Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Northern Lights Distrbutors |
b. Street 1 | 4221 North 203rd Street, Suite 100 |
Street 2 | |
c. City | Elkhorn |
d. State, if applicable |
NEBRASKA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 68022 |
g. Telephone number (including country code if foreign) | 631-470-2600 |
h. Briefly describe the books and records kept at this location:
| Relating to its functions as Distributor and principal underwriter of the Funds |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Copeland Capital Management, LLC. |
b. Street 1 | 161 Washington Street |
Street 2 | |
c. City | Conshohocken |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19428 |
g. Telephone number (including country code if foreign) | 484-351-3700 |
h. Briefly describe the books and records kept at this location:
| Relating to its functions as Adviser to the Funds. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | The Northern Trust Company |
b. Street 1 | 50 South LaSalle Street |
Street 2 | |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60603 |
g. Telephone number (including country code if foreign) | 312-630-6000 |
h. Briefly describe the books and records kept at this location:
| Relating to its functions as custodian and record keeping |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Gemini Fund Services |
b. Street 1 | 4221 North 203rd Street, Suite 100 |
Street 2 | |
c. City | Elkhorn |
d. State, if applicable |
NEBRASKA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 68022 |
g. Telephone number (including country code if foreign) | 631-470-2600 |
h. Briefly describe the books and records kept at this location:
| Relating to its functions as Administrator, Shareholder Servicing Agent and Accounting and Transfer Agent Records |
Director Record:
1 |
a. Full Name | Stephen M. Wynne |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22027 |
File Number Record:
2 |
File Number Record: | 811-09395 |
File Number Record:
3 |
File Number Record: | 811-08039 |
Director Record:
2 |
a. Full Name | Ted Rorer |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Thomas A. Leonard |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-08090 |
File Number Record:
2 |
File Number Record: | 811-22583 |
Director Record:
4 |
a. Full Name | Bruce M. Aronow |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-23282 |