0001140361-16-085022.txt : 20161107 0001140361-16-085022.hdr.sgml : 20161107 20161107135549 ACCESSION NUMBER: 0001140361-16-085022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transamerica Financial Advisors, Inc. CENTRAL INDEX KEY: 0001502149 IRS NUMBER: 592476008 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14018 FILM NUMBER: 161977531 BUSINESS ADDRESS: STREET 1: 570 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-299-1800 MAIL ADDRESS: STREET 1: P.O. BOX 9053 CITY: CLEARWATER STATE: FL ZIP: 33758-9053 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001502149 XXXXXXXX 09-30-2016 09-30-2016 Transamerica Financial Advisors, Inc.

P.O. BOX 9053 CLEARWATER FL 33758-9053

13F HOLDINGS REPORT 028-14018 N Brad Mullikin 1-770-248-3491 Brad Mullikin Johns Creek GA 11-07-2016 1 419 922268 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13fInfoTable.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4826 39499 SH SOLE 0 0 39499 AETNA INC NEW COM 00817Y108 2957 25609 SH SOLE 0 0 25609 ALASKA AIR GROUP INC COM 011659109 1549 23518 SH SOLE 0 0 23518 AMERICAN EXPRESS CO COM 025816109 5344 83444 SH SOLE 0 0 83444 AMERICAN INTL GROUP INC COM NEW 026874784 12 200 SH SOLE 0 0 200 ANTHEM INC COM 036752103 3661 29210 SH SOLE 0 0 29210 APARTMENT INVT & MGMT CO CL A 03748R101 606 13185 SH SOLE 0 0 13185 APPLE INC COM 037833100 5018 44381 SH SOLE 0 0 44381 AT&T INC COM 00206R102 8590 211525 SH SOLE 0 0 211525 ATWOOD OCEANICS INC COM 050095108 1 83 SH SOLE 0 0 83 AUTOMATIC DATA PROCESSING IN COM 053015103 1 2 SH SOLE 0 0 2 BARCLAYS BANK PLC ETN DJUBS AGRI37 06739H206 1 1 SH SOLE 0 0 1 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 351 14937 SH SOLE 0 0 14937 BARRICK GOLD CORP COM 067901108 3 127 SH SOLE 0 0 127 BAXTER INTL INC COM 071813109 2412 50666 SH SOLE 0 0 50666 BED BATH & BEYOND INC COM 075896100 1614 37433 SH SOLE 0 0 37433 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1415 9794 SH SOLE 0 0 9794 BIOGEN INC COM 09062X103 1 3 SH SOLE 0 0 3 BLOCK H & R INC COM 093671105 1 9 SH SOLE 0 0 9 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 8275 117435 SH SOLE 0 0 117435 CA INC COM 12673P105 3120 94306 SH SOLE 0 0 94306 CALIFORNIA RES CORP COM NEW 13057Q206 1 2 SH SOLE 0 0 2 CANADIAN NATL RY CO COM 136375102 11 154 SH SOLE 0 0 154 CARE CAP PPTYS INC COM 141624106 1 5 SH SOLE 0 0 5 CERNER CORP COM 156782104 653 10563 SH SOLE 0 0 10563 CHEVRON CORP NEW COM 166764100 1699 16502 SH SOLE 0 0 16502 CHICOS FAS INC COM 168615102 1 32 SH SOLE 0 0 32 CHUBB LIMITED COM H1467J104 2038 16213 SH SOLE 0 0 16213 CHURCH & DWIGHT INC COM 171340102 2980 62174 SH SOLE 0 0 62174 CINCINNATI FINL CORP COM 172062101 8290 109907 SH SOLE 0 0 109907 CINTAS CORP 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SECT 73935X427 17123 295020 SH SOLE 0 0 295020 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 14849 573953 SH SOLE 0 0 573953 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 1 2 SH SOLE 0 0 2 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 374 16099 SH SOLE 0 0 16099 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1 1 SH SOLE 0 0 1 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 44 1084 SH SOLE 0 0 1084 PPL CORP COM 69351T106 2766 80003 SH SOLE 0 0 80003 PRINCIPAL FINL GROUP INC COM 74251V102 715 13866 SH SOLE 0 0 13866 PROCTER AND GAMBLE CO COM 742718109 6323 70449 SH SOLE 0 0 70449 PROGRESSIVE CORP OHIO COM 743315103 4971 157780 SH SOLE 0 0 157780 PROLOGIS INC COM 74340W103 675 12597 SH SOLE 0 0 12597 PROSHARES TR PSHS ULTSH 20YRS 74347B201 1 1 SH SOLE 0 0 1 PROSHARES TR SHRT HGH YIELD 74347R131 1 12 SH SOLE 0 0 12 PROSHARES TR PSHS LC COR PLUS 74347R248 1 1 SH SOLE 0 0 1 PROSHARES TR PSHS SH MSCI EMR 74347R396 1 4 SH SOLE 0 0 4 PUBLIC STORAGE COM 74460D109 2120 9498 SH SOLE 0 0 9498 QUEST DIAGNOSTICS INC COM 74834L100 3 25 SH SOLE 0 0 25 REPUBLIC SVCS INC COM 760759100 4344 86087 SH SOLE 0 0 86087 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 6 79 SH SOLE 0 0 79 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 2 11 SH SOLE 0 0 11 SALESFORCE COM INC COM 79466L302 1855 25997 SH SOLE 0 0 25997 SCANA CORP NEW COM 80589M102 1 12 SH SOLE 0 0 12 SCHEIN HENRY INC COM 806407102 1206 7399 SH SOLE 0 0 7399 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1908 33425 SH SOLE 0 0 33425 