEEN INDONESIA FD COM 00305P106 2360 323672 SH SOLE 323672 0 0 ABERDEEN ISRAEL FUND INC COM 00301L109 5653 290182 SH SOLE 290182 0 0 ABERDEEN JAPAN EQUITY FD COM 00306J109 5670 618996 SH SOLE 618996 0 0 ABERDEEN LATIN AMERICAN EQTY COM 00306K106 4173 152417 SH SOLE 152417 0 0 ABERDEEN SINGAPORE FD INC COM 003244100 6569 495436 SH SOLE 495436 0 0 ADAMS EXPRESS COMPANY COM 006212104 3543 239896 SH SOLE 239896 0 0 ALLIANCE CALIF MUNI INCOME COM 018546101 7950 625484 SH SOLE 625484 0 0 ALPINE GLOBAL PREMIER PPTYS COM 02083A103 771 123487 SH SOLE 123487 0 0 ALPINE TOTAL DYNAMIC DIVIDEND COM 021060207 1436 160670 SH SOLE 160670 0 0 ALTA MESA Warrants 02133L117 116 75000 SH SOLE 75000 0 0 ASIA PAC FD INC COM COM 044901106 458 30920 SH SOLE 30920 0 0 ASIA TIGERS FUND INC COM 04516T105 2343 186265 SH SOLE 186265 0 0 ATLANTIC ACQUISITION CORP COM 048206106 2974 299750 SH SOLE 299750 0 0 ATLANTIC ACQUISITION COR -RTS Rights 048206304 74 150000 SH SOLE 150000 0 0 AVISTA HEALTHCARE PUB ACQ CO COM G0726L125 2994 302136 SH SOLE 302136 0 0 AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 84 254286 SH SOLE 254286 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 133 12500 SH SOLE 12500 0 0 BARINGTON HILCO ACQUISITION *W EXP 02/11/201 06759V127 10 49649 SH SOLE 49649 0 0 BIG ROCK PARTNERS ACQUISTION COM 089482103 2455 251505 SH SOLE 251505 0 0 BIG ROCK PARTNERS ACQUISTION-RT Rights 089482129 88 250000 SH SOLE 250000 0 0 BIG ROCK PARTNERS ACQUISTION-CW22 Warrants 089482111 41 125000 SH SOLE 125000 0 0 BISON CAPITAL ACQUISITION COM G1142P104 1988 199998 SH SOLE 199998 0 0 BISON CAPITAL ACQUISITION CO-RT Rights G1142P138 100 199998 SH SOLE 199998 0 0 BISON CAPITAL ACQUISITION CO-CW22 Warrants G1142P112 40 99999 SH SOLE 99999 0 0 BLACK RIDGE ACQUISITION CORP COM COM 09216T107 3685 380300 SH SOLE 380300 0 0 BLACK RIDGE ACQUISITION CORP RTS EXP Rights 09216T123 108 360500 SH SOLE 360500 0 0 BLACK RIDGE ACQUISTION CORP CW Warrants 09216T115 122 349000 SH SOLE 349000 0 0 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 367 31558 SH SOLE 31558 0 0 BLACKROCK NEW YORK MUN INCOME QUALITY TR COM COM 09249U105 2169 173541 SH SOLE 173541 0 0 BOULDER GROWTH & INCM FD INC COM 101507101 4599 426605 SH SOLE 426605 0 0 CENTRAL SECS CORP COM COM 155123102 9819 368295 SH SOLE 368295 0 0 CHINA FUND INC COM 169373107 18523 836651 SH SOLE 836651 0 0 CM SEVEN STAR ACQUISTION SHS G2345N102 4971 510394 SH SOLE 510394 0 0 CM SEVEN STAR ACQUISITION CORP RTS EXP 2018 Rights G2345N136 163 510394 SH SOLE 510394 0 0 CM SEVEN STAR ACQUISITION CORP WTS EXP 08/21/2022 Warrants G2345N110 89 255197 SH SOLE 255197 0 0 CONSTELLATION ALPHA CAPITAL CORP SHS G2379F108 1081 109500 SH SOLE 109500 0 0 CONSTELLATION ALPHA CAPITAL-RT Rights G2379F132 20 56000 SH SOLE 56000 0 0 CONSTELLATION ALPHA CAPITAL-CW22 