0001567619-22-010233.txt : 20220512 0001567619-22-010233.hdr.sgml : 20220512 20220512134304 ACCESSION NUMBER: 0001567619-22-010233 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 EFFECTIVENESS DATE: 20220512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc. CENTRAL INDEX KEY: 0001502149 IRS NUMBER: 592476008 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14018 FILM NUMBER: 22917043 BUSINESS ADDRESS: STREET 1: 570 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-299-1800 MAIL ADDRESS: STREET 1: P.O. BOX 5068 CITY: CLEARWATER STATE: FL ZIP: 33758 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502149 XXXXXXXX 03-31-2022 03-31-2022 Transamerica Financial Advisors, Inc.

P.O. BOX 5068 CLEARWATER FL 33758

13F COMBINATION REPORT 028-14018 0001633901 028-16706 Betterment LLC N Brad Mullikin 770-248-3491 /s/Brad Mullikin John's Creek, GA GA 05-12-2022 1 105 2802 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 1 5 SH SOLE 0 0 5 AMERIPRISE FINL INC COM 03076C106 1 3 SH SOLE 0 0 3 BLACKROCK INC COM 09247X101 1 1 SH SOLE 0 0 1 BRISTOL-MYERS SQUIBB CO COM 110122108 1 10 SH SOLE 0 0 10 BROADCOM INC COM 11135F101 1 2 SH SOLE 0 0 2 CATERPILLAR INC COM 149123101 1 4 SH SOLE 0 0 4 CIGNA CORP NEW COM 125523100 1 3 SH SOLE 0 0 3 CISCO SYS INC COM 17275R102 1 12 SH SOLE 0 0 12 CME GROUP INC COM 12572Q105 1 3 SH SOLE 0 0 3 COCA COLA CO COM 191216100 1 11 SH SOLE 0 0 11 COLGATE PALMOLIVE CO COM 194162103 1 9 SH SOLE 0 0 9 COMCAST CORP NEW CL A 20030N101 1 14 SH SOLE 0 0 14 CONOCOPHILLIPS COM 20825C104 1 7 SH SOLE 0 0 7 CUMMINS INC COM 231021106 1 4 SH SOLE 0 0 4 EASTMAN CHEM CO COM 277432100 1 6 SH SOLE 0 0 6 EOG RES INC COM 26875P101 1 6 SH SOLE 0 0 6 FIRST TR EXCH TRD ALPHDX FD LATIN AMER ALP 33737J125 5 201 SH SOLE 0 0 201 FIRST TR EXCH TRD ALPHDX FD UNIT KING ALPH 33737J224 4 102 SH SOLE 0 0 102 FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 33737J232 5 63 SH SOLE 0 0 63 FIRST TR EXCH TRD ALPHDX FD INDIA NFTY50 EQW 33737J802 4 83 SH SOLE 0 0 83 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 34 1182 SH SOLE 0 0 1182 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 44 793 SH SOLE 0 0 793 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 47 2916 SH SOLE 0 0 2916 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 47 816 SH SOLE 0 0 816 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 46 641 SH SOLE 0 0 641 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 3 60 SH SOLE 0 0 60 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 4 157 SH SOLE 0 0 157 FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 33737M201 25 532 SH SOLE 0 0 532 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 2 25 SH SOLE 0 0 25 FIRST TR EXCHANGE-TRADED ALP SML CAP VAL ALPH 33737M409 25 474 SH SOLE 0 0 474 FIRST TR EXCHANGE-TRADED FD NASDQ OIL GAS 33738R845 47 1752 SH SOLE 0 0 1752 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 2 58 SH SOLE 0 0 58 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 27 268 SH SOLE 0 0 268 FIRST TR NASDAQ 100 TECH IND SHS 337345102 5 31 SH SOLE 0 0 31 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 2 18 SH SOLE 0 0 18 GENERAL DYNAMICS CORP COM 369550108 1 3 SH SOLE 0 0 3 GENUINE PARTS CO COM 372460105 1 6 SH SOLE 0 0 6 GILEAD SCIENCES INC COM 375558103 1 11 SH SOLE 0 0 11 HOME DEPOT INC COM 437076102 1 3 SH SOLE 0 0 3 HP INC COM 40434L105 1 19 SH SOLE 0 0 19 ILLINOIS TOOL WKS INC COM 452308109 1 3 SH SOLE 0 0 3 INTEL CORP COM 458140100 1 14 SH SOLE 0 0 14 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 59 3339 SH SOLE 0 0 3339 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 84 1243 SH SOLE 0 0 1243 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 12 444 SH SOLE 0 0 444 