0001567619-21-020193.txt : 20211115 0001567619-21-020193.hdr.sgml : 20211115 20211115110830 ACCESSION NUMBER: 0001567619-21-020193 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc. CENTRAL INDEX KEY: 0001502149 IRS NUMBER: 592476008 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14018 FILM NUMBER: 211407565 BUSINESS ADDRESS: STREET 1: 570 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-299-1800 MAIL ADDRESS: STREET 1: P.O. BOX 5068 CITY: CLEARWATER STATE: FL ZIP: 33758 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502149 XXXXXXXX 09-30-2021 09-30-2021 Transamerica Financial Advisors, Inc.

P.O. BOX 5068 CLEARWATER FL 33758

13F COMBINATION REPORT 028-14018 0001633901 028-16706 Betterment LLC N Brad Mullikin 17702483491 /s/ Brad Mullikin John's Creek GA 11-15-2021 1 115 3568 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 1 4 SH SOLE 0 0 4 ABBOTT LABS COM 002824100 1 6 SH SOLE 0 0 6 AIR PRODS & CHEMS INC COM 009158106 1 3 SH SOLE 0 0 3 AMERIPRISE FINL INC COM 03076C106 1 3 SH SOLE 0 0 3 AMGEN INC COM 031162100 1 3 SH SOLE 0 0 3 AUTOMATIC DATA PROCESSING IN COM 053015103 1 4 SH SOLE 0 0 4 BEST BUY INC COM 086516101 1 7 SH SOLE 0 0 7 BK OF AMERICA CORP COM 060505104 1 17 SH SOLE 0 0 17 BLACKROCK INC COM 09247X101 1 1 SH SOLE 0 0 1 BRISTOL-MYERS SQUIBB CO COM 110122108 1 11 SH SOLE 0 0 11 BROADCOM INC COM 11135F101 1 2 SH SOLE 0 0 2 CARDINAL HEALTH INC COM 14149Y108 1 14 SH SOLE 0 0 14 CATERPILLAR INC COM 149123101 1 4 SH SOLE 0 0 4 CISCO SYS INC COM 17275R102 1 12 SH SOLE 0 0 12 COCA COLA CO COM 191216100 1 13 SH SOLE 0 0 13 COLGATE PALMOLIVE CO COM 194162103 1 9 SH SOLE 0 0 9 CONOCOPHILLIPS COM 20825C104 1 13 SH SOLE 0 0 13 CUMMINS INC COM 231021106 1 3 SH SOLE 0 0 3 FIRST TR BICK INDEX FD COM SH 33733H107 5 138 SH SOLE 0 0 138 FIRST TR EXCH TRD ALPHDX FD GERMANY ALPHA 33737J190 5 84 SH SOLE 0 0 84 FIRST TR EXCH TRD ALPHDX FD UNIT KING ALPH 33737J224 5 109 SH SOLE 0 0 109 FIRST TR EXCH TRD ALPHDX FD SWITZLND ALPHA 33737J232 5 69 SH SOLE 0 0 69 FIRST TR EXCH TRD ALPHDX FD INDIA NFTY50 EQW 33737J802 6 105 SH SOLE 0 0 105 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 59 988 SH SOLE 0 0 988 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 61 1053 SH SOLE 0 0 1053 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 60 485 SH SOLE 0 0 485 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 2 60 SH SOLE 0 0 60 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 34 466 SH SOLE 0 0 466 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 37 508 SH SOLE 0 0 508 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 5 20 SH 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SOLE 0 0 55 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 189 3743 SH SOLE 0 0 3743 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 39 494 SH SOLE 0 0 494 WISDOMTREE TR EM EX ST-OWNED 97717X578 110 2922 SH SOLE 0 0 2922