Chief Executive Officer

0001085146-23-003188.txt : 20230810 0001085146-23-003188.hdr.sgml : 20230810 20230809182954 ACCESSION NUMBER: 0001085146-23-003188 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230809 EFFECTIVENESS DATE: 20230810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 231156619 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001501902 XXXXXXXX 06-30-2023 06-30-2023 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 000151739 801-70737 N Omar Aguilar Chief Executive Officer 415-667-7718 /s/Omar Aguilar San Fransico CA 08-09-2023 1 169 64504562396 false 1 0001789219 028-19636 Charles Schwab Trust Co INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 174 2 SH SOLE 1 2 0 0 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 22215852 256061 SH SOLE 256061 0 0 ALPHABET INC CAP STK CL A 02079K305 509014 4252 SH SOLE 4252 0 0 AMAZON COM INC COM 023135106 549178 4213 SH SOLE 4213 0 0 APPLE INC COM 037833100 1433207 7389 SH SOLE 7389 0 0 AT&T INC COM 00206R102 189220 11863 SH SOLE 11863 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 465902 1366 SH SOLE 1366 0 0 BROADCOM INC COM 11135F101 277884 320 SH SOLE 320 0 0 CATERPILLAR INC COM 149123101 287856 1170 SH SOLE 1170 0 0 CENOVUS ENERGY INC COM 15135U109 169800 10000 SH SOLE 10000 0 0 CHEVRON CORP NEW COM 166764100 248306 1578 SH SOLE 1578 0 0 CISCO SYS INC COM 17275R102 286972 5546 SH SOLE 5546 0 0 DBX ETF TR XTRACK INTL REAL 233051846 532058706 26444270 SH SOLE 26444270 0 0 DBX ETF TR XTRACK INTL REAL 233051846 94242 4684 SH SOLE 1 4684 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 667222255 28971874 SH SOLE 28971874 0 0 DBX ETF TR XTRACK USD HIGH 233051432 257162650 7453990 SH SOLE 7453990 0 0 DBX ETF TR XTRACK USD HIGH 233051432 52820 1531 SH SOLE 1 1531 0 0 EXXON MOBIL CORP COM 30231G102 385424 3594 SH SOLE 3594 0 0 FORD MTR CO DEL COM 345370860 156889 10369 SH SOLE 10369 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 245605 5721 SH SOLE 5721 0 0 GLOBAL X FDS US PFD ETF 37954Y657 46282927 2386948 SH SOLE 2386948 0 0 HOME DEPOT INC COM 437076102 370660 1193 SH SOLE 1193 0 0 HUMANA INC COM 444859102 258441 578 SH SOLE 578 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 374356 12895 SH SOLE 12895 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 222612298 9034590 SH SOLE 9034590 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 3809416 84729 SH SOLE 1 84729 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 532167752 11836471 SH SOLE 11836471 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 498819916 26760725 SH SOLE 26760725 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 706419 37898 SH SOLE 1 37898 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 279201412 9064981 SH SOLE 9064981 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 389435 12644 SH SOLE 1 12644 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 167071 14694 SH SOLE 1 14694 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 796 70 SH SOLE 70 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 83339600 3961008 SH SOLE 3961008 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 137644 6542 SH SOLE 1 6542 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 817105771 4993008 SH SOLE 4993008 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 4073576 24892 SH SOLE 1 24892 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1422409 8278 SH SOLE 1 8278 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 695914456 4050017 SH SOLE 4050017 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1482059 4012 SH SOLE 4012 0 0 INVESCO SR INCOME TR COM 46131H107 68146 17700 SH SOLE 17700 0 0 ISHARES GOLD TR ISHARES NEW 464285204 163973 4506 SH SOLE 1 4506 0 0 ISHARES GOLD TR ISHARES NEW 464285204 742107620 20393175 SH SOLE 20393175 0 0 ISHARES INC CORE MSCI EMKT 46434G103 384259151 7795885 SH SOLE 7795885 0 0 ISHARES INC CORE MSCI EMKT 46434G103 193562 3927 SH SOLE 1 3927 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 239313 5774 SH SOLE 5774 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 253341 2198 SH SOLE 1 2198 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 278669899 2417750 SH SOLE 2417750 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 615342 6370 SH SOLE 6370 0 0 ISHARES TR BROAD USD HIGH 46435U853 141200 4000 SH SOLE 1 4000 0 0 ISHARES TR BROAD USD HIGH 46435U853 22322320 632360 SH SOLE 632360 0 0 ISHARES TR CALIF MUN BD ETF 464288356 520712974 9143336 SH SOLE 9143336 0 0 ISHARES TR CORE INTL AGGR 46435G672 20561735 417158 SH SOLE 417158 