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3 15 SH SOLE 0 0 15 INVESCO EXCHANGE TRADED FD T DWA BASIC MATL 46137V704 62 625 SH SOLE 0 0 625 INVESCO EXCHANGE TRADED FD T DWA INDLS MUMT 46137V845 59 590 SH SOLE 0 0 590 INVESCO EXCHANGE TRADED FD T DWA FINL MUMT 46137V860 60 1203 SH SOLE 0 0 1203 INVESCO EXCHANGE TRADED FD T DWA ENERGY MNT 46137V878 58 1340 SH SOLE 0 0 1340 ISHARES INC MSCI BRAZIL ETF 464286400 1 6 SH SOLE 0 0 6 ISHARES INC MSCI EMERG MRKT 464286533 7 108 SH SOLE 0 0 108 ISHARES INC MSCI TAIWAN ETF 46434G772 1 6 SH SOLE 0 0 6 ISHARES INC MSCI RUSSIA ETF 46434G798 1 6 SH SOLE 0 0 6 ISHARES TR TIPS BD ETF 464287176 69 547 SH SOLE 0 0 547 ISHARES TR CORE US AGGBD ET 464287226 33 306 SH SOLE 0 0 306 ISHARES TR BARCLAYS 7 10 YR 464287440 15 136 SH SOLE 0 0 136 ISHARES TR RUS MID CAP ETF 464287499 174 2220 SH SOLE 0 0 2220 ISHARES TR CORE S&P SCP ETF 464287804 118 1093 SH SOLE 0 0 1093 ISHARES TR DOW JONES US ETF 464287846 1 4 SH SOLE 0 0 4 ISHARES TR NEW ZEALAND ETF 464289123 1 5 SH SOLE 0 0 5 ISHARES TR MSCI EAFE MIN VL 46429B689 8 105 SH SOLE 0 0 105 ISHARES TR CONV BD ETF 46435G102 1 10 SH SOLE 0 0 10 JOHNSON & JOHNSON COM 478160104 1 5 SH SOLE 0 0 5 JPMORGAN CHASE & CO COM 46625H100 1 5 SH SOLE 0 0 5 KIMBERLY-CLARK CORP COM 494368103 1 5 SH SOLE 0 0 5 LILLY ELI & CO COM 532457108 1 3 SH SOLE 0 0 3 LOCKHEED MARTIN CORP COM 539830109 1 2 SH SOLE 0 0 2 M & T BK CORP COM 55261F104 1 4 SH SOLE 0 0 4 MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 56167N720 24 902 SH SOLE 0 0 902 MCDONALDS CORP COM 580135101 1 3 SH SOLE 0 0 3 MONDELEZ INTL INC CL A 609207105 1 11 SH SOLE 0 0 11 PEPSICO INC COM 713448108 1 4 SH SOLE 0 0 4 PFIZER INC COM 717081103 1 13 SH SOLE 0 0 13 PHILIP MORRIS INTL INC COM 718172109 1 7 SH SOLE 0 0 7 PNC FINL SVCS GROUP INC COM 693475105 1 4 SH SOLE 0 0 4 PROCTER AND GAMBLE CO COM 742718109 1 5 SH SOLE 0 0 5 QUALCOMM INC COM 747525103 1 4 SH SOLE 0 0 4 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 58 1504 SH SOLE 0 0 1504 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 43 756 SH SOLE 0 0 756 SPDR SER TR ICE PFD SEC ETF 78464A292 1 7 SH SOLE 0 0 7 SPDR SER TR BLOOMBERG CONV 78464A359 1 7 SH SOLE 0 0 7 SPDR SER TR PORTFOLIO INTRMD 78464A375 1 8 SH SOLE 0 0 8 SPDR SER TR PORTFLI TIPS ETF 78464A656 19 615 SH SOLE 0 0 615 SPDR SER TR BLOOMBERG HIGH Y 78468R622 20 189 SH SOLE 0 0 189 SPDR SER TR NUVEEN BLMBRG MU 78468R721 19 390 SH SOLE 0 0 390 SPDR SER TR NUVEEN BLMBRG SH 78468R739 33 689 SH SOLE 0 0 689 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 20 426 SH SOLE 0 0 426 TEXAS INSTRS INC COM 882508104 1 4 SH SOLE 0 0 4 TYSON FOODS INC CL A 902494103 1 7 SH SOLE 0 0 7 UNION PAC CORP COM 907818108 1 3 SH SOLE 0 0 3 UNITED PARCEL SERVICE INC CL B 911312106 1 4 SH SOLE 0 0 4 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 37 1196 SH SOLE 0 0 1196 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 240 3005 SH SOLE 0 0 3005 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 66 1244 SH SOLE 0 0 1244 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 80 730 SH SOLE 0 0 730 VANGUARD INDEX FDS LARGE CAP ETF 922908637 550 2636 SH SOLE 0 0 2636 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 21 388 SH SOLE 0 0 388 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 14 235 SH SOLE 0 0 235 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 28 359 SH SOLE 0 0 359 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2 23 SH SOLE 0 0 23 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4 20 SH SOLE 0 0 20 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 155 3226 SH SOLE 0 0 3226 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 27 384 SH SOLE 0 0 384 WISDOMTREE TR EM EX ST-OWNED 97717X578 93 2833 SH SOLE 0 0 2833