Warrants G2379F116 12 50000 SH SOLE 50000 0 0 CONVERGEONE HOLDINGS IN-CW24 Warrants 212481113 139 116711 SH SOLE 116711 0 0 DELAWARE ENHANCED GBL DIV & COM 246060107 10133 876537 SH SOLE 876537 0 0 DELAWARE INV DIVIDEND & INV COM 245915103 2038 193189 SH SOLE 193189 0 0 DEUTSCHE MULTI-MARKET INCOME SHS 25160E102 7718 879059 SH SOLE 879059 0 0 DEUTSCHE STRATEGIC INCOME TR SHS 25160F109 2940 239751 SH SOLE 239751 0 0 DIVIDEND & INCOME FD COM NEW COM NEW 25538A204 1269 101000 SH SOLE 101000 0 0 DRAPER OAKWOOD TECHNOLOGY AC COM 26146L103 2465 249996 SH SOLE 249996 0 0 DRAPER OAKWOOD TECHNOLOGY AC-RT Rights 26146L129 142 249996 SH SOLE 249996 0 0 DRAPER OAKWOOD TECHNOLOGY AC-CW22 Warrants 26146L111 106 124998 SH SOLE 124998 0 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 50 147507 SH SOLE 147507 0 0 EQUUS TOTAL RETURN INC COM 294766100 1183 497162 SH SOLE 497162 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 2946 435867 SH SOLE 435867 0 0 GABELLI GLOBAL SMALL & MID CAP VALUE TR COM COM 36249W104 308 25713 SH SOLE 25713 0 0 GDL FUND COM 361570104 147 15730 SH SOLE 15730 0 0 GENERAL AMERICAN INVESTORS COM 368802104 1634 48808 SH SOLE 48808 0 0 GIGCAPITAL INC COM 37518N106 2315 239988 SH SOLE 239988 0 0 GIGCAPITAL INC Unit 37518N205 104 10000 SH SOLE 10000 0 0 GIGCAPITAL INC-RTS Rights 37518N114 85 239988 SH SOLE 239988 0 0 GIGCAPITAL INC-CW23 Warrants 37518N122 78 179991 SH SOLE 179991 0 0 GREAT ELM CAP CORP COM 390320109 3827 415072 SH SOLE 415072 0 0 GSV CAPITAL CORP COM 36191J101 453 60104 SH SOLE 60104 0 0 HAYMAKER ACQUISITION CORP UNIT 1 COM & 1/2 WT EXP EXP 10/23/24 Unit 420870206 1200 120600 SH SOLE 120600 0 0 HENNESSY CAP ACQUISITION CORP III COM COM 42588L105 137 13800 SH SOLE 13800 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 503 69940 SH SOLE 69940 0 0 HILL INTERNATIONAL INC COM 431466101 20352 3570458 SH SOLE 3570458 0 0 HUNTER MARITIME ACQUISITION CL A Y37828111 2150 219825 SH SOLE 219825 0 0 HUNTER MARITIME ACQUISITION WTS W EXP 99/99/999 Y37828129 48 109913 SH SOLE 109913 0 0 I-AM CAPITAL ACQUISITION CO COM 45074Q108 2490 250000 SH SOLE 250000 0 0 I AM CAP ACQUISITION CO Rights 45074Q124 84 250000 SH SOLE 250000 0 0 I AM CAP ACQUISITION CO Warrants 45074Q116 100 250000 SH SOLE 250000 0 0 INDUSTREA ACQUISITION CORP COM 45579J104 5886 600000 SH SOLE 600000 0 0 INDUSTREA ACQUISITION CORP-CW22 Warrants 45579J112 329 600000 SH SOLE 600000 0 0 INFRA AND ENERGY ALT. WTS Warrants 45686J112 135 155461 SH SOLE 155461 0 0 JAPAN SMALLER CAPTLZTN FD INC COM 47109U104 8421 685169 SH SOLE 685169 0 0 KAYNE ANDERSON ACQUISITION COM 48661U102 324 33064 SH SOLE 33064 0 0 KAYNE ANDERSON ACQUISITION-CW22 Warrants 48661U110 10 11021 SH SOLE 11021 0 0 KBL MERGER CORP IV COM 48242A104 4935 501000 SH SOLE 501000 0 0 KBL MERGER CORP IV-RTS