0000088053-23-000695.txt : 20231019 0000088053-23-000695.hdr.sgml : 20231019 20231019141214 ACCESSION NUMBER: 0000088053-23-000695 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231019 DATE AS OF CHANGE: 20231019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DBX ETF TRUST CENTRAL INDEX KEY: 0001503123 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-35174 FILM NUMBER: 231334429 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-6225 BUSINESS PHONE: 212-454-4500 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-6225 FORMER COMPANY: FORMER CONFORMED NAME: DBX ETF Trust DATE OF NAME CHANGE: 20101008 8-A12B 1 fm8a_101923bhyb.htm XTRACKERS USD HIGH YIELD BB-B EX FINANCIALS ETF

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-A

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

 

 

DBX ETF TRUST

(Exact name of registrant as specified in its charter)

 

 

 

 

State of Delaware (93-2801238)
(State of Incorporation or Organization) (I.R.S. Employer Identification No.)
   
875 Third Avenue, New York, New York 10022
(Address of Principal Executive Offices) (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class to be so registered: Name of each exchange on which each
class is to be so registered
 
Shares of beneficial interest, no par value per share of:  
Xtrackers USD High Yield BB-B ex Financials ETF  Cboe BZX Exchange, Inc.  

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates:

333-170122; 811-22487

 

Securities to be registered pursuant to Section 12(g) of the Act:

NONE

 
 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

A description of the shares of beneficial interest, no par value per share, of Xtrackers USD High Yield BB-B ex Financials ETF, a series of DBX ETF Trust (the “Trust”), to be registered hereunder is set forth in Post-Effective Amendment No. 499 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-170122; 811-22487) filed on October 16, 2023, which description is incorporated herein by reference as filed with the Securities and Exchange Commission.

 

 

Item 2. Exhibits

 

1.                  The Trust’s Agreement and Declaration of Trust, dated as of October 7, 2010, is included as Exhibit (a)(2) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-170122; 811- 22487), as filed with the Securities and Exchange Commission on February 9, 2011.

2.                  The Trust’s Certificate of Trust, dated October 7, 2010, is included as Exhibit (a)(1) to the Trust’s Registration Statement on Form N-1A (File Nos. 333-170122; 811-22487), as filed with the Securities and Exchange Commission on October 25, 2010.

3.                  The Trust’s By-Laws, dated October 7, 2010, as amended February 25, 2016 and November 14, 2017, are included as Exhibit (b) to Post-Effective Amendment No. 397 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-170122; 811-22487), as filed with the Securities and Exchange Commission on December 21, 2017.

 

4.             The Amendment to the Trust’s By-Laws, dated November 25, 2019, is included as Exhibit (b)(2) to Post-Effective Amendment No. 460 to the Trust’s Registration Statement on Form N-1A (File Nos. 333-170122; 811-22487), as filed with the Securities and Exchange Commission on December 19, 2019.

 

 

 
 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

DBX ETF TRUST

 

Date: October 19, 2023

By:  /s/Freddi Klassen  
       Freddi Klassen

       President and Chief Executive Officer