497 1 ss_saistkr23-01.htm SAI STICKER - RVNU, ESCR, ESEB, ESHY

Supplement to the currently effective STATEMENTS OF ADDITIONAL INFORMATION
     
     

Xtrackers Municipal Infrastructure Revenue Bond ETF (RVNU)

Xtrackers Bloomberg US Investment Grade Corporate ESG ETF (ESCR)

Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF (ESEB)

Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF (ESHY)

 

 

Ronald Leung has been added as a portfolio manager of the funds and, together with Bryan Richards, Benjamin Spalding and Deepak Yadav, is responsible for the day-to-day management of each fund.

 

The following information replaces the existing similar tables in “Part I: Appendix I-D – Portfolio Management” of each fund’s Statement of Additional Information. The information for Ronald Leung is provided as of October 31, 2022 and the information for Bryan Richards, Benjamin Spalding and Deepak Yadav is provided as of each fund’s most recent fiscal year end.

 

Fund Ownership of Portfolio Managers

 

Xtrackers Municipal Infrastructure Revenue Bond ETF

 

Name of Portfolio
Manager

Dollar Range of

Fund Shares Owned

  
Bryan Richards $50,001 - $100,000  
Benjamin Spalding $0  
Deepak Yadav $0  
Ronald Leung $0  

 

Xtrackers Bloomberg US Investment Grade Corporate ESG ETF

 

Name of Portfolio
Manager

Dollar Range of

Fund Shares Owned

  
Bryan Richards $0  
Benjamin Spalding $0  
Deepak Yadav $0  
Ronald Leung $0  

 

 

January 23, 2023
SAISTKR23-01

 

 

 

 
 

Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF

 

Name of Portfolio
Manager

Dollar Range of

Fund Shares Owned

  
Bryan Richards $0  
Benjamin Spalding $0  
Deepak Yadav $0  
Ronald Leung $0  

 

Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF

 

Name of Portfolio
Manager

Dollar Range of

Fund Shares Owned

  
Bryan Richards $0  
Benjamin Spalding $0  
Deepak Yadav $0  
Ronald Leung $0  

Conflicts of Interest

Xtrackers Municipal Infrastructure Revenue Bond ETF

 

Other SEC Registered Investment Companies Managed:

Name of Portfolio
Manager		 Number of
Registered
Investment
Companies		 Total Assets of
Registered
Investment
Companies		 Number of Investment
Company Accounts
with Performance-
Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Bryan Richards 31 $17,442,392,156 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

January 23, 2023
SAISTKR23-01

 
 

 

Other Pooled Investment Vehicles Managed:

Name of Portfolio
Manager		 Number of
Pooled
Investment
Vehicles		 Total Assets of
Pooled Investment
Vehicles		 Number of Pooled
Investment Vehicle
Accounts with
Performance-Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Bryan Richards 0 $0 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

Other Accounts Managed:

Name of Portfolio
Manager		 Number of
Other Accounts		 Total Assets of
Other Accounts		 Number of Other
Accounts with
Performance-Based Fee		 Total Assets of
Performance-Based
Fee Accounts
Bryan Richards 28   $3,400,070,684 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

 

Xtrackers Bloomberg US Investment Grade Corporate ESG ETF

 

Other SEC Registered Investment Companies Managed:

Name of Portfolio
Manager		 Number of 
Registered
Investment
Companies		 Total Assets of
Registered
Investment
Companies		 Number of Investment
Company Accounts
with Performance-
Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Bryan Richards 31 $17,597,420,277 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

January 23, 2023
SAISTKR23-01

 

 
 

 

Other Pooled Investment Vehicles Managed:

Name of Portfolio
Manager		 Number of
Pooled
Investment
Vehicles		 Total Assets of
Pooled Investment
Vehicles		 Number of Pooled
Investment Vehicle
Accounts with
Performance-Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Bryan Richards 0 $0 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

Other Accounts Managed:

Name of Portfolio
Manager		 Number of
Other Accounts		 Total Assets of
Other Accounts		 Number of Other
Accounts with
Performance-Based Fee		 Total Assets of
Performance-Based
Fee Accounts
Bryan Richards 28   $3,400,070,684 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

 

Xtrackers J.P. Morgan ESG Emerging Markets Sovereign ETF

 

Other SEC Registered Investment Companies Managed:

Name of Portfolio
Manager		 Number of 
Registered
Investment
Companies		 Total Assets of
Registered
Investment
Companies		 Number of Investment
Company Accounts
with Performance-
Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Bryan Richards 31 $17,584,886,839 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

January 23, 2023
SAISTKR23-01

 

 
 

 

Other Pooled Investment Vehicles Managed:

Name of Portfolio
Manager		 Number of
Pooled
Investment
Vehicles		 Total Assets of
Pooled Investment
Vehicles		 Number of Pooled
Investment Vehicle
Accounts with
Performance-Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Bryan Richards 0 $0 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

Other Accounts Managed:

Name of Portfolio
Manager		 Number of
Other Accounts		 Total Assets of
Other Accounts		 Number of Other
Accounts with
Performance-Based Fee		 Total Assets of
Performance-Based
Fee Accounts
Bryan Richards 28   $3,400,070,684 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

 

Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF

 

Other SEC Registered Investment Companies Managed:

Name of Portfolio
Manager		 Number of 
Registered
Investment
Companies		 Total Assets of
Registered
Investment
Companies		 Number of Investment
Company Accounts
with Performance-
Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Bryan Richards 31 $17,582,125,904 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

January 23, 2023
SAISTKR23-01

 

 
 

 

Other Pooled Investment Vehicles Managed:

Name of Portfolio
Manager		 Number of
Pooled
Investment
Vehicles		 Total Assets of
Pooled Investment
Vehicles		 Number of Pooled
Investment Vehicle
Accounts with
Performance-Based Fee		 Total Assets of
Performance-
Based Fee
Accounts
Bryan Richards 0 $0 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

Other Accounts Managed:

Name of Portfolio
Manager		 Number of
Other Accounts		 Total Assets of
Other Accounts		 Number of Other
Accounts with
Performance-Based Fee		 Total Assets of
Performance-Based
Fee Accounts
Bryan Richards 28   $3,400,070,684 0 $0
Benjamin Spalding 0 $0 0 $0
Deepak Yadav 0 $0 0 $0
Ronald Leung 0 $0 0 $0

 

 

 

 

 

 

 

 

 

Please Retain This Supplement for Future Reference

 

 

 

 

 

January 23, 2023
SAISTKR23-01