Chief Executive Officer

0001085146-23-004201.txt : 20231108 0001085146-23-004201.hdr.sgml : 20231108 20231108165308 ACCESSION NUMBER: 0001085146-23-004201 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 EFFECTIVENESS DATE: 20231108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 231388951 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001501902 XXXXXXXX 09-30-2023 09-30-2023 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 000151739 801-70737 N Omar Aguilar Chief Executive Officer 415-667-7718 /s/Omar Aguilar San Fransico CA 11-08-2023 0 103 63346948486 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 BBG001T79CF8 20660587 245507 SH SOLE 245507 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 650185 4969 SH SOLE 4969 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 1025970 8071 SH SOLE 8071 0 0 APPLE INC COM 037833100 BBG001S5N8V8 1286040 7511 SH SOLE 7511 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 378073 1079 SH SOLE 1079 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 291842 351 SH SOLE 351 0 0 CENOVUS ENERGY INC COM 15135U109 BBG001T2PJV8 249840 12000 SH SOLE 12000 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 276849 1642 SH SOLE 1642 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 272378 5067 SH SOLE 5067 0 0 DBX ETF TR XTRACK INTL REAL 233051846 BBG005BJ0T91 555774968 28501280 SH SOLE 28501280 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 BBG009RY6HH4 661063497 29263546 SH SOLE 29263546 0 0 DBX ETF TR XTRACK USD HIGH 233051432 BBG00FGWY4G5 254416383 7504908 SH SOLE 7504908 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 370600 3152 SH SOLE 3152 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 BBG005FHWBL1 231231 1881 SH SOLE 1881 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 BBG002WKD6P0 250913 5627 SH SOLE 5627 0 0 GLOBAL X FDS US PFD ETF 37954Y657 BBG00HPF2LX6 46391355 2466313 SH SOLE 2466313 0 0 HOME DEPOT INC COM 437076102 BBG001S5RTW7 367053 1215 SH SOLE 1215 0 0 HUMANA INC COM 444859102 BBG001S5S1X6 319644 657 SH SOLE 657 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 BBG001S5NBT4 271670 13735 SH SOLE 13735 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 BBG001T06LL9 321123252 13682286 SH SOLE 13682286 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 BBG001SS8729 505746125 11618335 SH SOLE 11618335 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 BBG001SSJYS0 467604471 26240430 SH SOLE 26240430 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 BBG001SSH3K8 261923975 8866756 SH SOLE 8866756 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 BBG001V0MBC0 82426851 3926958 SH SOLE 3926958 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 BBG001S6H5N8 797339954 25057824 SH SOLE 25057824 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 BBG001SPSDJ2 664029376 20128202 SH SOLE 20128202 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1448271 4042 SH SOLE 4042 0 0 INVESCO SR INCOME TR COM 46131H107 BBG001SB0BV3 70765 18052 SH SOLE 18052 0 0 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 720696430 20597212 SH SOLE 20597212 0 0 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 365536228 7680946 SH SOLE 7680946 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 BBG005DW06B7 235139 5731 SH SOLE 5731 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 BBG001SSD812 364304696 3219377 SH SOLE 3219377 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 BBG001S80936 566759 6188 SH SOLE 6188 0 0 ISHARES TR BROAD USD HIGH 46435U853 BBG00J2DS0J6 21415249 616976 SH SOLE 616976 0 0 ISHARES TR CALIF MUN BD ETF 464288356 BBG001T03XM5 406157254 7406223 SH SOLE 7406223 0 0 ISHARES TR CORE INTL AGGR 46435G672 BBG00BDV2SQ0 22248416 456097 SH SOLE 456097 0 0 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 602303 6395 SH SOLE 6395 0 0 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 790600 1841 SH SOLE 1841 0 0 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 550427 5853 SH SOLE 5853 0 0 ISHARES TR CRE U S REIT ETF 464288521 BBG001ST7G55 112847805 2391857 SH SOLE 2391857 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 BBG001SSD858 877955 17619 SH SOLE 17619 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 BBG001SSD849 226271 4651 SH SOLE 4651 0 0 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 387051985 4358694 SH SOLE 4358694 0 0 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 979802923 9555324 SH SOLE 9555324 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 BBG00GP26NW0 354522 7065 SH SOLE 7065 0 0 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 240806 1546 SH SOLE 1546 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 358439 2472 SH SOLE 2472 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 1366714 4328 SH SOLE 4328 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 BBG001SJ9S31 199524 24303 SH SOLE 24303 