X0203 3 2010-10-20 0 0001399315 MARSHALL & ILSLEY CORP MI 0001502821 Becker Richard 770 N. WATER ST. MILWAUKEE WI 53202 1 Senior Vice President Common Stock 107934 D Common Stock 23914.2331 I By Deferred Compensation Plan Common Stock 183 I By Child Stock Option (Right to Buy) 23.911 2011-12-20 Common Stock 21379 D Stock Option (Right to Buy) 21.3665 2012-10-25 Common Stock 21379 D Stock Option (Right to Buy) 26.0364 2013-10-27 Common Stock 16034 D Stock Option (Right to Buy) 31.3949 2014-10-27 Common Stock 16034 D Stock Option (Right to Buy) 32.046 2015-10-28 Common Stock 16034 D Stock Option (Right to Buy) 35.975 2016-10-30 Common Stock 14431 D Stock Option (Right to Buy) 31.4024 2017-10-19 Common Stock 18039 D Stock Option (Right to Buy) 18.66 2008-10-29 2018-10-29 Common Stock 20745 D 10,854 of these shares were acquired as stock salary by the Reporting Person. The shares were fully vested at the time of grant, but are subject to transfer restrictions. One third of each of the respective stock salary shares will be released from the transfer restrictions on calendar year quarter end depending upon the respective grant dates. For more information, please see the Current Report on Form 8-K filed by the Company on December 29, 2009. 50,221 of these shares were acquired as grants of restricted stock and are subject to the Reporting Person's continued employment with the Company and subject to accelerated vesting upon the death of the Reporting Person. These shares will be fully vested on the third anniversary of the date of grant for each respective award. However, as long as the Company is a "TARP recipient," as defined under the Interim Final Rules, these awards may become transferable only in 25% increments at the time of the Company's repayment of 25%, 50%, 75% and 100%, respectively, of the financial assistance it received under the U.S. Treasury's Capital Purchase Program, or as may be required to satisfy tax obligations incurred in connection with the vesting of the restricted shares. 15,000 of these shares were acquired as grants of restricted stock and are subject to the Reporting Person's continued employment with the Company and subject to accelerated vesting upon the death of the Reporting Person. These shares will be fully vested on the third anniversary of the date of grant for each respective award. However, as long as the Company is a "TARP recipient," as defined under the Interim Final Rules, these awards may become transferable only in 25% increments at the time of the Company's repayment of 25%, 50%, 75% and 100%, respectively, of the financial assistance it received under the U.S. Treasury's Capital Purchase Program, or as may be required to satisfy tax obligations incurred in connection with the vesting of the restricted shares. Vests in three equal installments commencing on the first anniversary of the original grant date of 12/20/2001. Vests in three equal installments commencing on the first anniversary of the original grant date of 10/25/2002. Vests in three equal installments commencing on the first anniversary of the original grant date of 10/27/2003. Vests in three equal installments commencing on the first anniversary of the original grant date of 10/27/2004. Vests in three equal installments commencing on the first anniversary of the original grant date of 10/28/2005. Immediately exercisable upon original grant date of 10/30/2006. Immediately exercisable upon original grant date of 10/19/2007. 100% Immediately Exercisable /s/ Jodi W. Rosenthal, attorney-in-fact for Mr. Becker 2010-10-22