0 0 ISHARES TR CORE INTL AGGR 46435G672 33468 679 SH SOLE 1 679 0 0 ISHARES TR CORE S&P TTL STK 464287150 398111 4069 SH SOLE 4069 0 0 ISHARES TR CORE S&P US GWT 464287671 2828728 28971 SH SOLE 1 28971 0 0 ISHARES TR CORE S&P US GWT 464287671 37348 383 SH SOLE 383 0 0 ISHARES TR CORE S&P500 ETF 464287200 730878 1640 SH SOLE 1640 0 0 ISHARES TR CORE US AGGBD ET 464287226 11148277 113816 SH SOLE 1 113816 0 0 ISHARES TR CORE US AGGBD ET 464287226 478388 4884 SH SOLE 4884 0 0 ISHARES TR CRE U S REIT ETF 464288521 122906512 2390712 SH SOLE 2390712 0 0 ISHARES TR CRE U S REIT ETF 464288521 2408764 46854 SH SOLE 1 46854 0 0 ISHARES TR EAFE SML CP ETF 464288273 926635 15711 SH SOLE 1 15711 0 0 ISHARES TR EAFE SML CP ETF 464288273 54935 931 SH SOLE 931 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 882938 17599 SH SOLE 17599 0 0 ISHARES TR MBS ETF 464288588 421479241 4519157 SH SOLE 4519157 0 0 ISHARES TR MBS ETF 464288588 408874 4384 SH SOLE 1 4384 0 0 ISHARES TR NATIONAL MUN ETF 464288414 567801999 5319985 SH SOLE 5319985 0 0 ISHARES TR NATIONAL MUN ETF 464288414 64251 602 SH SOLE 1 602 0 0 ISHARES TR TIPS BD ETF 464287176 99580 925 SH SOLE 925 0 0 ISHARES TR TIPS BD ETF 464287176 171008 1589 SH SOLE 1 1589 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 381967 7618 SH SOLE 7618 0 0 JOHNSON & JOHNSON COM 478160104 275020 1662 SH SOLE 1662 0 0 JPMORGAN CHASE & CO COM 46625H100 365511 2513 SH SOLE 2513 0 0 MICROSOFT CORP COM 594918104 1525827 4481 SH SOLE 4481 0 0 NUVEEN SR INCOME FD COM 67067Y104 69024 15071 SH SOLE 15071 0 0 NVIDIA CORPORATION COM 67066G104 337844 799 SH SOLE 799 0 0 OLO INC CL A 68134L109 242818 37588 SH SOLE 37588 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 532626 34744 SH SOLE 34744 0 0 PROCTER AND GAMBLE CO COM 742718109 246570 1625 SH SOLE 1625 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 232600 4000 SH SOLE 4000 0 0 QUALCOMM INC COM 747525103 351499 2953 SH SOLE 2953 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 19095 50250 SH SOLE 50250 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 696386 15809 SH SOLE 1 15809 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 4672007204 106061458 SH SOLE 106061458 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2105151 85471 SH SOLE 1 85471 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1954807119 79366915 SH SOLE 79366915 0 0 SCHWAB STRATEGIC TR INTERNL DIVID 808524672 285365 11920 SH SOLE 1 11920 0 0 SCHWAB STRATEGIC TR INTERNL DIVID 808524672 14088 588 SH SOLE 588 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2571941012 72144208 SH SOLE 72144208 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 8696176 243932 SH SOLE 1 243932 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1278193051 37849957 SH SOLE 37849957 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1719332 50913 SH SOLE 1 50913 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 3816589605 77447029 SH SOLE 77447029 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 72836 1478 SH SOLE 1 1478 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 10446422 181456 SH SOLE 1 181456 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 7049272889 122446984 SH SOLE 122446984 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 4554923493 90285897 SH SOLE 90285897 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 1952365 38699 SH SOLE 1 38699 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 2069830 77319 SH SOLE 1 77319 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 3154058007 117820620 SH SOLE 117820620 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 4108029494 127222964 SH SOLE 127222964 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 4581144 141875 SH SOLE 1 141875 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1807194770 54449978 SH SOLE 54449978 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1258897 37930 SH SOLE 1 37930 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 43352 902 SH SOLE 902 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 2086188 43408 SH SOLE 1 43408 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 9405054 203749 SH SOLE 1 203749 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 122297 2649 SH SOLE 2649 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 528050 10214 SH SOLE 10214 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 704123188 9695995 SH SOLE 9695995 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 346252 4768 SH SOLE 1 4768 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 181632 