0001398344-16-013313.txt : 20160513
0001398344-16-013313.hdr.sgml : 20160513
20160513090859
ACCESSION NUMBER: 0001398344-16-013313
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160513
EFFECTIVENESS DATE: 20160513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 161646075
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001504304
XXXXXXXX
03-31-2016
03-31-2016
false
Bulldog Investors, LLC
Park 80 West - Plaza Two
250 Pehle Ave. Suite 708
Saddle Brook
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Philip Goldstein
Member
201-556-0092
/s/ Philip Goldstein
Saddle Brook
NJ
05-13-2016
0
93
427059
INFORMATION TABLE
2
fp0019483_13fhr-table.xml
13F INFORMATION TABLE
1347 CAP CORP
RIGHT 07/21/2016
68245V111
84
252484
SH
SOLE
252484
0
0
1347 CAP CORP
*W EXP 07/15/202
68245V129
49
252484
SH
SOLE
252484
0
0
1347 CAPITAL CORP
COM
68245V103
2497
252484
SH
SOLE
252484
0
0
ABERDEEN SINGAPORE FD INC
COM
003244100
129
14400
SH
SOLE
14400
0
0
ADAMS EXPRESS COMPANY
COM
006212104
2120
166914
SH
SOLE
166914
0
0
ADVENT/CLAYMORE ENH GR & INC
COM
00765E104
12036
1467024
SH
SOLE
1467024
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
1979
204285
SH
SOLE
204285
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
48
204258
SH
SOLE
204258
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
20
204285
SH
SOLE
204285
0
0
AR CAPITAL ACQUISITION-CW19
*W EXP 10/06/201
00191R117
19
200173
SH
SOLE
200173
0
0
AROWANA INC
SHS
G05011104
3990
400000
SH
SOLE
400000
0
0
AROWANA INC
RIGHT 01/01/2017
G05011120
94
400000
SH
SOLE
400000
0
0
AROWANA INC
*W EXP 04/29/202
G05011112
32
400000
SH
SOLE
400000
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
209
20000
SH
SOLE
20000
0
0
BANCROFT FUND LTD
COM
059695106
1257
69976
SH
SOLE
69976
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
554
55823
SH
SOLE
55823
0
0
BARINGTON HILCO ACQUISITION
Rights
06759V119
11
55823
SH
SOLE
55823
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
6
55823
SH
SOLE
55823
0
0
BOULDER GROWTH & INCM FD INC
COM
101507101
3378
426605
SH
SOLE
426605
0
0
C B PHARMA ACQUISITION CORP
Warrants
G2029P118
6
75000
SH
SOLE
75000
0
0
CB PHARMA ACQUISITION-RTS
Rights
G2029P134
6
75000
SH
SOLE
75000
0
0
CENTRAL SECS CORP COM
COM
155123102
2643
137645
SH
SOLE
137645
0
0
COPSYNC INC
COM NEW
217712207
54
30000
SH
SOLE
30000
0
0
COPSYNC INC
*W EXP 11/12/202
217712116
16
30000
SH
SOLE
30000
0
0
CREDIT SUISSE ASSET MGMT INC
COM
224916106
426
149110
SH
SOLE
149110
0
0
CROSSROADS CAPITAL INC
COM
227656105
2929
1121332
SH
SOLE
1121332
0
0
CUSHING RENAISSANCE FD
COM
231647108
2937
210136
SH
SOLE
210136
0
0
DELAWARE INV DIVIDEND & INC
COM
245915103
297
32667
SH
SOLE
32667
0
0
DEUTSCHE GLOBAL HIGH INCOME
COM
25158V108
5999
777416
SH
SOLE
777416
0
0
DEUTSCHE HIGH INCOME OPPORT
COM
25158Y102
19053
1432772
SH
SOLE
1432772
0
0
DT ASIA INVESTMENTS LTD
COM
G2615J104
5647
556373
SH
SOLE
556373
0
0
DT ASIA INVESTMENTS LTD-RTS
RIGHT 03/30/2016
G2615J112
51
261050
SH
SOLE
261050
0
0
DT ASIA INVTS LTD WT 033021
*W EXP 03/29/202
G2615J138
13
261050
SH
SOLE
261050
0
0
E-COMPASS ACQUISITION CORP
COM
G2920Y101
1004
100000
SH
SOLE
100000
0
0
E-COMPASS ACQUISITION CORP
RIGHT 02/18/2017
G2920Y119
22
100000
SH
SOLE
100000
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
31
151020
SH
SOLE
151020
0
0
ELLSWORTH FUND INC
COM
289074106
267
35123
SH
SOLE
35123
0
0
EMERGENT CAPITAL INC
COM
29102N105
16251
4032378
SH
SOLE
4032378
0
0
EQUUS TOTAL RETURN INC
COM
294766100
794
497162
SH
SOLE
497162
0
0
FINTECH ACQUISITION CORP
COM
31809H100
1541
153399
SH
SOLE
153399
0
0
FINTECH ACQUISITION CORP
*W EXP 02/19/202
31809H118
44
76516
SH
SOLE
76516
0
0
FIRST TRUST ABERDEEN GLOBAL
COM SHR
337319107
2203
201338
SH
SOLE
201338
0
0
