X0201 N-CEN LIVE 0001503123 XXXXXXXX 811-22487 false false false N-1A S000060055 true S000059264 true S000064994 true S000044475 true S000044474 true S000065220 true S000058422 true S000058424 true S000044472 true S000060056 true S000048521 true S000060054 true S000060057 true S000048524 true S000048523 true S000044471 true DBX ETF Trust 811-22487 0001503123 DNLQXYGHEZ10Q9SIK386 345 Park Ave. New York 10154 US-NY US 212-454-0238 DBX ETF Trust 345 Park Avenue New York 10154 212-454-0238 Accounts, books and other documents required by Section 31(a) of the Investment Company Act of 1940 ALPS Distributors, Inc. 1290 Broadway Suite 1100 Denver 80203 303-623-2577 Records relating to its services as Distributor DBX Advisors LLC 345 Park Avenue New York 10154 212-454-0238 Records relating to its services as investment adviser The Bank of New York Mellon 240 Greenwich Street New York 10286 212-495-1784 Records relating to its services as administrator, transfer agent and custodian N N N-1A 38 Y Stephen R. Byers N/A N George O. Elston N/A N Michael Gilligan N/A Y J. David Officer 002789523 N Frank Gecsedi 002960525 345 Park Avenue New York 10154 XXXXXX N N N N N N ALPS Distributors, Inc. 008-34626 000016853 N/A N N Ernst & Young LLP 42 N/A N N N N N N N Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF S000060056 549300D3YHTO9CE3BO73 Y 0 0 0 Exchange-Traded Fund N N 0.04000000 -0.12000000 0.23000000 0.23000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 192897.71000000 1533.43000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 2018-12-05 The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N Bloomberg Inc. 549300RMUDWPHCUQNE66 N/A N N PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) National Bank of Belgium N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Germany) N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia Limited 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Thailand) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd (T2S) 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd. (UAE) 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (France) N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Netherlands) N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PT Bank HSBC Indonesia 213800HW5IDIRLWH1203 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Italy) N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Plc, Sucursal em Portugal N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (China) 2HI3YI5320L3RW6NJ957 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai-Hong Kong Stock Connect SPSA N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc. Hungarian Branch Office 549300UJQU5R5G17NH37 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV (Germany) MMYX0N4ZEZ13Z4XCG897 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear SA/NV 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt S.A.E. 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Santander Securities Services, S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon (China) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Belgium) N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd. (Qatar) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1.04000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 3.78000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 3.93000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 15.08000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1043.38000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 21.11000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 64.08000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 80.13000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 0.34000000 1233.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 16624.08000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 282565.16000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 157267.92000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 28373.85000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 4402269.23000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 246999.38000000 DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED N/A N/A 529900JKLVG9Y2SVWL93 TH 1563.38000000 SUSQUEHANNA FINANCIAL GROUP LLP 008-44325 000035865 549300E8QX0ZMRDC2M81 52690.14000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 113636.50000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 195643.29000000 5497633.00000000 N 7671833.00000000 0.00000000 Uncommitted 105000000.00000000 N N N Xtrackers Barclays International Corporate Bond Hedged ETF S000044472 549300D0YLEACC038S31 N 0 0 0 Exchange-Traded Fund N N -0.52000000 -0.82000000 0.38000000 0.38000000 Y N Y N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split N/A N/A N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Plc, Sucursal em Portugal N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd (T2S) 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear SA/NV 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Italy) N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) SEB Pank AS 549300ND1MQ8SNNYMJ22 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Santander Securities Services, S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Slovakia) N/A SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Belgium) N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) National Bank of Belgium N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV (Germany) MMYX0N4ZEZ13Z4XCG897 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Netherlands) N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Bermuda Limited 0W1U67PTV5WY3WYWKD79 BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Landsbankinn hf. 549300TLZPT6JELDWM92 IS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Estonia) N/A EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Thailand) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, pobocka zahranicnej banky N/A SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Germany) N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 0.