Rights 48242A120 175 500000 SH SOLE 500000 0 0 KBL MERGER CORP IV-CW22 Warrants 48242A112 120 500000 SH SOLE 500000 0 0 LANDCADIA HOLDINGS INC COM 51476W107 398 39600 SH SOLE 39600 0 0 LAZARD GLOBAL TOT RT & INC COM 52106W103 793 39901 SH SOLE 39901 0 0 LAZARD WORLD DIVIDEND & INCOME COM 521076109 2710 235666 SH SOLE 235666 0 0 LEISURE ACQUISITION CORP UNIT Unit 52539T206 1707 172500 SH SOLE 172500 0 0 MANAGED DURATION INVESTMENT COM 56165R103 248 18227 SH SOLE 18227 0 0 M I ACQUISITIONS INC COM 55304A104 2596 248696 SH SOLE 248696 0 0 M I ACQUISITIONS INC *W EXP 99/99/999 55304A112 302 377235 SH SOLE 377235 0 0 MODERN MEDIA ACQUISITION COR COM 60765P103 2882 289686 SH SOLE 289686 0 0 MODERN MEDIA ACQUISITION-RTS Rights 60765P129 110 282352 SH SOLE 282352 0 0 MODERN MEDIA ACQUISITIO-CW22 Warrants 60765P111 76 147043 SH SOLE 147043 0 0 MORGAN STANLEY ASIA PAC FD COM 61744U106 6805 373673 SH SOLE 373673 0 0 MTECH ACQUISITION CORP. COM 55378W107 2251 235000 SH SOLE 235000 0 0 MTECH ACQUISITION CORP UNIT Units 55378W206 162 16000 SH SOLE 16000 0 0 MTECH ACQUISITION CORP Warrants 55378W115 143 235000 SH SOLE 235000 0 0 MUDRICK CAPITAL ACQUISTION Units 624745204 1533 150000 SH SOLE 150000 0 0 MVC CAPITAL INC COM 553829102 7965 802106 SH SOLE 802106 0 0 NEW IRELAND FUND COM 645673104 2008 166645 SH SOLE 166645 0 0 NEW YORK REIT INC COM 64976L109 15317 712106 SH SOLE 712106 0 0 NUVEEN CONNECTICUT QLTY MUN FD COM 67060D107 3434 298595 SH SOLE 298595 0 0 OPES ACQUISTION CORP. Units 68373P209 1508 150000 SH SOLE 150000 0 0 PENSARE ACQUISITION CORP COM 70957E105 1712 176141 SH SOLE 176141 0 0 PENSARE ACQUISITION CORP Rights 70957E121 46 91894 SH SOLE 91894 0 0 PENSARE ACQUISITION CORP Warrants 70957E117 21 42297 SH SOLE 42297 0 0 PUTNAM HIGH INCOME SECURITIE SHS BEN INT 746779107 17834 1972832 SH SOLE 1972832 0 0 REGALWOOD GLOBAL ENERGY LTD UNIT Untis G74760110 340 33700 SH SOLE 33700 0 0 ROYCE VALUE TRUST COM 780910105 423 27200 SH SOLE 27200 0 0 SENTINEL ENERGY SERVICES Units G8062D128 252 25450 SH SOLE 25450 0 0 SOURCE CAPITAL INC COM 836144105 7658 191957 SH SOLE 191957 0 0 STELLAR ACQUISITION III INC COM Y8172W107 8799 853049 SH SOLE 853049 0 0 STELLAR AQCUISITION III *W EXP 03/22/202 Y8172W115 297 646469 SH SOLE 646469 0 0 STEWART INFORMATION SERVICES COM 860372101 22086 502648 SH SOLE 502648 0 0 SWISS HELVETIA FUND COM 870875101 25869 2111785 SH SOLE 2111785 0 0 TAIWAN FD INC COM 874036106 7575 358140 SH SOLE 358140 0 0 TIBERIUS ACQUISTION Units 88633A206 3271 325000 SH SOLE 325000 0 0 TRI CONTL CORP COM COM 895436103 6945 263957 SH SOLE 263957 0 0 TRINITY PLACE HOLDINGS INC COM 89656D101 1353 208166 SH SOLE 208166 0 0 UNION ACQUISITION CORP UNITS Unit G9366W119 6138 600000 SH SOLE 600000 0 0 VIVOPOWER INTERNATIONAL PLC SHS G9376R100 126 56895 SH SOLE 56895 0 0