FIRST TRUST DIVIDEND AND INC
COM
33731L100
13551
1565430
SH
SOLE
1565430
0
0
FIRSTHAND TECHNOLOGY VALUE
COM
33766Y100
3446
459400
SH
SOLE
459400
0
0
FULL CIRCLE CAPITAL CORP
COM
359671104
4225
1650429
SH
SOLE
1650429
0
0
GABELLI GLOBALDEAL FUND (THE)
COM
361570104
163
16275
SH
SOLE
16275
0
0
GARNERO GROUP ACQUISIT-CW19
*W EXP 06/24/201
G5866L116
46
586828
SH
SOLE
586828
0
0
GARNERO GROUP ACQUISITION CO
COM
G5866L108
6775
682585
SH
SOLE
682585
0
0
GARNERO GROUP ACQUISITIO-RTS
Rights
G5866L132
91
535528
SH
SOLE
535528
0
0
GDL FUND
COM
361570104
540
53898
SH
SOLE
53898
0
0
GENERAL AMERICAN INVESTORS
COM
368802104
5925
189259
SH
SOLE
189259
0
0
GLOBAL HIGH INCOME FUND INC
COM
37933G108
18099
2084103
SH
SOLE
2084103
0
0
GORES HLDGS INC
COM
382866101
1453
150000
SH
SOLE
150000
0
0
GORES HOLDINGS INC
*W EXP 08/13/202
382866119
37
150000
SH
SOLE
150000
0
0
GSV CAPITAL CORP
COM
36191J101
455
80704
SH
SOLE
80704
0
0
HARMONY MERGER CORP-WARRANT
*W EXP 01/01/202
413247123
39
200918
PRN
SOLE
200918
0
0
HILL INTERNATIONAL INC
COM
431466101
12954
3875519
SH
SOLE
3875519
0
0
IMPERIAL HOLDINGS INCIFT 8 1/2 02/15/19
Bond
452834AE4
8067
9243000
PRN
SOLE
9243000
0
0
ISHARES US REAL 01/15/2016 73.00
Put Options
464287959
1
34800
SH
Put
SOLE
34800
0
0
ISHARES US REAL 01/15/2016 75.50
Call Options
464287909
49
34800
SH
Call
SOLE
34800
0
0
JETPAY CORP
COM
477177109
158
68328
SH
SOLE
68328
0
0
JPMORGAN CHINA REGION FD INC
COM
48126T104
787
53388
SH
SOLE
53388
0
0
KEARNY FINANCIAL CORP/MD
COM
48716P108
741
60000
SH
SOLE
60000
0
0
KOREA EQUITY FD INC
COM
50063B104
897
112973
SH
SOLE
112973
0
0
LIBERTY ALL STAR EQUITY FD SH
COM
530158104
4231
851229
SH
SOLE
851229
0
0
LMP REAL ESTATE INCOME FUND
COM
50208C108
34166
2504359
PRN
SOLE
2504359
0
0
MANAGED HI YLD PLUS FUND INC
COM
561911108
7494
4209907
SH
SOLE
4209907
0
0
MVC CAPITAL INC
COM
553829102
10270
1378812
SH
SOLE
1378812
0
0
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
26724
5250352
SH
SOLE
5250352
0
0
NEW YORK REIT INC
COM
64976L109
1696
167962
SH
SOLE
167962
0
0
NUVEEN DIVERSIFIED COMMODITY
COM
67074P104
5506
621807
SH
SOLE
621807
0
0
NUVEEN GLOBAL EQU INC FD
COM
6706EH103
20689
1891487
SH
SOLE
1891487
0
0
NUVEEN LONG/SHORT COMMODITY
COM
670731108
21903
1455100
SH
SOLE
1455100
0
0
PACHOLDER HIGH YIELD FUND
COM
693742108
4471
703768
SH
SOLE
703768
0
0
PACIFIC SPECIAL ACQUISITION
SHS
G68588105
3005
300000
SH
SOLE
300000
0
0
PACIFIC SPECIAL ACQUISITION
RIGHT 03/15/2017
G68588113
41
300000
SH
SOLE
300000
0
0
PACIFIC SPECIAL ACQUISITION
*W EXP 10/20/202
G68588121
26
300000
SH
SOLE
300000
0
0
PUTNAM HIGH INCOME SECURITIE
SHS BEN INT
746779107
1141
156060
SH
SOLE
156060
0
0
QUINPARIO ACQUISITION C-CW23
*W EXP 01/01/202
74874U119
11
56097
SH
SOLE
56097
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
548
56097
SH
SOLE
56097
0
0
ROYCE VALUE TRUST
COM
780910105
516
44100
SH
SOLE
44100
0
0
SOURCE CAP INC
COM
836144105
2942
82562
SH
SOLE
82562
0
0
STEWART INFORMATION SERVICES
COM
860372101
41074
1129900
SH
SOLE
1129900
0
0
STRATEGIC GLOBAL INCOME FD
COM
862719101
1343
150680
SH
SOLE
150680
0
0
SWISS HELVETIA FUND
COM
870875101
8527
840092
SH
SOLE
840092
0
0
TERRAPIN 3 ACQUISITION COR-A
COM
88104P104
1980
200000
SH
SOLE
200000
0
0
TERRAPIN 3 ACQUISITION-CW19
Warrants
88104P112
53
200000
SH
SOLE
200000
0
0
TRI CONTL CORP COM
COM
895436103
6271
313691
SH
SOLE
313691
0
0
VIRTUS TOTAL RETURN FD
COM
92829A103
15337
3616434
SH
SOLE
3616434
0
0
WHEELER REAL ESTATE INVESTME
COM
963025101
5269
4250833
SH
SOLE
4250833
0
0
WHEELER REAL ESTATE INVESTME
*W EXP 04/29/201
963025119
0
17000
SH
SOLE
17000
0
0
WINTHROP REALTY TRUST
COM
976391300
32331
2468054
SH
SOLE
2468054
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
251
25000
SH
SOLE
25000
0
0