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 647050.22000000 MIZUHO SECURITIES (USA) INC. 008-37710 000019647 5493004GRDTUI7EMIZ82 208082.08000000 RBC CAPITAL MARKETS LLC 008-45411 000031194 549300LCO2FLSSVFFR64 288684.95000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 279200.96000000 BNP PARIBAS SECURITIES CORP. 008-32682 000015794 RCNB6OTYUAMMP879YW96 317362.71000000 JP MORGAN SECURITIES INC. 008-35008 000000079 ZBUT11V806EZRVTWT807 239553.42000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 817790.57000000 MUFG SECURITIES AMERICAS INC. 008-43026 000019685 K5HU16E3LMSVCCJJJ255 260786.44000000 CREDIT AGRICOLE SECURITIES (USA) INC. 008-13753 000000190 549300WO2DKF0Q3YMV43 162003.82000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 163076.24000000 4613086.00000000 N 5088355.00000000 0.00000000 Uncommitted 105000000.00000000 N N N Xtrackers MSCI EAFE ESG Leaders Equity ETF S000060055 549300HHK8O56L87LZ06 Y 0 0 0 Exchange-Traded Fund N N 0.18000000 0.04000000 0.12000000 0.12000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 85175.93000000 1944.92000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 2018-09-05 The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Bloomberg Inc. 549300RMUDWPHCUQNE66 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N The Bank of New York Mellon SA/NV (Germany) MMYX0N4ZEZ13Z4XCG897 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) National Bank of Belgium N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Belgium) N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Netherlands) N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Santander Securities Services, S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear SA/NV 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank Europe Plc, Sucursal em Portugal N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (France) N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Germany) N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Italy) N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd (T2S) 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1133.22000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 14.18000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 11.75000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 4.64000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 0.33000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1.47000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 11.72000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 11.50000000 1189.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 256711.38000000 SUSQUEHANNA FINANCIAL GROUP LLP 008-44325 000035865 549300E8QX0ZMRDC2M81 7983.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 15771.37000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 416557.99000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 9201.50000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 47481.03000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 494629.79000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 188507.75000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 53444.12000000 1490288.00000000 N 7268104.00000000 0.00000000 N N N Xtrackers Russell 2000 Comprehensive Factor ETF S000044474 549300CH0XV2Y7NFVZ10 N 0 0 0 Exchange-Traded Fund N N 0.20000000 -0.10000000 0.10000000 0.10000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 1807905.46000000 5703.00000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Bloomberg Inc. 549300RMUDWPHCUQNE66 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Euroclear SA/NV 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon (Belgium) N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) National Bank of Belgium N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 1.59000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 33.34000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 65.86000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 0.34000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 9.88000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 16.81000000 128.00000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 116505.25000000 FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC 008-69711 000282266 549300H90VV8DK5UM624 102240.13000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 95278.74000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 1549764.01000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1512082.68000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 1679475.52000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 2387016.01000000 Global Brass & Copper Holdings Inc N/A N/A 5493008IRDIZ3ZYEEX98 32604.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 93875.10000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2487904.11000000 10424751.00000000 N 10090472.00000000 0.00000000 N N N Xtrackers S&P 500 ESG ETF S000065220 549300RM0NHDLIL0ZV04 Y 0 0 0 Exchange-Traded Fund N N 0.09000000 -0.02000000 0.04000000 0.04000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 60909.19000000 15.29000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 2019-06-28 The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 18.86000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1.55000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 0.90000000 21.