Managing Director

0001085146-22-004039.txt : 20221114 0001085146-22-004039.hdr.sgml : 20221114 20221114114210 ACCESSION NUMBER: 0001085146-22-004039 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 221382437 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001501902 XXXXXXXX 09-30-2022 09-30-2022 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Omar Aguilar Managing Director 415-667-7718 /s/Omar Aguilar San Fransico CA 11-14-2022 1 163 54671307 false 1 0001789219 028-19636 Charles Schwab Trust Co INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 453 5583 SH SOLE 1 5583 0 0 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 21087 259916 SH SOLE 259916 0 0 ALPHABET INC CAP STK CL A 02079K305 266 2777 SH SOLE 2777 0 0 AMAZON COM INC COM 023135106 466 4120 SH SOLE 4120 0 0 APPLE INC COM 037833100 984 7123 SH SOLE 7123 0 0 AT&T INC COM 00206R102 174 11361 SH SOLE 11361 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 310 1161 SH SOLE 1161 0 0 CHEVRON CORP NEW COM 166764100 238 1656 SH SOLE 1656 0 0 COCA COLA CO COM 191216100 205 3655 SH SOLE 3655 0 0 DBX ETF TR XTRACK INTL REAL 233051846 1109 56971 SH SOLE 1 56971 0 0 DBX ETF TR XTRACK INTL REAL 233051846 427133 21949302 SH SOLE 21949302 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 571955 31460661 SH SOLE 31460661 0 0 DBX ETF TR XTRACK USD HIGH 233051432 236235 7215489 SH SOLE 7215489 0 0 DBX ETF TR XTRACK USD HIGH 233051432 143 4364 SH SOLE 1 4364 0 0 EXXON MOBIL CORP COM 30231G102 366 4194 SH SOLE 4194 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 340 8617 SH SOLE 8617 0 0 GLOBAL X FDS US PFD ETF 37954Y657 43442 2118080 SH SOLE 2118080 0 0 HOME DEPOT INC COM 437076102 209 758 SH SOLE 758 0 0 HUMANA INC COM 444859102 281 579 SH SOLE 579 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 928 18692 SH SOLE 18692 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 269486 11630805 SH SOLE 11630805 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 489779 13961786 SH SOLE 13961786 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 7006 199720 SH SOLE 1 199720 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 4306 266148 SH SOLE 1 266148 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 429970 26574151 SH SOLE 26574151 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 2974 116118 SH SOLE 1 116118 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 241896 9445364 SH SOLE 9445364 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 429 36151 SH SOLE 1 36151 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1 70 SH SOLE 70 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 507 25092 SH SOLE 1 25092 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 74608 3695273 SH SOLE 3695273 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 9217 66417 SH SOLE 1 66417 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 714354 5147752 SH SOLE 5147752 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 618926 4247653 SH SOLE 4247653 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 6670 45777 SH SOLE 1 45777 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1059 3961 SH SOLE 3961 0 0 INVESCO SR INCOME TR COM 46131H107 61 16354 SH SOLE 16354 0 0 ISHARES GOLD TR ISHARES NEW 464285204 1698 53855 SH SOLE 1 53855 0 0 ISHARES GOLD TR ISHARES NEW 464285204 650050 20616883 SH SOLE 20616883 0 0 ISHARES INC CORE MSCI EMKT 46434G103 324688 7554390 SH SOLE 7554390 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3107 72294 SH SOLE 1 72294 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 221 5533 SH SOLE 5533 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 4343 38001 SH SOLE 1 38001 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 183584 1606440 SH SOLE 1606440 0 0 ISHARES TR BROAD USD HIGH 46435U853 22041 655596 SH SOLE 655596 0 0 ISHARES TR BROAD USD HIGH 46435U853 71 2098 SH SOLE 1 2098 0 0 ISHARES TR CALIF MUN BD ETF 464288356 292406 5392953 SH SOLE 5392953 0 0 ISHARES TR CORE INTL AGGR 46435G672 17974 371936 SH SOLE 371936 0 0 ISHARES TR CORE INTL AGGR 46435G672 53 1094 SH SOLE 1 1094 0 0 ISHARES TR CORE S&P TTL STK 464287150 646 8121 SH SOLE 8121 0 0 ISHARES TR CORE S&P US GWT 464287671 1 14 SH SOLE 14 0 0 ISHARES TR CORE S&P US GWT 464287671 7464 93096 SH SOLE 1 93096 0 0 ISHARES TR CORE S&P500 ETF 464287200 789 2200 SH SOLE 2200 0 0 ISHARES TR CORE US AGGBD ET 464287226 9021 93636 SH SOLE 1 93636 0 0 ISHARES TR CORE US AGGBD ET 464287226 752 7803 SH SOLE 7803 0 0 ISHARES TR CRE U S REIT ETF 464288521 4121 86765 SH SOLE 1 86765 0 0 ISHARES TR CRE U S REIT ETF 464288521 107686 2267071 SH SOLE 2267071 0 0 ISHARES TR EAFE SML CP ETF 464288273 806 16526 SH SOLE 1 16526 0 0 ISHARES TR EAFE SML CP ETF 464288273 51 1043 SH SOLE 1043 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1027 20844 SH SOLE 20844 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 258 5338 SH SOLE 5338 0 0 ISHARES TR MBS ETF 464288588 366713 4004290 SH SOLE 4004290 0 0 ISHARES TR MBS ETF 464288588 4026 43962 SH SOLE 1 43962 0 0 ISHARES TR NATIONAL MUN ETF 464288414 976053 9515038 SH SOLE 9515038 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1681 16386 SH SOLE 1 16386 0 0 ISHARES TR PFD AND INCM SEC 464288687 2 75 SH SOLE 75 0 0 ISHARES TR PFD AND INCM SEC 464288687 498 15720 SH SOLE 1 15720 0 0 JOHNSON & JOHNSON COM 