0001398344-15-005202.txt : 20150812 0001398344-15-005202.hdr.sgml : 20150812 20150812154054 ACCESSION NUMBER: 0001398344-15-005202 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 EFFECTIVENESS DATE: 20150812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bulldog Investors, LLC CENTRAL INDEX KEY: 0001504304 IRS NUMBER: 270926182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15290 FILM NUMBER: 151046865 BUSINESS ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201 556-0092 MAIL ADDRESS: STREET 1: PARK 80 WEST - PLAZA TWO STREET 2: 250 PEHLE AVE. SUITE 708 CITY: SADDLE BROOK STATE: NJ ZIP: 07663 FORMER COMPANY: FORMER CONFORMED NAME: Brooklyn Capital Management LLC DATE OF NAME CHANGE: 20101026 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001504304 XXXXXXXX 06-30-2014 06-30-2014 true 1 NEW HOLDINGS true 08-12-2015 08-12-2014 Confidential Treatment Expired Bulldog Investors, LLC

Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663

13F HOLDINGS REPORT 028-15290 N Philip Goldstein 201-556-0092 /s/ Philip Goldstein Saddle Brook NJ 08-12-2015 0 68 296884 INFORMATION TABLE 2 fp0015534_13fhra-table.xml 13F INFORMATION TABLE ABERDEEN ISRAEL FUND INC COM 00301L109 2087 116743 SH SOLE 116743 0 0 ADAMS EXPRESS CO COM 006212104 9148 665338 SH SOLE 665338 0 0 ADVENT/CLAYMORE ENH GR & INC COM 00765E104 1059 102797 SH SOLE 102797 0 0 ALLIANCEBERNSTEIN INC FUND COM 01881E101 14470 1924170 SH SOLE 1924170 0 0 ALPINE TOTAL DYNAMIC DIVIDEN COM 021060108 326 36500 SH SOLE 36500 0 0 AMERICAN REALTY CAP. PROP COM 02917T104 877 70000 SH SOLE 70000 0 0 AMERICAN SELECT PORTFOLIO COM 029570108 4641 433772 SH SOLE 433772 0 0 AQUASITION CORP WTS 01/22/18 W Y0192H111 127 877125 SH SOLE 877125 0 0 BANCROFT FUND LTD COM 059695106 2062 102168 SH SOLE 102168 0 0 BOULDER GROWTH & INCOME FUND COM 101507101 6287 737947 SH SOLE 737947 0 0 BOULDER TOTAL RETURN FD INC COM 101541100 4937 192385 SH SOLE 192385 0 0 CAMBRIDGE CAPITAL ACQUIS COM 13215Q106 1130 115825 SH SOLE 115825 0 0 CAMBRIDGE CAPITAL ACQUI-CW18 W 13215Q114 41 115825 SH SOLE 115825 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 4695 475152 SH SOLE 475152 0 0 CAPITOL ACQUISITION CORP W 14056V113 116 237576 SH SOLE 237576 0 0 CENTRAL EUR RUSS & TURK FD INC COM 153436100 331 11314 SH SOLE 11314 0 0 CENTRAL SECS CORP COM 155123102 4891 208591 SH SOLE 208591 0 0 CHART ACQUISITION CORP COM 161151105 3680 368393 SH SOLE 368393 0 0 CHART ACQUISITION CORP W 161151113 198 368393 SH SOLE 368393 0 0 CIS ACQUISITION LTD-CW17 W G21490118 62 404036 SH SOLE 404036 0 0 CLOUGH GLOBAL ALLOCATION COM 18913Y103 2900 187067 SH SOLE 187067 0 0 CLOUGH GLOBAL EQUITY FUND COM 18914C100 6790 438656 SH SOLE 438656 0 0 CLOUGH GLBL OPPORTUNITIES FD SH 18914E106 1763 135641 SH SOLE 135641 0 0 COLLABRIUM JAPAN ACQUISITION W G2266G110 46 578381 SH SOLE 578381 0 0 DCP MIDSTREAM PARTNERS LP COM 23311P100 1447 25385 SH SOLE 25385 0 0 DWS GLBL HIGH INCOME FD INC COM 