0001567619-22-004323.txt : 20220214
0001567619-22-004323.hdr.sgml : 20220214
20220214154429
ACCESSION NUMBER: 0001567619-22-004323
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
EFFECTIVENESS DATE: 20220214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001502149
IRS NUMBER: 592476008
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14018
FILM NUMBER: 22630763
BUSINESS ADDRESS:
STREET 1: 570 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-299-1800
MAIL ADDRESS:
STREET 1: P.O. BOX 5068
CITY: CLEARWATER
STATE: FL
ZIP: 33758
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001502149
XXXXXXXX
12-31-2021
12-31-2021
Transamerica Financial Advisors, Inc.
P.O. BOX 5068
CLEARWATER
FL
33758
13F COMBINATION REPORT
028-14018
0001633901
028-16706
Betterment LLC
N
Brad Mullikin
Chief Compliance Officer
770-248-3491
/s/Brad Mullikin
John's Creek, GA
GA
02-14-2022
1
116
3699
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
form13fInfoTable.xml
3M CO
COM
88579Y101
1
4
SH
SOLE
0
0
4
ABBOTT LABS
COM
002824100
1
6
SH
SOLE
0
0
6
AIR PRODS & CHEMS INC
COM
009158106
1
3
SH
SOLE
0
0
3
AMERIPRISE FINL INC
COM
03076C106
1
3
SH
SOLE
0
0
3
AMGEN INC
COM
031162100
1
4
SH
SOLE
0
0
4
ANALOG DEVICES INC
COM
032654105
1
4
SH
SOLE
0
0
4
AUTOMATIC DATA PROCESSING IN
COM
053015103
1
3
SH
SOLE
0
0
3
BEST BUY INC
COM
086516101
1
7
SH
SOLE
0
0
7
BK OF AMERICA CORP
COM
060505104
1
17
SH
SOLE
0
0
17
BLACKROCK INC
COM
09247X101
1
1
SH
SOLE
0
0
1
BRISTOL-MYERS SQUIBB CO
COM
110122108
1
13
SH
SOLE
0
0
13
BROADCOM INC
COM
11135F101
1
2
SH
SOLE
0
0
2
CATERPILLAR INC
COM
149123101
1
4
SH
SOLE
0
0
4
CIGNA CORP NEW
COM
125523100
1
4
SH
SOLE
0
0
4
CISCO SYS INC
COM
17275R102
1
12
SH
SOLE
0
0
12
COCA COLA CO
COM
191216100
1
13
SH
SOLE
0
0
13
COLGATE PALMOLIVE CO
COM
194162103
1
9
SH
SOLE
0
0
9
CONOCOPHILLIPS
COM
20825C104
1
10
SH
SOLE
0
0
10
CUMMINS INC
COM
231021106
1
4
SH
SOLE
0
0
4
FIRST TR EXCH TRD ALPHDX FD
GERMANY ALPHA
33737J190
5
94
SH
SOLE
0
0
94
FIRST TR EXCH TRD ALPHDX FD
UNIT KING ALPH
33737J224
6
117
SH
SOLE
0
0
117
FIRST TR EXCH TRD ALPHDX FD
SWITZLND ALPHA
33737J232
6
72
SH
SOLE
0
0
72
FIRST TR EXCH TRD ALPHDX FD
EURO ALPHADEX
33737J505
6
109
SH
SOLE
0
0
109
FIRST TR EXCH TRD ALPHDX FD
INDIA NFTY50 EQW
33737J802
5
104
SH
SOLE
0
0
104
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
62
993
SH
SOLE
0
0
993
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
65
1038
SH
SOLE
0
0
1038
FIRST TR EXCHANGE TRADED FD
UTILITIES ALPH
33734X184
2
60
SH
SOLE
0
0
60
FIRST TR EXCHANGE-TRADED ALP
MID CP GR ALPH
33737M102
35
470
SH
SOLE
0
0
470
FIRST TR EXCHANGE-TRADED ALP
MID CAP VAL FD
33737M201
35
732
SH
SOLE
0
0
732
FIRST TR EXCHANGE-TRADED ALP
SML CP GRW ALP
33737M300