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1 3 SH SOLE 0 0 3 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 568 8945 SH SOLE 0 0 8945 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 360 7533 SH SOLE 0 0 7533 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3 33 SH SOLE 0 0 33 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1453 27307 SH SOLE 0 0 27307 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1221 15248 SH SOLE 0 0 15248 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 896 12680 SH SOLE 0 0 12680 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1050 54402 SH SOLE 0 0 54402 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1016 17399 SH SOLE 0 0 17399 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1623 33954 SH SOLE 0 0 33954 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 230 6993 SH SOLE 0 0 6993 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1709 34880 SH SOLE 0 0 34880 SHIRE PLC SPONSORED ADR 82481R106 4 19 SH SOLE 0 0 19 SILVER WHEATON CORP COM 828336107 6 206 SH SOLE 0 0 206 SIMON PPTY GROUP INC NEW COM 828806109 2831 13673 SH SOLE 0 0 13673 SOUTHERN CO COM 842587107 2135 41606 SH SOLE 0 0 41606 SPDR GOLD TRUST GOLD SHS 78463V107 1557 12388 SH SOLE 0 0 12388 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 108 1301 SH SOLE 0 0 1301 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 9 176 SH SOLE 0 0 176 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 5473 126804 SH SOLE 0 0 126804 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 1 1 SH SOLE 0 0 1 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 118 2813 SH SOLE 0 0 2813 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 7364 234738 SH SOLE 0 0 234738 SPDR S&P 500 ETF TR TR UNIT 78462F103 36 163 SH SOLE 0 0 163 SPDR SER TR INV GRD FLT RT 78468R200 1160 37833 SH SOLE 0 0 37833 SPDR SER TR SHT TRM HGH YLD 78468R408 5271 190348 SH SOLE 0 0 190348 SPDR SER TR NUVN BRCLY MUNI 78468R721 195 3878 SH SOLE 0 0 3878 SPDR SER TR NUVN BR SHT MUNI 78468R739 5899 120755 SH SOLE 0 0 120755 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 2 27 SH SOLE 0 0 27 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 3466 76204 SH SOLE 0 0 76204 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 5260 113458 SH SOLE 0 0 113458 SPDR SERIES TRUST LNG TRM CORP BD 78464A367 1 1 SH SOLE 0 0 1 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 3026 86668 SH SOLE 0 0 86668 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 3502 123591 SH SOLE 0 0 123591 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 22334 608223 SH SOLE 0 0 608223 SPDR SERIES TRUST BARC SHT TR CP 78464A474 2 59 SH SOLE 0 0 59 SPDR SERIES TRUST CITI INT GVT ETF 78464A490 2347 41206 SH SOLE 0 0 41206 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 33 1135 SH SOLE 0 0 1135 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 1 9 SH SOLE 0 0 9 SPDR SERIES TRUST DJ REIT ETF 78464A607 8 82 SH SOLE 0 0 82 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 3508 44367 SH SOLE 0 0 44367 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 10 158 SH SOLE 0 0 158 SPDR SERIES TRUST S&P REGL BKG 78464A698 1 21 SH SOLE 0 0 21 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 774 16351 SH SOLE 0 0 16351 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2039 40607 SH SOLE 0 0 40607 ST JUDE MED INC COM 790849103 2 25 SH SOLE 0 0 25 STERICYCLE INC COM 858912108 2 18 SH SOLE 0 0 18 SWEDISH EXPT CR CORP RG ENRGY ETN22 870297306 8 2848 SH SOLE 0 0 2848 SWEDISH EXPT CR CORP RG METAL ETN22 870297405 283 36033 SH SOLE 0 0 36033 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 3174 634745 SH SOLE 0 0 634745 SYSCO CORP COM 871829107 7465 152311 SH SOLE 0 0 152311 TARGET CORP COM 87612E106 6095 88745 SH SOLE 0 0 88745 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 18 1000 SH SOLE 0 0 1000 TELEFONICA S A SPONSORED ADR 879382208 4 331 SH SOLE 0 0 331 TESORO CORP COM 881609101 1092 13716 SH SOLE 0 0 13716 THERMO FISHER SCIENTIFIC INC COM 883556102 622 3908 SH SOLE 0 0 3908 TJX COS INC NEW COM 872540109 4566 61054 SH SOLE 0 0 61054 TOTAL SYS SVCS INC COM 891906109 2721 57709 SH SOLE 0 0 57709 TRANSOCEAN LTD REG SHS H8817H100 3 200 SH SOLE 0 0 200 UBS AG JERSEY BRH ALERIAN INFRST 902641646 2658 93621 SH SOLE 0 0 93621 UBS AG JERSEY BRH CMCI ETN 38 902641778 1 20 SH SOLE 0 0 20 