0001140361-18-012008.txt : 20180305 0001140361-18-012008.hdr.sgml : 20180305 20180305165515 ACCESSION NUMBER: 0001140361-18-012008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Sean A. CENTRAL INDEX KEY: 0001654058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37587 FILM NUMBER: 18666911 MAIL ADDRESS: STREET 1: 343 OYSTER POINT BLVD. STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CytomX Therapeutics, Inc. CENTRAL INDEX KEY: 0001501989 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273521219 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 OYSTER POINT BLVD. STREET 2: SUITE 400 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650.515.3185 MAIL ADDRESS: STREET 1: 151 OYSTER POINT BLVD. STREET 2: SUITE 400 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc1.xml FORM 4 X0306 4 2018-03-01 0 0001501989 CytomX Therapeutics, Inc. CTMX 0001654058 McCarthy Sean A. C/O CYTOMX THERAPEUTICS, INC. 151 OYSTER POINT BLVD, SUITE 400 SOUTH SAN FRANCISCO CA 94080 1 1 0 0 President and CEO Common Stock 2018-03-01 4 M 0 10516 1.5749 A 15159 D Common Stock 2018-03-01 4 M 0 9000 1.1339 A 24159 D Common Stock 2018-03-01 4 M 0 62 0.945 A 24221 D Common Stock 2018-03-01 4 S 0 19578 29.428 D 4643 D Common Stock 154237 I See footnote Stock Option (Right to Buy) 1.5749 2018-03-01 4 M 0 10516 0.00 D 2025-02-08 Common Stock 10516 194804 D Stock Option (Right to Buy) 1.1339 2018-03-01 4 M 0 9000 0.00 D 2021-09-20 Common Stock 9000 328143 D Stock Option (Right to Buy) 0.945 2018-03-01 4 M 0 62 0.00 D 2023-02-25 Common Stock 62 66752 D The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.90, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Held in McCarthy Family Trust dated August 9, 2001, Sean A. McCarthy and Jeanette J. McCarthy, Trustees. This option vests in 48 substantially equal monthly installments starting on the last day of January 2015. 100% of the shares subject to the option are fully vested and exercisable. /s/ Debanjan Ray, as Attorney-in-Fact for Sean A. McCarthy 2018-03-05