0000899243-22-035058.txt : 20221103 0000899243-22-035058.hdr.sgml : 20221103 20221103211408 ACCESSION NUMBER: 0000899243-22-035058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221101 FILED AS OF DATE: 20221103 DATE AS OF CHANGE: 20221103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patel Sunil CENTRAL INDEX KEY: 0001503062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40720 FILM NUMBER: 221359923 MAIL ADDRESS: STREET 1: 11085 NORTH TORREY PINES RD., SUITE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OmniAb, Inc. CENTRAL INDEX KEY: 0001846253 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-250-7800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Avista Public Acquisition Corp. II DATE OF NAME CHANGE: 20210212 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-11-01 0 0001846253 OmniAb, Inc. OABI 0001503062 Patel Sunil C/O OMNIAB, INC. 5980 HORTON STREET, SUITE 600 EMERYVILLE CA 94608 1 0 0 0 Common Stock 2022-11-01 4 A 0 172512 A 172512 D Stock Option 7.75 2022-11-01 4 A 0 14178 A 2024-06-04 Common Stock 14178 14178 D Stock Option 10.30 2022-11-01 4 A 0 11789 A 2025-04-24 Common Stock 11789 11789 D Stock Option 13.69 2022-11-01 4 A 0 9970 A 2026-05-23 Common Stock 9970 9970 D Stock Option 13.02 2022-11-01 4 A 0 10513 A 2027-05-25 Common Stock 10513 10513 D Stock Option 22.47 2022-11-01 4 A 0 10590 A 2028-06-19 Common Stock 10590 10590 D Stock Option 13.03 2022-11-01 4 A 0 17427 A 2029-06-06 Common Stock 17427 17427 D Stock Option 13.49 2022-11-01 4 A 0 10565 A 2030-06-10 Common Stock 10565 10565 D Stock Option 13.24 2022-11-01 4 A 0 13994 A 2031-06-04 Common Stock 13994 13994 D Stock Option 9.10 2022-11-01 4 A 0 37840 A 2032-06-10 Common Stock 37840 37840 D Pursuant to the business combination of Avista Public Acquisition Corp. II and OmniAb, Inc. ("Legacy OmniAb"), as contemplated by an agreement and plan of merger, dated March 23, 2022 (the "Merger Agreement"), each share of common stock, option and award of restricted stock unit of Legacy OmniAb automatically converted into the right to receive securities of the Issuer with the same terms and conditions in accordance with an exchange ratio described in the Merger Agreement. Includes 8,753 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock and does not expire. Includes 22,538 earn-out shares subject to forfeiture provisions described in the Merger Agreement. The stock option is fully vested and exercisable. The stock option fully vests on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders or (ii) on June 10, 2023. /s/ Charles S. Berkman, Attorney-in-Fact 2022-11-03