37
485
SH
SOLE
0
0
485
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
5
20
SH
SOLE
0
0
20
FIRST TR EXCHANGE-TRADED FD
NASDAQ TRANSN
33738R795
62
1770
SH
SOLE
0
0
1770
FIRST TR EXCHANGE-TRADED FD
NASDQ OIL GAS
33738R845
60
3086
SH
SOLE
0
0
3086
FIRST TR EXCHANGE-TRADED FD
NASDAQ BK ETF
33738R860
2
58
SH
SOLE
0
0
58
FIRST TR MID CAP CORE ALPHAD
COM SH
33735B108
2
17
SH
SOLE
0
0
17
FIRST TR NASDAQ 100 TECH IND
SH
337345102
68
383
SH
SOLE
0
0
383
FIRST TRUST LRGCP GWT ALPHAD
COM SH
33735K108
3
18
SH
SOLE
0
0
18
GENERAL DYNAMICS CORP
COM
369550108
1
4
SH
SOLE
0
0
4
GENUINE PARTS CO
COM
372460105
1
6
SH
SOLE
0
0
6
GILEAD SCIENCES INC
COM
375558103
1
11
SH
SOLE
0
0
11
HOME DEPOT INC
COM
437076102
1
2
SH
SOLE
0
0
2
HP INC
COM
40434L105
1
19
SH
SOLE
0
0
19
ILLINOIS TOOL WKS INC
COM
452308109
1
3
SH
SOLE
0
0
3
INTEL CORP
COM
458140100
1
14
SH
SOLE
0
0
14
INVESCO ACTIVLY MANGD ETC FD
OPTIMUM YIELD
46090F100
19
1281
SH
SOLE
0
0
1281
INVESCO CURRENCYSHARES SWISS
SWISS FRANC
46138R108
7
71
SH
SOLE
0
0
71
INVESCO EXCH TRADED FD TR II
S&P INTL LOW
46138E230
1
12
SH
SOLE
0
0
12
INVESCO EXCH TRADED FD TR II
S&P EMRNG MKTS
46138E297
1
15
SH
SOLE
0
0
15
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
121
1753
SH
SOLE
0
0
1753
INVESCO EXCH TRADED FD TR II
NATL AMT MUNI
46138E537
12
438
SH
SOLE
0
0
438
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
8
45
SH
SOLE
0
0
45
INVESCO EXCHANGE TRADED FD T
DWA CYCLICALS
46137V803
87
946
SH
SOLE
0
0
946
INVESCO EXCHANGE TRADED FD T
DWA TECHNOLOGY
46137V811
92
549
SH
SOLE
0
0
549
INVESCO EXCHANGE TRADED FD T
DWA FINL MUMT
46137V860
88
1606
SH
SOLE
0
0
1606
INVESCO EXCHANGE TRADED FD T
DWA ENERGY MNT
46137V878
88
2860
SH
SOLE
0
0
2860
INVESCO QQQ TR
UNIT SER 1
46090E103
45
113
SH
SOLE
0
0
113
ISHARES INC
MSCI BRAZIL ETF
464286400
1
6
SH
SOLE
0
0
6
ISHARES INC
MSCI EMERG MRKT
464286533
9
132
SH
SOLE
0
0
132
ISHARES INC
MSCI TAIWAN ETF
46434G772
1
6
SH
SOLE
0
0
6
ISHARES INC
MSCI RUSSIA ETF
46434G798
1
6
SH
SOLE
0
0
6
ISHARES SILVER TR
ISHARES
46428Q109
4
167
SH
SOLE
0
0
167
ISHARES TR
TIPS BD ETF
464287176
89
687
SH
SOLE
0
0
687
ISHARES TR
CORE US AGGBD ET
464287226
37
324
SH
SOLE
0
0
324
ISHARES TR
BARCLAYS 7 10 YR
464287440
30
255
SH
SOLE
0
0
255
ISHARES TR
RUS MID CAP ETF
464287499
224
2698
SH
SOLE
0
0
2698
ISHARES TR
RUS 1000 GRW ETF
464287614
12
38
SH
SOLE
0
0
38
ISHARES TR
CORE S&P SCP ETF
464287804
152
1323
SH
SOLE
0
0
1323
ISHARES TR
DOW JONES US ETF
464287846
1
4
SH
SOLE
0
0
4
ISHARES TR
NEW ZEALAND ETF
464289123
1
5
SH
SOLE
0
0
5
ISHARES TR
MSCI EAFE MIN VL
46429B689
11
137
SH
SOLE
0
0
137
JOHNSON & JOHNSON
COM
478160104
1
5
SH
SOLE
0
0
5
JPMORGAN CHASE & CO
COM
46625H100
1
5
SH
SOLE
0
0
5
KIMBERLY-CLARK CORP