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 482571 1109 SH SOLE 1109 0 0 OLO INC CL A 68134L109 BBG00ZCX7044 227783 37588 SH SOLE 37588 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 BBG001T53796 617024 38564 SH SOLE 38564 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 273287 1874 SH SOLE 1874 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 363829 3276 SH SOLE 3276 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 BBG00YVK1Z98 7367 50250 SH SOLE 50250 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 BBG00PZFPGG2 4292400875 101715661 SH SOLE 101715661 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 BBG001T6L7D9 1940788256 81068849 SH SOLE 81068849 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 BBG001T5XQY3 2500706848 73636833 SH SOLE 73636833 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 BBG001T6L7C0 1241404490 38493162 SH SOLE 38493162 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 BBG001T9F7C1 3703590878 77254712 SH SOLE 77254712 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 BBG0051J0PJ9 6961853697 124385451 SH SOLE 124385451 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 4475419917 92295729 SH SOLE 92295729 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 BBG0051QPC87 3139976613 119755020 SH SOLE 119755020 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 BBG0051K49J8 4102557235 129540803 SH SOLE 129540803 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 BBG0051QD594 1770561720 55089039 SH SOLE 55089039 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 BBG001T5XQT9 532606 10684 SH SOLE 10684 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 681833070 9635855 SH SOLE 9635855 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 BBG001T66WN0 232990 3204 SH SOLE 3204 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 BBG001T5XQV6 4871701566 96278687 SH SOLE 96278687 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 BBG001V039G2 912403099 51402992 SH SOLE 51402992 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 BBG001T5XQW5 3056617630 73795694 SH SOLE 73795694 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 BBG001T9F777 872355901 17277796 SH SOLE 17277796 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 236599 1443 SH SOLE 1443 0 0 SNAP INC CL A 83304A106 BBG00441QMK5 312723 35098 SH SOLE 35098 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 BBG001SRXRJ1 213747 6893 SH SOLE 6893 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 797682 1866 SH SOLE 1866 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 BBG001V0JXM5 949630244 47888565 SH SOLE 47888565 0 0 SPDR SER TR ICE PFD SEC ETF 78464A292 BBG001T5L3N9 4597475 141635 SH SOLE 141635 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 BBG001SRSPW6 925990 21190 SH SOLE 21190 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 BBG001STKCZ6 94864812 3819034 SH SOLE 3819034 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 BBG001T2HCY9 561809166 17863566 SH SOLE 17863566 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 BBG001T6B0P2 273493 9328 SH SOLE 9328 0 0 STARBUCKS CORP COM 855244109 BBG001S72KH6 206232 2260 SH SOLE 2260 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 1051395 4202 SH SOLE 4202 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 216947 430 SH SOLE 430 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 BBG001T9BPT7 183107176 7671017 SH SOLE 7671017 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 267161 3829 SH SOLE 3829 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 29946681 626107 SH SOLE 626107 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 498934645 1270524 SH SOLE 1270524 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 314965873 1665869 SH SOLE 1665869 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 1572438 7403 SH SOLE 7403 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 204016 1479 SH SOLE 1479 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 227441 5801 SH SOLE 5801 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 BBG001T0SKD6 177697789 1673237 SH SOLE 1673237 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 BBG001TCVT65 252336138 6481791 SH SOLE 6481791 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 BBG009THVRX1 1314616091 27330896 SH SOLE 27330896 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 BBG001T62M38 12645327 166430 SH SOLE 166430 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 BBG001T62MF5 5780398741 132032863 SH SOLE 132032863 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 408178473 9336196 SH SOLE 9336196 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 91960722 890057 SH SOLE 890057 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 104729811 1692193 SH SOLE 1692193 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 204388 889 SH SOLE 889 0 0 WALMART INC COM 931142103 BBG001S5XH92 217255 1358 SH SOLE 1358 0 0