0001534701-23-000126.txt : 20230809 0001534701-23-000126.hdr.sgml : 20230809 20230809194521 ACCESSION NUMBER: 0001534701-23-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230807 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garland Greg C. CENTRAL INDEX KEY: 0001503107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 231156787 MAIL ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 832-765-3010 MAIL ADDRESS: STREET 1: 2331 CITYWEST BLVD. CITY: HOUSTON STATE: TX ZIP: 77042 4 1 wf-form4_169162467798681.xml FORM 4 X0508 4 2023-08-07 0 0001534701 Phillips 66 PSX 0001503107 Garland Greg C. 2331 CITYWEST BLVD. HOUSTON TX 77042 1 1 0 0 Executive Chairman 0 Common Stock 2023-08-07 4 M 0 169400 78.62 A 831766 D Common Stock 2023-08-07 4 S 0 169400 111.4365 D 662366 D Common Stock 500 I Executor of father's estate Common Stock 21020.697 I By Phillips 66 Savings Plan Employee Stock Option (Right to Buy) 78.62 2023-08-07 4 M 0 169400 0 D 2026-02-02 Common Stock 169400.0 0 D Includes 86,169 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis. The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.04 to $112.39. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. Based on a recent 401(k) plan statement. Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11. The options became exercisable in three equal annual installments beginning on February 2, 2017. Jenarae N. Garland, Attorney-in-Fact 2023-08-09