0001398344-15-008199.txt : 20151214
0001398344-15-008199.hdr.sgml : 20151214
20151214103003
ACCESSION NUMBER: 0001398344-15-008199
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20151214
DATE AS OF CHANGE: 20151214
EFFECTIVENESS DATE: 20151214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bulldog Investors, LLC
CENTRAL INDEX KEY: 0001504304
IRS NUMBER: 270926182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15290
FILM NUMBER: 151285011
BUSINESS ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
BUSINESS PHONE: 201 556-0092
MAIL ADDRESS:
STREET 1: PARK 80 WEST - PLAZA TWO
STREET 2: 250 PEHLE AVE. SUITE 708
CITY: SADDLE BROOK
STATE: NJ
ZIP: 07663
FORMER COMPANY:
FORMER CONFORMED NAME: Brooklyn Capital Management LLC
DATE OF NAME CHANGE: 20101026
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001504304
XXXXXXXX
12-31-2011
12-31-2011
false
Bulldog Investors, LLC
Park 80 West - Plaza Two
250 Pehle Ave. Suite 708
Saddle Brook
NJ
07663
13F HOLDINGS REPORT
028-15290
N
Philip Goldstein
Member
201-556-0092
/s/ Philip Goldstein
Saddle Brook
NJ
12-14-2015
0
75
317760
INFORMATION TABLE
2
fp0017088_13fhr-table.xml
13F INFORMATION TABLE
ADAMS EXPRESS CO
Com
006212104
2770
287316
SH
SOLE
287316
0
0
ALPINE GLOBAL PREMIER PPTYS
Com
02083A103
18989
3582758
SH
SOLE
3582758
0
0
AMERICAN STRATEGIC INCOME III
Com
03009T101
4843
742766
SH
SOLE
742766
0
0
AMERICAN RLTY CAP PPTYS INC
Com
02917T104
4419
424904
SH
SOLE
424904
0
0
AMERITRANS CAPTL CORPORATION
Com
03073H108
10
81000
SH
SOLE
81000
0
0
AUSTRALIA ACQUISITION CORP
SHS
G06368107
8189
832000
SH
SOLE
832000
0
0
AUSTRALIA ACQUISITION-CW15
*W EXP 99/99/999
G06368115
296
750000
SH
SOLE
750000
0
0
BANCROFT FUND LTD
Com
059695106
948
62738
SH
SOLE
62738
0
0
BLACKROCK CR ALLCTN INC TR COM
Com
92508100
679
55854
SH
SOLE
55854
0
0
BLUE WOLF MONGOLIA HOLDINGS
SHS
G11962100
1895
244173
SH
SOLE
244173
0
0
BLUE WOLF MONGOLIA HOLDINGS
*W EXP 07/20/201
G11962118
103
143627
SH
SOLE
143627
0
0
BOULDER GROWTH & INCOME FD INC
Com
101507101
1853
322868
SH
SOLE
322868
0
0
BOULDER TOTAL RETURN FD INC
Com
101541100
2981
197425
SH
SOLE
197425
0
0
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
402
48180
SH
SOLE
48180
0
0
CAZADOR ACQUISITION COR-CW15
*W EXP 99/99/999
G19867129
127
635000
SH
SOLE
635000
0
0
CAZADOR ACQUISITION CORP
SHS
G19867103
5232
535000
SH
SOLE
535000
0
0
CENTRAL SECS CORP
Com
155123102
227
11106
SH
SOLE
11106
0
0
CHINA GROWTH EQUITY INV LTD
SHS
G2114K107
1909
200300
SH
SOLE
200300
0
0
CHINA GROWTH EQUITY INVE-CW
*W EXP 99/99/999
G2114K123
89
200000
SH
SOLE
200000
0
0
COHEN & STEERS INFRASTRUCTUR
Com
19248A109
492
31157
SH
SOLE
31157
0
0
DCA TOTAL RETURN FD
Com
233066109
90
25852
SH
SOLE
25852
0
0
DIAMOND HILL FINL TRNDS FD I
COM
25264C101
1593
198314
SH
SOLE
198314
0
0
DIVIDEND & INCOME FD INC
Com
25538A105
79
23112
SH
SOLE
23112
0
0
EATON VANCE RISK MNGD DIV EQ
Com
27829G106
18763
1795505
SH
SOLE
1795505
0
0
ELLSWORTH FUND LTD
Com
289074106
620
94012
SH
SOLE
94012
0
0
EQUUS TOTAL RETURN
Com
294766100
1291
558754
SH
SOLE
558754
0
0
FEDERATED ENHANC TREAS INCM
COM SH BEN INT
314162108
218
15179
SH
SOLE
15179
0
0
GABELLI GLOBAL MULTIMEDIA TR
Com
36239Q109
1042
167330
SH
SOLE
167330
0
0
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
136
19070
SH
SOLE
19070
0
0
GDL FUND