UNITED PARCEL SERVICE INC CL B 911312106 3 22 SH SOLE 0 0 22 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 2 28 SH SOLE 0 0 28 UNITEDHEALTH GROUP INC COM 91324P102 3958 28269 SH SOLE 0 0 28269 US BANCORP DEL COM NEW 902973304 3143 73273 SH SOLE 0 0 73273 V F CORP COM 918204108 1284 22904 SH SOLE 0 0 22904 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 4110 166502 SH SOLE 0 0 166502 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 4 103 SH SOLE 0 0 103 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 876 30271 SH SOLE 0 0 30271 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 1 1 SH SOLE 0 0 1 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 6 218 SH SOLE 0 0 218 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 1 1 SH SOLE 0 0 1 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1 1 SH SOLE 0 0 1 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1 3 SH SOLE 0 0 3 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 47251 561567 SH SOLE 0 0 561567 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 19882 354777 SH SOLE 0 0 354777 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 69 346 SH SOLE 0 0 346 VANGUARD INDEX FDS REIT ETF 922908553 11031 127165 SH SOLE 0 0 127165 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3 18 SH SOLE 0 0 18 VANGUARD INDEX FDS MID CAP ETF 922908629 3 18 SH SOLE 0 0 18 VANGUARD INDEX FDS LARGE CAP ETF 922908637 70534 711311 SH SOLE 0 0 711311 VANGUARD INDEX FDS GROWTH ETF 922908736 7 59 SH SOLE 0 0 59 VANGUARD INDEX FDS VALUE ETF 922908744 47 533 SH SOLE 0 0 533 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 3396 60444 SH SOLE 0 0 60444 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12467 331291 SH SOLE 0 0 331291 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 67 1101 SH SOLE 0 0 1101 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1 1 SH SOLE 0 0 1 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 5449 109732 SH SOLE 0 0 109732 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 5795 94661 SH SOLE 0 0 94661 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8532 105914 SH SOLE 0 0 105914 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 2799 41903 SH SOLE 0 0 41903 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 7748 143579 SH SOLE 0 0 143579 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 2487 25981 SH SOLE 0 0 25981 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 847 10024 SH SOLE 0 0 10024 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2293 25590 SH SOLE 0 0 25590 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 18779 501967 SH SOLE 0 0 501967 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 25 345 SH SOLE 0 0 345 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 10875 133219 SH SOLE 0 0 133219 VANGUARD WORLD FD EXTENDED DUR 921910709 114 829 SH SOLE 0 0 829 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 848 6377 SH SOLE 0 0 6377 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1 1 SH SOLE 0 0 1 VARIAN MED SYS INC COM 92220P105 795 7984 SH SOLE 0 0 7984 VENTAS INC COM 92276F100 6 76 SH SOLE 0 0 76 VERISIGN INC COM 92343E102 1331 17001 SH SOLE 0 0 17001 VERIZON COMMUNICATIONS INC COM 92343V104 8377 161153 SH SOLE 0 0 161153 WAL-MART STORES INC COM 931142103 3112 43149 SH SOLE 0 0 43149 WASTE MGMT INC DEL COM 94106L109 3625 56843 SH SOLE 0 0 56843 WEC ENERGY GROUP INC COM 92939U106 3203 53488 SH SOLE 0 0 53488 WELLS FARGO & CO NEW COM 949746101 958 21619 SH SOLE 0 0 21619 WELLTOWER INC COM 95040Q104 562 7515 SH SOLE 0 0 7515 WESTERN UN CO COM 959802109 587 28167 SH SOLE 0 0 28167 WEYERHAEUSER CO COM 962166104 9 273 SH SOLE 0 0 273 WHITING PETE CORP NEW COM 966387102 2 125 SH SOLE 0 0 125 WHOLE FOODS MKT INC COM 966837106 6 198 SH SOLE 0 0 198 WISDOMTREE TR BLMBG US BULL 97717W471 572 21823 SH SOLE 0 0 21823 WISDOMTREE TR INTL MIDCAP DV 97717W778 1 2 SH SOLE 0 0 2 WISDOMTREE TR INTL DIV EX FINL 97717W786 1 1 SH SOLE 0 0 1 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1 10 SH SOLE 0 0 10 WISDOMTREE TR EUROPE SMCP DV 97717W869 33 591 SH SOLE 0 0 591 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 339 6303 SH SOLE 0 0 6303 WISDOMTREE TR EM LCL DEBT FD 97717X867 1 1 SH SOLE 0 0 1 XCEL ENERGY INC COM 98389B100 1960 47630 SH SOLE 0 0 47630 ZOETIS INC CL A 98978V103 2 20 SH SOLE 0 0 20