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 606537.65000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 38462884.36000000 39069422.00000000 N 21846920.00000000 0.00000000 N N N Xtrackers Russell 1000 US Quality at a Reasonable Price ETF S000060057 5493004AHFYE87H4B044 N 0 0 0 Exchange-Traded Fund N N 0.01000000 -0.18000000 0.04000000 0.04000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 3677889.35000000 5362.18000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Bloomberg Inc. 549300RMUDWPHCUQNE66 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 10.11000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 22.49000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 14.42000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 28.42000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 734.34000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 3.17000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 29.51000000 842.00000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 54130467.45000000 CANTOR FITZGERALD & CO. 008-00201 000000134 5493004J7H4GCPG6OB62 1217241.85000000 EXPRESS SCRIPTS HOLDING COMPANY N/A N/A 5493003UA6VMND084504 158827.50000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 7956110.44000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 55018056.30000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 34849736.45000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 36022811.49000000 189353251.00000000 N 100590277.00000000 0.00000000 N N N Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF S000060054 549300Q70EVQUXHWSW43 Y 0 0 0 Exchange-Traded Fund N N -0.24000000 -0.44000000 0.65000000 0.65000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 395387.83000000 907.49000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 2018-12-05 The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Bloomberg Inc. 549300RMUDWPHCUQNE66 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt S.A.E. 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (China) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear SA/NV 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Hongkong and Shanghai Banking Corporation (Thailand) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PT Bank HSBC Indonesia 213800HW5IDIRLWH1203 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd. (UAE) 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc. Hungarian Branch Office 549300UJQU5R5G17NH37 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Belgium) N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia Limited 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai-Hong Kong Stock Connect SPSA N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (China) 2HI3YI5320L3RW6NJ957 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) National Bank of Belgium N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd. (Qatar) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 2.63000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 165.96000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 80.49000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 870.40000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 49.01000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 15.75000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 302.99000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 147.47000000 1635.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 76247.98000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 18978.94000000 FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC 008-69711 000282266 549300H90VV8DK5UM624 63181.60000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 17949.89000000 DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED N/A N/A 529900JKLVG9Y2SVWL93 TH 7146.90000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 4735470.27000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 240676.19000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 88287.05000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 29149.08000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 39072.08000000 5316160.00000000 N 7630624.00000000 0.00000000 Uncommitted 105000000.00000000 N N N Xtrackers High Beta High Yield Bond ETF S000058424 549300WPY0WAXSDREF27 N 0 0 0 Exchange-Traded Fund N N 0.33000000 0.02000000 0.43000000 0.43000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 11357664.30000000 173079.41000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 17a-7 (17 CFR 270.17a-7) Rule 17e-1 (17 CFR 270.17e-1) Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 0.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 7805866.99000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 5876569.14000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 12246543.85000000 FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC 008-69711 000282266 549300H90VV8DK5UM624 5739780.30000000 MARKETAXESS CORPORATION 008-50727 000044542 GPSMMRI21JE7ZCVYF972 4227191.03000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 29420251.47000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2704532.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 38578810.32000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 3311313.10000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 3299151.00000000 126441803.00000000 N 146860680.00000000 0.00000000 N N N Xtrackers Barclays International Treasury Bond Hedged ETF S000044471 549300U130VV1F2I4674 N 0 0 0 Exchange-Traded Fund N N -0.10000000 -0.35000000 0.39000000 0.39000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 249.93000000 0.38000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc, pobocka zahranicnej banky N/A SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear SA/NV 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon (Netherlands) N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Banka Slovenija d.d. 549300O2UN9JLME31F08 SI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) National Bank of Belgium N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Santander Securities Services, S.A. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB banka 549300YW95G1VBBGGV07 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc. Hungarian Branch Office 549300UJQU5R5G17NH37 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV (Germany) MMYX0N4ZEZ13Z4XCG897 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PT Bank HSBC Indonesia 213800HW5IDIRLWH1203 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Slovenia) N/A SI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Belgium) N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd (T2S) 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Germany) N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Slovakia) N/A SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Jakarta N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AB SEB Bankas 549300SBPFE9JX7N8J82 LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Thailand) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Italy) N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Lithuania) N/A LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Latvia) N/A LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 0.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1135160.86000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 396499.62000000 HSBC SECURITIES (USA), INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 776232.53000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 5530892.04000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 756304.74000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 301113.05000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 466640.14000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 564269.64000000 MUFG SECURITIES AMERICAS INC. 008-43026 000019685 K5HU16E3LMSVCCJJJ255 1413357.55000000 STANDARD CHARTERED SECURITIES NORTH AMERICA LLC 008-66397 000130847 5493003GCX71N8988W38 615224.54000000 14516582.00000000 N 7763281.00000000 0.00000000 Uncommitted 105000000.00000000 N N N Xtrackers FTSE Emerging Comprehensive Factor ETF S000048524 5493003KP1T611H4VK72 N 0 0 0 Exchange-Traded Fund N N -0.20000000 -0.70000000 0.28000000 0.28000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 63598.59000000 426.74000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N Bloomberg Inc. 549300RMUDWPHCUQNE66 N N Citibank Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (China) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Brazilian Branch 1P0UUG7LC1S92QTNHG39 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd. (UAE) 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt S.A.E. 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, S.A. K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Belgium) N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (Taiwan) Limited 549300SG184IVNYDMN03 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) National Bank of Belgium N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV (Germany) MMYX0N4ZEZ13Z4XCG897 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Plc, Sucursal em Portugal N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PT Bank HSBC Indonesia 213800HW5IDIRLWH1203 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank N.A., Sucursal De Lima MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe PLC (Czech Republic) N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shenzhen 213800H3TEBTFHD5JR69 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear SA/NV 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (France) N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd (T2S) 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibanamex 5493004NLEXB8DK06353 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Ltd. (Qatar) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Shanghai-Hong Kong Stock Connect SPSA N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PJSC ROSBANK HOXMZG026UQNRK6J0C60 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Hongkong and Shanghai Banking Corporation (Thailand) 2HI3YI5320L3RW6NJ957 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC Bank Middle East Ltd. (Kuwait) 549300F99IL9YJDWH369 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG, Manila Branch N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia Limited 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Netherlands) N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Italy) N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Germany) N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (China) 2HI3YI5320L3RW6NJ957 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Mumbai N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe plc. Hungarian Branch Office 549300UJQU5R5G17NH37 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 284.10000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 635.05000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 63.66000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 16.74000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 214.02000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 85.09000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 447.18000000 CIMB SECURITIES INTERNATIONAL PTE LTD N/A N/A 213800FG8NHW6WL98G66 SG 1.53000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 44.22000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 8.96000000 1801.00000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 425435.83000000 SUSQUEHANNA FINANCIAL GROUP LLLP 008-44325 000035865 549300E8QX0ZMRDC2M81 28004.90000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 622939.09000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 60585.05000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 618037.08000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 13930.49000000 FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC 008-69711 000282266 549300H90VV8DK5UM624 79123.22000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 1484867.16000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 26444.30000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 81922.91000000 3459940.00000000 N 5158629.00000000 0.00000000 Uncommitted 105000000.00000000 N N N Xtrackers Short Duration High Yield Bond ETF S000058422 549300FZVUOKVMJSQO85 N 0 0 0 Exchange-Traded Fund N N 0.25000000 0.05000000 0.39000000 0.39000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 2407227.76000000 29495.74000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 0.00000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1266691.50000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 