0000899243-22-035058.txt : 20221103
0000899243-22-035058.hdr.sgml : 20221103
20221103211408
ACCESSION NUMBER: 0000899243-22-035058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221101
FILED AS OF DATE: 20221103
DATE AS OF CHANGE: 20221103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patel Sunil
CENTRAL INDEX KEY: 0001503062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40720
FILM NUMBER: 221359923
MAIL ADDRESS:
STREET 1: 11085 NORTH TORREY PINES RD., SUITE 300
CITY: LA JOLLA
STATE: CA
ZIP: 92037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OmniAb, Inc.
CENTRAL INDEX KEY: 0001846253
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5980 HORTON STREET
STREET 2: SUITE 600
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-250-7800
MAIL ADDRESS:
STREET 1: 5980 HORTON STREET
STREET 2: SUITE 600
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: Avista Public Acquisition Corp. II
DATE OF NAME CHANGE: 20210212
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-01
0
0001846253
OmniAb, Inc.
OABI
0001503062
Patel Sunil
C/O OMNIAB, INC.
5980 HORTON STREET, SUITE 600
EMERYVILLE
CA
94608
1
0
0
0
Common Stock
2022-11-01
4
A
0
172512
A
172512
D
Stock Option
7.75
2022-11-01
4
A
0
14178
A
2024-06-04
Common Stock
14178
14178
D
Stock Option
10.30
2022-11-01
4
A
0
11789
A
2025-04-24
Common Stock
11789
11789
D
Stock Option
13.69
2022-11-01
4
A
0
9970
A
2026-05-23
Common Stock
9970
9970
D
Stock Option
13.02
2022-11-01
4
A
0
10513
A
2027-05-25
Common Stock
10513
10513
D
Stock Option
22.47
2022-11-01
4
A
0
10590
A
2028-06-19
Common Stock
10590
10590
D
Stock Option
13.03
2022-11-01
4
A
0
17427
A
2029-06-06
Common Stock
17427
17427
D
Stock Option
13.49
2022-11-01
4
A
0
10565
A
2030-06-10
Common Stock
10565
10565
D
Stock Option
13.24
2022-11-01
4
A
0
13994
A
2031-06-04
Common Stock
13994
13994
D
Stock Option
9.10
2022-11-01
4
A
0
37840
A
2032-06-10
Common Stock
37840
37840
D
Pursuant to the business combination of Avista Public Acquisition Corp. II and OmniAb, Inc. ("Legacy OmniAb"), as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of Legacy OmniAb automatically converted into the right to receive securities of the Issuer with the same terms and conditions in accordance with an exchange ratio described in the Merger Agreement.
Includes 8,753 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and does not expire.
Includes 22,538 earn-out shares subject to forfeiture provisions described in the Merger Agreement.
The stock option is fully vested and exercisable.
The stock option fully vests on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders or (ii) on June 10, 2023.
/s/ Charles S. Berkman, Attorney-in-Fact
2022-11-03