0001398344-16-008958.txt : 20160112 0001398344-16-008958.hdr.sgml : 20160112 20160112111222 ACCESSION NUMBER: 0001398344-16-008958 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20160112 DATE AS OF CHANGE: 20160112 EFFECTIVENESS DATE: 20160112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bulldog Investors, LLC CENTRAL INDEX KEY: 0001504304 IRS NUMBER: 270926182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15290 FILM NUMBER: 161337992 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER COMPANY: FORMER CONFORMED NAME: Brooklyn Capital Management LLC DATE OF NAME CHANGE: 20101026 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001504304 XXXXXXXX 06-30-2015 06-30-2015 true 1 NEW HOLDINGS true 12-31-2015 08-13-2015 Denied Bulldog Investors, LLC

Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663

13F HOLDINGS REPORT 028-15290 N Philip Goldstein 201-556-0092 /s/ Philip Goldstein Saddle Brook NJ 01-12-2016 0 57 196468 INFORMATION TABLE 2 fp0017514_13fhra-table.xml 13F INFORMATION TABLE 1347 CAPITAL CORP COM 68245V202 2607 253884 SH SOLE 253884 0 0 ABERDEEN SINGAPORE FUND INC COM 003244100 277 25000 SH SOLE 25000 0 0 ADAMS EXPRESS COMPANY COM 006212104 4925 352568 SH SOLE 352568 0 0 ADVENT/CLAYMORE ENH GR & INC COM 00765E104 6227 686514 SH SOLE 686514 0 0 ALPINE TOTAL DYNAMIC DIVIDEN COM 021060108 315 36500 SH SOLE 36500 0 0 AR CAPITAL ACQUISITION CORP COM 00191R109 4048 410346 SH SOLE 410346 0 0 AR CAPITAL ACQUISITION-CW19 W 00191R117 72 205173 SH SOLE 205173 0 0 AROWANA INC Units G05011138 4052 400000 SH SOLE 400000 0 0 BANCROFT FUND LTD COM 059695106 1968 92909 SH SOLE 92909 0 0 BARINGTON/HILCO ACQUISITION COM 06759V200 629 62500 SH SOLE 62500 0 0 BOULDER GROWTH & INCM FD INC COM 101507101 14170 1678919 SH SOLE 1678919 0 0 C B PHARMA ACQUISITION CORP W G2029P118 29 75000 SH SOLE 75000 0 0 CAMBRIDGE CAPITAL ACQUI-CW18 W 13215Q114 18 115825 SH SOLE 115825 0 0 CAMBRIDGE CAPITAL ACQUISITIO COM 13215Q106 1152 115825 SH SOLE 115825 0 0 CB PHARMA ACQUISITION-RTS RTS G2029P134 31 75000 SH SOLE 75000 0 0 CENTRAL SECS CORP COM COM 155123102 5205 244015 SH SOLE 244015 0 0 DELAWARE INV DIVIDEND & INC COM 245915103 614 61986 SH SOLE 61986 0 0 DELTA TECHNOLOGY HOLDI-CW17 W G8477B113 60 120231 SH SOLE 120231 0 0 DT ASIA INVESTMENTS LTD COM G2615J104 2673 270000 SH SOLE 270000 0 0 DT ASIA INVESTMENTS LTD-RTS RTS G2615J112 61 270000 SH SOLE 270000 0 0 DT ASIA INVTS LTD WT 033021 W G2615J138 30 270000 SH SOLE 270000 0 0 ELECTRUM SPECIAL ACQUISITI-U COM G3105C120 1503 150000 SH SOLE 150000 0 0 ELLSWORTH FUND INC COM 289074106 623 70522 SH SOLE 70522 0 0 FEDERATED ENHANCED TREASURY COM 314162108 348 26329 SH SOLE 26329 0 0 FINTECH ACQUISITION CORP COM 31809H209 1436 135129 SH SOLE 135129 0 0 FIVE OAKS INVESTMENT CORP COM 33830W106 418 50107 SH SOLE 50107 0 0 GABELLI GLOBALDEAL FUND (THE) COM 361570104 645 63251 SH SOLE 63251 0 0 GARNERO GROUP ACQUISIT-CW19 W G5866L116 83 585800 SH SOLE 585800 0 0 GARNERO GROUP ACQUISITION CO COM G5866L124 100 10000 SH SOLE 10000 0 0 GARNERO GROUP ACQUISITION CO COM G5866L108 5753 585800 SH SOLE 585800 0 0 GARNERO GROUP ACQUISITIO-RTS RTS G5866L132 101 534500 SH SOLE 534500 0 0 GENERAL AMERICAN INVESTORS COM 368802104 42363 1216976 SH SOLE 1216976 0 0 GLOBAL HIGH INCOME FUND INC COM 37933G108 8357 984322 SH SOLE 984322 0 0 HARMONY MERGER CORP COM 413247206 2041 200918 SH SOLE 200918 0 0 IMPERIAL HOLDINGS INCIFT 8 1/2 02/15/19 DEBT 452834AE4 9452 8667000 PRN SOLE 0 0 0 INDEPENDENCE REALTY TRUST IN COM 45378A106 753 100000 SH SOLE 100000 0 0 JETPAY CORP COM 477177109 225 82239 SH SOLE 82239 0 0 KEARNY FINANCIAL CORP/MD COM 48716P108 670 60000 SH SOLE 60000 0 0 LIBERTY ALL STAR EQUITY FD SH COM 530158104 18551 3226189 SH SOLE 3226189 0 0 MADISON STRATEGIC SECTR PREM COM 558268108 562 48074 SH SOLE 48074 0 0 MFS INTERMEDIATE HIGH INC FN COM 59318T109 245 92276 SH SOLE 92276 0 0 NEUBERGER BERMAN REAL ESTATE COM 64190A103 4447 938181 SH SOLE 938181 0 0 NEW YORK REIT INC COM 64976L109 7111 714700 SH SOLE 714700 0 0 NUVEEN DIVERSIFIED COMMODITY COM 67074P104 4739 397863 SH SOLE 397863 0 0 NUVEEN LONG/SHORT COMMODITY COM 670731108 12254 745451 SH SOLE 745451 0 0 PANGAEA LOGISTICS SOLUTIONS COM G6891L105 219 67894 SH SOLE 67894 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U200 679 65000 SH SOLE 65000 0 0 RESOURCES CAPITAL CORP. COM 76120W302 77 20000 SH SOLE 20000 0 0 ROI ACQUISITION CORP II COM 74966G101 1957 190936 SH SOLE 190936 0 0 ROI ACQUISITION CORP-CW17 W 74966G119 49 190936 SH SOLE 190936 0 0 SINO MERCURY ACQUISITION-RTS RTS 82936K110 171 275000 SH SOLE 275000 0 0 TERRAPIN 3 ACQUISITION COR-A COM 88104P104 2018 200000 SH SOLE 200000 0 0 TERRAPIN 3 ACQUISITION-CW19 W 88104P112 62 200000 SH SOLE 200000 0 0 TRADE STREET RESIDENTIAL INC COM 89255N203 6508 977150 SH SOLE 977150 0 0 TRI CONTL CORP COM COM 895436103 8320 392619 SH SOLE 392619 0 0 WHEELER REAL ESTATE INVESTME COM 963025101 4466 2200000 SH SOLE 2200000 0 0 WHEELER REAL ESTATE INVESTME W 963025119 4 48000 SH SOLE 48000 0 0