2423 SH SOLE 2423 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 8594442 114669 SH SOLE 1 114669 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4991977299 95321316 SH SOLE 95321316 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 12107316 231188 SH SOLE 1 231188 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 3987303 204163 SH SOLE 1 204163 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 960638373 49187833 SH SOLE 49187833 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2559015 58425 SH SOLE 1 58425 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 3163682870 72230203 SH SOLE 72230203 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 889157460 16958944 SH SOLE 16958944 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 209563 3997 SH SOLE 1 3997 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 236973 1363 SH SOLE 1363 0 0 SNAP INC CL A 83304A106 378347 31955 SH SOLE 31955 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 209634 6442 SH SOLE 6442 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 876001 1976 SH SOLE 1976 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 997243869 47128727 SH SOLE 47128727 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 57957 2739 SH SOLE 1 2739 0 0 SPDR SER TR ICE PFD SEC ETF 78464A292 4777945 142753 SH SOLE 142753 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 1041751 22568 SH SOLE 22568 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 143309 5546 SH SOLE 1 5546 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 100905467 3905010 SH SOLE 3905010 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 199192152 6203430 SH SOLE 6203430 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 292761 9944 SH SOLE 9944 0 0 STARBUCKS CORP COM 855244109 213964 2160 SH SOLE 2160 0 0 TESLA INC COM 88160R101 1096815 4190 SH SOLE 4190 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 201518024 7884117 SH SOLE 7884117 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 230756 9028 SH SOLE 1 9028 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 235918 3246 SH SOLE 3246 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 33337184 682021 SH SOLE 682021 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 24929 510 SH SOLE 1 510 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 9001295 22101 SH SOLE 1 22101 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 513924328 1261845 SH SOLE 1261845 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 325182423 1634986 SH SOLE 1634986 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1883488 9470 SH SOLE 1 9470 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1023905 4648 SH SOLE 4648 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 377239 2655 SH SOLE 2655 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1067891 26251 SH SOLE 1 26251 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 245195 6027 SH SOLE 6027 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 188507314 1706257 SH SOLE 1706257 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 110259 998 SH SOLE 1 998 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 265944021 6617169 SH SOLE 6617169 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 40712 1013 SH SOLE 1 1013 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1772651186 35297714 SH SOLE 35297714 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 2174878 43307 SH SOLE 1 43307 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 349313 4420 SH SOLE 1 4420 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 14624923 185055 SH SOLE 185055 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 5698609247 123909747 SH SOLE 123909747 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 57901 1259 SH SOLE 1 1259 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 201693 3494 SH SOLE 3494 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 103856 1799 SH SOLE 1 1799 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 188393 2490 SH SOLE 1 2490 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 89530 1183 SH SOLE 1183 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 426372305 9232835 SH SOLE 9232835 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 5539383 119952 SH SOLE 1 119952 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 94300856 889044 SH SOLE 889044 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 108507544 1716892 SH SOLE 1716892 0 0 VISA INC COM CL A 92826C839 200413 844 SH SOLE 844 0 0 WALMART INC COM 931142103 207577 1321 SH SOLE 1321 0 0