23338W104 956 113733 SH SOLE 113733 0 0 DWS HIGH INCOME OPP COM 23339M204 12214 826947 SH SOLE 826947 0 0 EATON VANCE RISK MNGD DIV EQTY COM 27829G106 3796 328976 SH SOLE 328976 0 0 ELLSWORTH FUND LTD COM 289074106 1312 148608 SH SOLE 148608 0 0 FIRST OPPORTUNITY FD INC COM 33587T108 2947 306290 SH SOLE 306290 0 0 FIVE OAKS INVESTMENT CORP COM 33830W106 621 55000 SH SOLE 55000 0 0 GABELLI GLOBALDEAL FUND COM 361570104 137 12579 SH SOLE 12579 0 0 GABELLI HLTHCARE & WELLNESS TRUST RTS 36246K137 36 93314 SH SOLE 93314 0 0 GENERAL AMERICAN INVESTORS COM 368802104 26965 732353 SH SOLE 732353 0 0 GYRODYNE CO OF AMERICA INC COM 403820103 187 36399 SH SOLE 36399 0 0 H&Q HEALTHCARE INVESTORS COM 404052102 2362 89590 SH SOLE 89590 0 0 H&Q LIFE SCIENCES INVESTORS COM 404053100 1860 89615 SH SOLE 89615 0 0 HENNESSY CAPITAL ACQUIS COM 425886207 2016 200000 SH SOLE 200000 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 426 52204 SH SOLE 52204 0 0 IMPERIAL HOLDINGS INC 8.5% 2/15/2019 DEBT 452834AB0 11144 9243000 SH SOLE 9243000 0 0 JETPAY CORP COM 477177109 194 93037 SH SOLE 93037 0 0 KEATING CAPITAL INC COM 48722R106 1286 217607 SH SOLE 217607 0 0 LEVY ACQUISITION CORP COM 52748T203 2023 200000 SH SOLE 200000 0 0 LMP REAL ESTATE INCOME FD COM 50208C108 1756 152582 SH SOLE 152582 0 0 LIBERTY ALL STAR EQUITY FUND COM 530158104 38764 6449921 SH SOLE 6449921 0 0 MADISON STRATEGIC SECTR PREM COM 558268108 2652 207168 SH SOLE 207168 0 0 MERGEWORTHRX CORP COM 58952R106 584 71285 SH SOLE 71285 0 0 MFS INTERMARKET INC TRUST I COM 59318R103 2686 314883 SH SOLE 314883 0 0 NUVEEN DIVERSIFIED CURRENCY OPPOR FD COM 67090N109 33569 2989268 SH SOLE 2989268 0 0 NUVEEN DIVID ADV MUNI INC FD COM 67071L106 3666 258864 SH SOLE 258864 0 0 NUVEEN DIVID ADV MUNI FD 3 COM 67070X101 4592 335694 SH SOLE 335694 0 0 NUVEEN GLOBAL INCOME OPP COM 67073C104 11572 907572 SH SOLE 907572 0 0 PREFERRED APARTMENT COMMUN-A COM 74039L103 3803 428735 SH SOLE 428735 0 0 PROFIRE ENERGY INC COM 74316X101 123 27237 SH SOLE 27237 0 0 QUARTET MERGER CORP RTS RTS 747717205 466 700000 SH SOLE 700000 0 0 QUINPARIO ACQUISITION CORP W 74874R116 616 452905 SH SOLE 452905 0 0 RESOURCES CAPITAL CORP. COM 76120W302 113 20000 SH SOLE 20000 0 0 ROBERTS REALTY INVESTORS INC COM 769900101 480 607114 SH SOLE 607114 0 0 ROI ACQUISITION CORP II COM 74966G200 1923 190936 SH SOLE 190936 0 0 ROYCE MICRO-CAP TR INC COM 780915104 2147 170134 SH SOLE 170134 0 0 ROYCE VALUE TR INC COM 780910105 2888 180511 SH SOLE 180511 0 0 SILVER EAGLE ACQUISITION COM 827694100 273 27992 SH SOLE 27992 0 0 SILVER EAGLE ACQUISITION W 827694118 17 27992 SH SOLE 27992 0 0 STEWART INFO. SERVICES COM 860372101 13631 439575 SH SOLE 439575 0 0 TRI CONTL CORP COM 895436103 8237 392619 SH SOLE 392619 0 0 VIRTUS TOTAL RETURN FD COM 92829A103 7306 1522119 SH SOLE 1522119 0 0 WHEELER REIT COM 963025101 93 19443 SH SOLE 19443 0 0 WINTHROP REALTY TRUST COM 976391300 10334 673224 SH SOLE 673224 0 0