0001398344-17-014604.txt : 20171114
0001398344-17-014604.hdr.sgml : 20171114
20171114093401
ACCESSION NUMBER: 0001398344-17-014604
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 171198774
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001504304
XXXXXXXX
09-30-2017
09-30-2017
false
Bulldog Investors, LLC
Park 80 West - Plaza Two
250 Pehle Ave. Suite 708
Saddle Brook
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Philip Goldstein
Member
201-556-0092
/s/ Philip Goldstein
Saddle Brook
NJ
11-07-2017
0
88
344829
INFORMATION TABLE
2
fp0029064_13fhr-table.xml
13F INFORMATION TABLE
ABERDEEN CHILE FD INC
COM
00301W105
10378
1236905
SH
SOLE
1236905
0
0
ABERDEEN GTR CHINA FD
COM
003031101
2910
248080
SH
SOLE
248080
0
0
ABERDEEN EMERGING MKTS SMALL
COM
00301T102
602
43119
SH
SOLE
43119
0
0
ABERDEEN INDONESIA FD
COM
00305P106
1174
151330
SH
SOLE
151330
0
0
ABERDEEN ISRAEL FUND INC
COM
00301L109
5738
279913
SH
SOLE
279913
0
0
ABERDEEN JAPAN EQUITY FD
COM
00306J109
4600
528129
SH
SOLE
528129
0
0
ABERDEEN LATIN AMERICAN EQTY
COM
00306K106
1080
39461
SH
SOLE
39461
0
0
ABERDEEN SINGAPORE FD INC
COM
003244100
4476
384563
SH
SOLE
384563
0
0
ADAMS EXPRESS COMPANY
COM
006212104
3649
239896
SH
SOLE
239896
0
0
ALPINE GLOBAL PREMIER PPTYS
COM
02083A103
1503
226679
SH
SOLE
226679
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
1995
196406
SH
SOLE
196406
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
116
196406
SH
SOLE
196406
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
71
196406
SH
SOLE
196406
0
0
ASIA TIGERS FUND INC
COM
04516T105
2136
172630
SH
SOLE
172630
0
0
ATLANTIC ACQUISITION COR - U
Unit
048206205
1542
150000
SH
SOLE
150000
0
0
AVISTA HEALTHCARE PUB ACQ CO
COM
G0726L125
2484
248436
SH
SOLE
248436
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
99
248436
SH
SOLE
248436
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
539
52080
SH
SOLE
52080
0
0
BARINGTON HILCO ACQUISITION
Rights
06759V119
12
49649
SH
SOLE
49649
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
5
49649
SH
SOLE
49649
0
0
BISON CAPITAL ACQUISITION
UNIT
G1142P120
2054
200000
SH
SOLE
200000
0
0
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
708
60644
SH
SOLE
60644
0
0
BORQS TECHNOLOGIES INC -CW22
*W EXP 99/99/999
G1466B111
82
292153
SH
SOLE
292153
0
0
BOULDER GROWTH & INCM FD INC
COM
101507101
4351
426605
SH
SOLE
426605
0
0
CENTRAL SECS CORP COM
COM
155123102
9520
368295
SH
SOLE
368295
0
0
CHINA FUND INC
COM
169373107
7150
351363
SH
SOLE
351363
0
0
CLOUGH GLOBAL EQUITY FUND
COM
18914C100
8098
610898
SH
SOLE
610898
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
1331
125563
SH
SOLE
125563
0
0
CONSTELLATION ALPHA CAPITAL
UNIT
G2379F124
513
50000
SH
SOLE
50000
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
7490
631553
SH
SOLE
631553
0
0
DELAWARE INV DIVIDEND & INV
COM
245915103
1958
182008
SH
SOLE
182008
0
0
DEUTSCHE HIGH INCOME OPPORT
COM
25158Y102
14917
985907
SH
SOLE
985907
0
0
DEUTSCHE MULTI-MARKET INCOME
SHS
25160E102
5321
593845
SH
SOLE
593845
0
0
DEUTSCHE STRATEGIC INCOME TR
SHS
25160F109
1786
143311
SH
SOLE
143311
0
0
DRAPER OAKWOOD TECHNOLOGY AC
Unit
26146L202
2555
250000
SH
SOLE
250000
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
287
27020
SH
SOLE
27020
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
15
47820
SH
SOLE
47820
0
0
ELLSWORTH FUND INC
COM
289074106
450
48595
SH
SOLE
48595
0
0
EQUUS TOTAL RETURN INC
COM
294766100
1208
497162
SH
SOLE
497162
0
0
FIRST TR ENHANCED EQTY INC