COM SH BEN IT
361570104
464
39327
SH
SOLE
39327
0
0
GLOBAL EAGLE ACQUISITION COR
COM
37951D102
517
54028
SH
SOLE
54028
0
0
GREATER CHINA FD INC
Com
39167B102
286
28377
SH
SOLE
28377
0
0
GYRODYNE CO AMER INC
Com
403820103
31178
305667
SH
SOLE
305667
0
0
IMPERIAL HLDGS INC
Com
452834104
912
484976
SH
SOLE
484976
0
0
INDIA GLOBALIZATION CAP INC
COM
45408X100
13
45808
SH
SOLE
45808
0
0
INVESCO NY QUALITY MUNI SEC
COM
46133F109
161
10300
SH
SOLE
10300
0
0
JOHN HANCOCK BK &THRIFT OPP
SH BEN INT NEW
409735206
269
19653
SH
SOLE
19653
0
0
KOREA EQUITY FD INC
Com
50063B104
180
19801
SH
SOLE
19801
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
24132
5718451
SH
SOLE
5718451
0
0
LIBERTY ALL-STAR GROWTH FD I
Com
529900102
12892
3383673
SH
SOLE
3383673
0
0
LMP CAP & INCOME FD INC
Com
50208A102
135
10926
SH
SOLE
10926
0
0
MACQUARIE GLBL INFRA TOTL RE
Com
55608D101
2384
140357
SH
SOLE
140357
0
0
MEXICO EQUITY AND INCOME FD
Com
592834105
1179
118522
SH
SOLE
118522
0
0
MORGAN STANLEY ASIA PAC FD I
Com
61744U106
913
69730
SH
SOLE
69730
0
0
MVC CAPITAL INC
Com
553829102
4212
363418
SH
SOLE
363418
0
0
MYREXIS INC
Com
62856H107
2334
870990
SH
SOLE
870990
0
0
NAUTILUS MARINE ACQUISI-CW16
*W EXP 06/17/201
Y6255E119
141
564524
SH
SOLE
564524
0
0
NAUTILUS MARINE ACQUISIT COR
SHS
Y6255E101
5408
564524
SH
SOLE
564524
0
0
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
3712
989811
SH
SOLE
989811
0
0
NEW IRELAND FUND INC
Com
645673104
5689
820906
SH
SOLE
820906
0
0
NUVEEN CREDIT STRAT INC FD
COM SHS
67073D102
273
33960
SH
SOLE
33960
0
0
NUVEEN MULTI STRAT INC & GR II
Com
67073B106
99
12300
SH
SOLE
12300
0
0
PRIME ACQUISITION CORP
SHS
G72436101
2714
283500
SH
SOLE
283500
0
0
PRIME ACQUISITION CORP
*W EXP 99/99/999
G72436127
68
217500
SH
SOLE
217500
0
0
PROMOTORA DE INFORMACIONES S
ADR CL A SHS
74343G204
116
26271
SH
SOLE
26271
0
0
PROMOTORA DE INFORMACIONES S
ADR CL B CONV
74343G303
876
180984
SH
SOLE
180984
0
0
ROBERTS REALTY INVS
Com
769900101
903
705798
SH
SOLE
705798
0
0
ROYCE FOCUS TR COM
COM
78080N108
110
17500
SH
SOLE
17500
0
0
ROYCE MICRO-CAP TR INC
Com
780915104
4299
490218
SH
SOLE
490218
0
0
ROYCE VALUE TR INC
Com
780910105
4665
380203
SH
SOLE
380203
0
0
SPDR S&P 500 ET 3/30/2012 110.00
Put Options
78462F953
195
100000
SH
Put
SOLE
100000
0
0
SPDR S&P 500 ET 3/30/2012 120.00
Put Options
78462F953
149
36800
SH
Put
SOLE
36800
0
0
SPDR S&P 500 ET 03/30/2012 138.00
Call Options
78462F903
31
36800
SH
Call
SOLE
36800
0
0
SUNAMERICA FCSED ALPHA GRW F
Com
867037103
56327
3081353
SH
SOLE
3081353
0
0
SUNAMERICA FOCUSE ALPHA LC F
Com
867038101
25614
1579127
SH
SOLE
1579127
0
0
THAI FD INC
Com
882904105
180
14700
SH
SOLE
14700
0
0
TRI CONTL CORP
Com
895436103
5573
391619
SH
SOLE
391619
0
0
TS&W CLAYMORE TAX ADVNTG BL
Com
87280R108
19966
1706786
SH
SOLE
1706786
0
0
UNIVERSAL BUSINESS PMT SOL A
COM
913384103
4706
810000
SH
SOLE
810000
0
0
UNIVERSAL BUSINESS PMT SOL A
*W EXP 05/09/201
913384111
219
810000
SH
SOLE
810000
0
0
YAHOO! INC
COM
984332106
161
10000
SH
SOLE
10000
0
0
YAHOO! INC 01/19/2013 15.00
Put Options
984332956
18
10000
SH
Put
SOLE
10000
0
0
ZION OIL & GAS INC
Com
989696109
114
51453
SH
SOLE
51453
0
0
ZION OIL & GAS INC WTS
W EXP 08/15/201
989696133
25
104556
SH
SOLE
104556
0
0
ZWEIG TOTAL RETURN FD INC
Com
989837109
12964
4278426
SH
SOLE
4278426
0
0