27543330.82000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 4868258.08000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2312934.27000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 16517092.09000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1322494.95000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 16246152.46000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2181918.99000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 1181472.50000000 MARKETAXESS CORPORATION 008-50727 000044542 GPSMMRI21JE7ZCVYF972 3833206.38000000 85452268.00000000 N 34060509.00000000 0.00000000 N N N Xtrackers MSCI USA ESG Leaders Equity ETF S000064994 549300GM7WI2EZM56H07 Y 0 0 0 Exchange-Traded Fund N N 0.05000000 -0.05000000 0.02000000 0.02000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 11471719.20000000 6325.84000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 2019-03-06 The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N Bloomberg Inc. 549300RMUDWPHCUQNE66 N N Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 323.52000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 27.30000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 429.14000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 124.99000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 742.23000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 12.56000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 760.42000000 2420.00000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 9343588.05000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 116944616.22000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1122712115.04000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 21385245.49000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 175207051.35000000 1445592616.00000000 N 946391118.00000000 0.00000000 N N N Xtrackers Low Beta High Yield Bond ETF S000059264 549300QJG0F9PJV1F385 N 0 0 0 Exchange-Traded Fund N N 0.16000000 -0.08000000 0.31000000 0.31000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 2306922.51000000 15336.03000000 Rule 17e-1 (17 CFR 270.17e-1) Rule 10f-3 (17 CFR 270.10f-3) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 0.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 12413777.52000000 FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC 008-69711 000282266 549300H90VV8DK5UM624 2841433.86000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 4877347.83000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 2179983.00000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 24276390.64000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 13141925.34000000 MARKETAXESS CORPORATION 008-50727 000044542 GPSMMRI21JE7ZCVYF972 7049311.75000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2329122.03000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 8193851.37000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 45558575.31000000 141945671.00000000 N 141128616.00000000 0.00000000 N N N Xtrackers FTSE Developed ex US Comprehensive Factor ETF S000048523 5493004R7279B88U0M47 N 0 0 0 Exchange-Traded Fund N N 0.01000000 -0.28000000 0.05000000 0.05000000 N N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 857386.31000000 17755.77000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Bloomberg Inc. 549300RMUDWPHCUQNE66 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N DBS Bank Ltd, Singapore ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon (Spain) N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear France 54930060MY6S68NEUP16 FR N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Hongkong and Shanghai Banking Corporation, Seoul 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Greece) N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Austria) N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon SA/NV (Germany) MMYX0N4ZEZ13Z4XCG897 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Finland) N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG Bank, Ltd. C3GTMMZIHMY46P4OIX74 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Australia Limited DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Italy) N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Plc, Sucursal em Portugal N1FBEDJ5J41VKZLO2475 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Helsinki Branch F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) National Bank of Belgium N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Netherlands) N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Oslo Branch F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear SA/NV 549300CBNW05DILT6870 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) The Bank of New York Mellon (Ireland) N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Hongkong and Shanghai Banking Corporation (Hong Kong) 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC New Zealand 213800NHDWIZKO5KIH05 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Italy) MMYX0N4ZEZ13Z4XCG897 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Copenhagen Branch F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (France) N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Belgium) N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Switzerland) Ltd (T2S) 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Polska Kasa Opieki S.A. 5493000LKS7B3UTF7H35 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Bilbao Vizcaya Argentaria, S.A. K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Germany) N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB, Stockholm F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon (Portugal) N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 45.68000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 104.33000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 863.95000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 491.54000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 314.58000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 15.36000000 SG AMERICAS SECURITIES LLC 008-66125 000128351 549300F35UE0BOM1WJ55 41.36000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 122.36000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 5.97000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 384.04000000 2389.