COM
337318109
1048
69613
SH
SOLE
69613
0
0
FIRSTHAND TECHNOLOGY VALUE
COM
33766Y100
1687
210715
SH
SOLE
210715
0
0
FORUM MERGER CORP
UNIT
34985B202
4320
421427
SH
SOLE
421427
0
0
FRANKLIN UNVL TR
SH BEN INT
355145103
1762
242418
SH
SOLE
242418
0
0
GDL FUND
COM
361570104
271
26554
SH
SOLE
26554
0
0
GENERAL AMERICAN INVESTORS
COM
368802104
1758
48808
SH
SOLE
48808
0
0
GREAT ELM CAP CORP
COM
390320109
4333
415072
SH
SOLE
415072
0
0
GSV CAPITAL CORP
COM
36191J101
325
60104
SH
SOLE
60104
0
0
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
507
69940
SH
SOLE
69940
0
0
HILL INTERNATIONAL INC
COM
431466101
16021
3373163
SH
SOLE
3373163
0
0
HUNTER MARITIME ACQUISITION
CL A
Y37828111
1827
186828
SH
SOLE
186828
0
0
HUNTER MARITIME ACQUISITION WTS
W EXP 99/99/999
Y37828129
56
93414
SH
SOLE
93414
0
0
I-AM CAPITAL ACQUISITION CO
Unit
45074Q207
2562
250000
SH
SOLE
250000
0
0
INDUSTREA ACQUISITION CORP
Unit
45579J203
6066
600000
SH
SOLE
600000
0
0
INVESCO PA VALUE MUN INCOME TR
COM
46132K109
2244
182321
SH
SOLE
182321
0
0
JAPAN SMALLER CAPTLZTN FD INC
COM
47109U104
11744
935763
SH
SOLE
935763
0
0
KBL MERGER CORP IV
UNIT
48242A203
5120
502000
SH
SOLE
502000
0
0
LAZARD GLOBAL TOT RT & INC
COM
52106W103
8189
488605
SH
SOLE
488605
0
0
LAZARD WORLD DIVIDEND & INCOME
COM
521076109
263
23192
SH
SOLE
23192
0
0
LIBERTY ALL STAR EQUITY FD SH
SH BEN INT
530158104
7564
1254477
SH
SOLE
1254477
0
0
M I ACQUISITIONS INC
COM
55304A104
3900
384235
SH
SOLE
384235
0
0
M I ACQUISITIONS INC
*W EXP 99/99/999
55304A112
133
384235
SH
SOLE
384235
0
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
2700
261911
SH
SOLE
261911
0
0
MODERN MEDIA ACQUISITION COR
COM
60765P103
2827
289686
SH
SOLE
289686
0
0
MODERN MEDIA ACQUISITION-RTS
Rights
60765P129
101
282325
SH
SOLE
282325
0
0
MODERN MEDIA ACQUISITIO-CW22
Warrants
60765P111
79
147043
SH
SOLE
147043
0
0
MORGAN STANLEY ASIA PAC FD
COM
61744U106
7794
452116
SH
SOLE
452116
0
0
MVC CAPITAL INC
COM
553829102
8029
802106
SH
SOLE
802106
0
0
NEW IRELAND FUND
COM
645673104
436
31795
SH
SOLE
31795
0
0
NEW YORK REIT INC
COM
64976L109
30075
3831249
SH
SOLE
3831249
0
0
NEXTDECADE CORP
W EXP 99/99/999
65342K113
115
123986
SH
SOLE
123986
0
0
NUVEEN CONNECTICUT QLTY MUN FD
COM
67060D107
1526
125003
SH
SOLE
125003
0
0
ORIGO ACQUISITION CORP-RTS
RIGHT 12/12/2016
G67789134
24
73423
SH
SOLE
73423
0
0
ORIGO ACQUISITION COR. WT
*W EXP 12/17/202
G67789118
22
73423
SH
SOLE
73423
0
0
PENSARE ACQUISITION
UNITS
70957E204
874
84600
SH
SOLE
84600
0
0
PUTNAM HIGH INCOME SECURITIE
SHS BEN INT
746779107
13564
1519970
SH
SOLE
1519970
0
0
QUINPARIO ACQUISITION C-CW23
*W EXP 01/01/202
74874U119
12
32582
SH
SOLE
32582
0
0
ROYCE VALUE TRUST
COM
780910105
1172
74200
SH
SOLE
74200
0
0
SOURCE CAPITAL INC
COM
836144105
7185
178637
SH
SOLE
178637
0
0
SPDR S&P ETF TR TR UNIT
TR UNIT
78432F103
440
1750
SH
SOLE
1750
0
0
STELLAR ACQUISITION III INC
COM
Y8172W107
6507
640219
SH
SOLE
640219
0
0
STELLAR AQCUISITION III
*W EXP 03/22/202
Y8172W115
237
640219
SH
SOLE
640219
0
0
STEWART INFORMATION SERVICES
COM
860372101
27047
716283
SH
SOLE
716283
0
0
SWISS HELVETIA FUND
COM
870875101
24485
1917876
SH
SOLE
1917876
0
0
TAIWAN FD INC
COM
874036106
2409
117043
SH
SOLE
117043
0
0
TRI CONTL CORP COM
COM
895436103
6744
263957
SH
SOLE
263957
0
0
TRINITY PLACE HOLDINGS INC
COM
89656D101
594
84683
SH
SOLE
84683
0
0
TURKISH INVT FD INC
COM
900145103
3025
322661
SH
SOLE
322661
0
0
VIVOPOWER INTERNATIONAL PLC
SHS
G9376R100
203
58609
SH
SOLE
58609
0
0