COM
494368103
1
5
SH
SOLE
0
0
5
LILLY ELI & CO
COM
532457108
1
3
SH
SOLE
0
0
3
LOCKHEED MARTIN CORP
COM
539830109
1
3
SH
SOLE
0
0
3
M & T BK CORP
COM
55261F104
1
5
SH
SOLE
0
0
5
MANAGED PORTFOLIO SERIES
TORTOISE NRAM PI
56167N720
28
1231
SH
SOLE
0
0
1231
MCDONALDS CORP
COM
580135101
1
3
SH
SOLE
0
0
3
MONDELEZ INTL INC
CL A
609207105
1
11
SH
SOLE
0
0
11
PEPSICO INC
COM
713448108
1
5
SH
SOLE
0
0
5
PFIZER INC
COM
717081103
1
13
SH
SOLE
0
0
13
PHILIP MORRIS INTL INC
COM
718172109
1
8
SH
SOLE
0
0
8
PNC FINL SVCS GROUP INC
COM
693475105
1
4
SH
SOLE
0
0
4
PROCTER AND GAMBLE CO
COM
742718109
1
5
SH
SOLE
0
0
5
QUALCOMM INC
COM
747525103
1
4
SH
SOLE
0
0
4
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1
8
SH
SOLE
0
0
8
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
71
1719
SH
SOLE
0
0
1719
SELECT SECTOR SPDR TR
ENERGY
81369Y506
4
66
SH
SOLE
0
0
66
SPDR GOLD TR
GOLD SH
78463V107
15
84
SH
SOLE
0
0
84
SPDR INDEX SH FDS
S&P EMKTSC ETF
78463X756
53
877
SH
SOLE
0
0
877
SPDR SER TR
ICE PFD SEC ETF
78464A292
22
511
SH
SOLE
0
0
511
SPDR SER TR
BLOOMBERG CONV
78464A359
1
7
SH
SOLE
0
0
7
SPDR SER TR
PORTFOLIO INTRMD
78464A375
1
8
SH
SOLE
0
0
8
SPDR SER TR
PORTFLI TIPS ETF
78464A656
22
682
SH
SOLE
0
0
682
SPDR SER TR
BLOOMBERG HIGH Y
78468R622
22
201
SH
SOLE
0
0
201
SPDR SER TR
NUVEEN BLMBRG SH
78468R739
34
673
SH
SOLE
0
0
673
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
22
468
SH
SOLE
0
0
468
TARGET CORP
COM
87612E106
1
3
SH
SOLE
0
0
3
TEXAS INSTRS INC
COM
882508104
1
4
SH
SOLE
0
0
4
TRAVELERS COMPANIES INC
COM
89417E109
1
5
SH
SOLE
0
0
5
TYSON FOODS INC
CL A
902494103
1
10
SH
SOLE
0
0
10
UNION PAC CORP
COM
907818108
1
3
SH
SOLE
0
0
3
UNITED PARCEL SERVICE INC
CL B
911312106
1
4
SH
SOLE
0
0
4
VANECK ETF TRUST
FALLEN ANGEL HG
92189F437
48
1429
SH
SOLE
0
0
1429
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
322
3794
SH
SOLE
0
0
3794
VANGUARD CHARLOTTE FDS
TOTAL INT BD ETF
92203J407
86
1560
SH
SOLE
0
0
1560
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
117
1003
SH
SOLE
0
0
1003
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
738
3336
SH
SOLE
0
0
3336
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
25
460
SH
SOLE
0
0
460
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
48
586
SH
SOLE
0
0
586
VANGUARD SCOTTSDALE FDS
MTG-BKD SECS ETF
92206C771
3
41
SH
SOLE
0
0
41
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
3
23
SH
SOLE
0
0
23
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
10
55
SH
SOLE
0
0
55
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
192
3758
SH
SOLE
0
0
3758
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
38
490
SH
SOLE
0
0
490
WISDOMTREE TR
EM EX ST-OWNED
97717X578
119
3215
SH
SOLE
0
0
3215