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 8015281.27000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 134108.33000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 26754484.40000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 871235.72000000 HOPEWELL HOLDINGS LIMITED N/A N/A 529900JWJFBGH6X8AA24 HK 232387.54000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 22601900.34000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 20988399.63000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 38878404.87000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1391949.92000000 RPC GROUP PLC N/A N/A 213800RASBUP2MGA8H34 GB 173564.69000000 120274259.00000000 N 72204469.00000000 0.00000000 N N N Xtrackers Russell 1000 Comprehensive Factor ETF S000048521 549300LVOD28LZQ3P886 N 0 0 0 Exchange-Traded Fund N N 0.04000000 -0.13000000 0.07000000 0.07000000 N N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 13134367.20000000 20101.63000000 N/A Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Bloomberg Inc. 549300RMUDWPHCUQNE66 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N The Bank of New York Mellon (United Kingdom) N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon (Netherlands) N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Bank of New York Mellon, SA/NV (Netherlands) MMYX0N4ZEZ13Z4XCG897 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CIBC Mellon Trust Company 549300IYUUH221WBZ505 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 60.05000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 58.78000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 36.71000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 52.83000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 176.69000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 254.16000000 639.00000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 17876029.76000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 31132488.23000000 CITADEL SECURITIES LLC 008-53574 000116797 12UUJYTN7D3SW8KCSG25 19406073.49000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 14642057.94000000 EXPRESS SCRIPTS HOLDING COMPANY N/A N/A 5493003UA6VMND084504 495933.75000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 120370298.44000000 CANTOR FITZGERALD & CO. 008-00201 000000134 5493004J7H4GCPG6OB62 7966065.40000000 CA INC N/A N/A Y7ET3D9SDOFUZ515FE28 524521.50000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 58516562.83000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 30716466.22000000 303130788.00000000 N 185775439.00000000 0.00000000 N N N Xtrackers USD High Yield Corporate Bond ETF S000044475 5493000ENPC36KSKPY20 N 0 0 0 Exchange-Traded Fund N N 0.06000000 -0.11000000 0.35000000 0.35000000 Y N Y N N BNY Mellon HPFHU0OQ28E4N0NFVK49 N N Revenue sharing split 140607919.00000000 1774409.84000000 Rule 10f-3 (17 CFR 270.10f-3) Y Y N N DBX Advisors LLC 801-71808 000154558 529900YHRPQXXQ333M09 N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N/A N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Euroclear Bank SA/NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N Deutsche Equities India Private Limited N/A N/A 529900K9ENYPTKECK071 IN 0.00000000 Deutsche Bank Securities Inc., Miami Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., Boston Branch N/A N/A N/A 0.00000000 OOO "Deutsche Bank" N/A N/A 529900EHFBA8MNCV8M81 RU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangalore N/A N/A N/A IN 0.00000000 Craigs Investment Partners Limited N/A N/A 254900O8DEEDCQZFLK81 NZ 0.00000000 Deutsche Regis Partners, Inc. N/A N/A 254900HRLJFNOZBOK921 PH 0.00000000 Deutsche Bank, Sociedad Anonima Espanola N/A N/A 529900SICIK5OVMVY186 ES 0.00000000 Deutsche Securities Asia Limited N/A N/A 529900D90NAWLSQNTI12 HK 0.00000000 PT. Deutsche Verdhana Sekuritas Indonesia N/A N/A N/A ID 0.00000000 Deutsche Bank Aktiengesellschaft 008-17822 000002525 7LTWFZYICNSX8D621K86 DE 0.00000000 Deutsche Securities Asia Limited, Singapore Branch N/A N/A N/A SG 0.00000000 Deutsche Access Investments Limited N/A N/A 529900UZ44MDFDFOCB92 AU 0.00000000 Deutsche Bank Securities Inc., Los Angeles Branch N/A N/A N/A 0.00000000 Deutsche Bank Securities Inc., San Francisco Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Zurich N/A N/A N/A CH 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Bangkok N/A N/A N/A TH 0.00000000 Deutsche Securities S.A. N/A N/A 529900PRFI5MR42T8K28 AR 0.00000000 Deutsche Securities Australia Limited N/A N/A 529900JDL9OTL8IG2U56 AU 0.00000000 Deutsche Bank Securities Limited N/A N/A 529900AZS6GG6GBDMN90 CA 0.00000000 Deutsche Bank Securities Inc., Baltimore Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Seoul N/A N/A N/A KR 0.00000000 Deutsche Securities Venezuela S.A. N/A N/A 529900J4VEUT0ZZXYH41 VE 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale New Delhi N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., Jacksonville Branch N/A N/A N/A 0.00000000 Sal. Oppenheim jr. & Cie. AG & Co. Kommanditgesellschaft auf Aktien N/A N/A 5299003G9CMV5CY1FU81 DE 0.00000000 DWS Distributors, Inc., New York Branch N/A N/A N/A 0.00000000 Deutsche Securities Asia Limited, Taipei Branch N/A N/A N/A TW 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) N/A N/A N/A PH 0.00000000 HGI (USA) Investments LLC N/A N/A N/A 0.00000000 Deutsche Securities, S.A. de C.V., Casa de Bolsa N/A N/A 529900G9Z4I79FGUE649 MX 0.00000000 Deutsche Capital Markets Australia Limited N/A N/A 529900J30GWJRSJWJL27 AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit N/A N/A N/A LK 0.00000000 Deutsche Securities Korea Co. N/A N/A 529900J0N5FYROZOL786 KR 0.00000000 Deutsche Securities Saudi Arabia (a closed joint stock company) N/A N/A 529900CKC4TXHVRKX638 SA 0.00000000 DWS Investments Japan Limited N/A 000118540 529900GOHDG5JKIJXT78 JP 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Ungarn N/A N/A N/A HU 0.00000000 Deutsche Bank Societa per Azioni N/A N/A 529900SS7ZWCX82U3W60 IT 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Kalkutta N/A N/A N/A IN 0.00000000 DWS Distributors, Inc. 008-47765 000037306 5299007T18XBURKJ1V64 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Prag N/A N/A N/A CZ 0.00000000 Deutsche Bank Securities Inc. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Stockholm N/A N/A N/A SE 0.00000000 Powers Pty. Ltd. N/A N/A N/A AU 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Mumbai N/A N/A N/A IN 0.00000000 Deutsche Bank Securities Inc., New York 345 Park Avenue Branch N/A N/A N/A 0.00000000 Deutsche Securities (Proprietary) Limited N/A N/A 529900HNLCDM7X1RJ063 ZA 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) N/A N/A N/A AE 0.00000000 DB Strategic Advisors, Inc. N/A N/A 529900DD5SKKGUNXWV81 PH 0.00000000 Deutsche Bank Securities Inc., Chicago Branch N/A N/A N/A 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Chennai N/A N/A N/A IN 0.00000000 DWS Investments Hong Kong Limited N/A 000139666 529900RX8DKTJ81MHL26 HK 0.00000000 Deutsche Securities Inc. N/A N/A 529900CK34A0NLD3NN83 JP 0.00000000 Deutsche Bank Securities Inc., Palo Alto Branch N/A N/A N/A 0.00000000 Harvest Global Capital Investments Limited N/A N/A N/A HK 0.00000000 DB International (Asia) Limited N/A N/A 529900396G5HWCV38G39 SG 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Riad N/A N/A N/A SA 0.00000000 Deutsche Securities Menkul Degerler A.S. N/A N/A 7890004KOVES3T55GW95 TR 0.00000000 DWS Distributors, Inc., Jacksonville Branch N/A N/A N/A 0.00000000 PT Deutsche Sekuritas Indonesia N/A N/A 529900BYFVEGGOM24P36 ID 0.00000000 Deutsche Bank Aktiengesellschaft, Filiale Athen N/A N/A N/A GR 0.00000000 0.00000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 735031448.89000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 450287867.22000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 1678881828.04000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 35562480.40000000 MARKETAXESS CORPORATION 008-50727 000044542 GPSMMRI21JE7ZCVYF972 37497603.28000000 Jane Street Execution Services, LLC 008-69254 000167280 549300HXJLXCPDWAH070 402899207.90000000 FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC 008-69711 000282266 549300H90VV8DK5UM624 91602572.74000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1013357541.82000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 1496083264.86000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 66135153.37000000 6226664928.00000000 N 2453787392.00000000 0.00000000 Uncommitted 105000000.00000000 N N N Xtrackers Russell 1000 US Quality at a Reasonable Price ETF S000060057 Y 50000.00000000 0.01000000 0.01000000 99.99000000 0.01000000 0.01000000 0.01000000 99.99000000 0.01000000 0.00000000 1250.00000000 0.00000000 0.00000000 1250.00000000 0.00000000 0.00000000 1250.00000000 0.00000000 0.00000000 1250.00000000 0.00000000 Y Xtrackers Barclays International Corporate Bond Hedged ETF S000044472 N 50000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Xtrackers S&P 500 ESG ETF S000065220 Y 50000.00000000 1.03000000 0.00000000 98.97000000 0.00000000 0.01000000 0.00000000 99.99000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 800.00000000 0.00000000 0.00000000 800.00000000 0.00000000 Y Xtrackers MSCI USA ESG Leaders Equity ETF S000064994 Y 50000.00000000 0.02000000 0.19000000 99.98000000 0.19000000 0.14000000 0.00000000 99.86000000 0.00000000 0.00000000 850.00000000 0.00000000 0.00000000 850.00000000 0.00000000 0.00000000 850.00000000 0.00000000 0.00000000 850.00000000 0.00000000 Y Xtrackers Russell 1000 Comprehensive Factor ETF S000048521 Y 50000.00000000 0.07000000 0.07000000 99.93000000 0.07000000 0.29000000 0.35000000 99.71000000 0.35000000 0.00000000 1000.00000000 0.00000000 0.00000000 1000.00000000 0.00000000 0.00000000 1250.00000000 0.00000000 0.00000000 1250.00000000 0.00000000 Y Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF S000060054 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF S000060056 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Xtrackers FTSE Emerging Comprehensive Factor ETF S000048524 Y 50000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 65.16000000 0.00000000 34.84000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 5000.00000000 0.00000000 0.00000000 5000.00000000 0.00000000 Y Xtrackers USD High Yield Corporate Bond ETF S000044475 Y 50000.00000000 -0.15000000 3.85000000 100.15000000 3.85000000 0.38000000 1.50000000 99.62000000 1.50000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 Y Xtrackers Russell 2000 Comprehensive Factor ETF S000044474 N 50000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Xtrackers Short Duration High Yield Bond ETF S000058422 Y 50000.00000000 -0.87000000 1.65000000 100.87000000 1.65000000 1.22000000 1.36000000 98.78000000 1.36000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 Y Xtrackers MSCI EAFE ESG Leaders Equity ETF S000060055 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Xtrackers Barclays International Treasury Bond Hedged ETF S000044471 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1000.00000000 0.00000000 0.00000000 1000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y Xtrackers FTSE Developed ex US Comprehensive Factor ETF S000048523 Y 50000.00000000 4.99000000 2.06000000 95.01000000 2.06000000 3.32000000 0.32000000 96.68000000 0.32000000 0.00000000 3000.00000000 0.00000000 0.00000000 3000.00000000 0.00000000 0.00000000 3750.00000000 0.00000000 0.00000000 3750.00000000 0.00000000 Y Xtrackers Low Beta High Yield Bond ETF S000059264 Y 50000.00000000 0.08000000 1.20000000 99.92000000 1.20000000 1.43000000 0.00000000 98.57000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 Y Xtrackers High Beta High Yield Bond ETF S000058424 Y 50000.00000000 1.81000000 4.09000000 98.19000000 4.09000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y false false true false false false