478160104 256 1565 SH SOLE 1565 0 0 JPMORGAN CHASE & CO COM 46625H100 222 2129 SH SOLE 2129 0 0 MICROSOFT CORP COM 594918104 630 2705 SH SOLE 2705 0 0 NUVEEN SR INCOME FD COM 67067Y104 65 13908 SH SOLE 13908 0 0 OLO INC CL A 68134L109 297 37588 SH SOLE 37588 0 0 PROCTER AND GAMBLE CO COM 742718109 233 1843 SH SOLE 1843 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 34 50250 SH SOLE 50250 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 274 5913 SH SOLE 1 5913 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 12 259 SH SOLE 259 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 1009 24018 SH SOLE 1 24018 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 8 185 SH SOLE 185 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1731460 77297338 SH SOLE 77297338 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 4407 196719 SH SOLE 1 196719 0 0 SCHWAB STRATEGIC TR INTERNL DIVID 808524672 6 294 SH SOLE 294 0 0 SCHWAB STRATEGIC TR INTERNL DIVID 808524672 465 23258 SH SOLE 1 23258 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2020177 71815748 SH SOLE 71815748 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 5663 201312 SH SOLE 1 201312 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 2635 94957 SH SOLE 1 94957 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1004908 36212893 SH SOLE 36212893 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 2133 43397 SH SOLE 1 43397 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 3885163 79063148 SH SOLE 79063148 0 0 SCHWAB STRATEGIC TR LONG TERM US 808524680 312 8652 SH SOLE 1 8652 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 18136 379740 SH SOLE 1 379740 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 5564057 116500359 SH SOLE 116500359 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 6966 163826 SH SOLE 1 163826 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 3666760 86236134 SH SOLE 86236134 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 2621630 111844291 SH SOLE 111844291 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 6020 256809 SH SOLE 1 256809 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 9342 371442 SH SOLE 1 371442 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 3244613 129010460 SH SOLE 129010460 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 3420 125797 SH SOLE 1 125797 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1519055 55868139 SH SOLE 55868139 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 11 218 SH SOLE 218 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1487 30813 SH SOLE 1 30813 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 6686 147571 SH SOLE 1 147571 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 80 1759 SH SOLE 1759 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 321 7649 SH SOLE 7649 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 610354 9187921 SH SOLE 9187921 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1373 20673 SH SOLE 1 20673 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 570 10221 SH SOLE 1 10221 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 151 2698 SH SOLE 2698 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3962806 93572760 SH SOLE 93572760 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 15060 355615 SH SOLE 1 355615 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 846126 45271596 SH SOLE 45271596 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 3450 184582 SH SOLE 1 184582 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2757865 72959394 SH SOLE 72959394 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 7466 197523 SH SOLE 1 197523 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3717 71751 SH SOLE 1 71751 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2334022 45058345 SH SOLE 45058345 0 0 SNAP INC CL A 83304A106 223 22718 SH SOLE 22718 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 454 1271 SH SOLE 1271 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 1449126 76390405 SH SOLE 76390405 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 1148 60532 SH SOLE 1 60532 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 13 147 SH SOLE 147 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 1013 11535 SH SOLE 1 11535 0 0 SPDR SER TR ICE PFD SEC ETF 78464A292 3055 87634 SH SOLE 87634 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 1246 28324 SH SOLE 28324 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 260171 10259113 SH SOLE 10259113 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 1674 66015 SH SOLE 1 66015 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 2648 84562 SH SOLE 1 84562 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 180744 5770888 SH SOLE 5770888 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 339 11597 SH SOLE 11597 0 0 STARBUCKS CORP COM 855244109 221 2621 SH SOLE 2621 0 0 TESLA INC COM 88160R101 1051 3961 SH SOLE 3961 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 258013 11316356 SH SOLE 11316356 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 1773 77773 SH SOLE 1 77773 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 418 5592 SH SOLE 5592 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 29 406 SH SOLE 1 406 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 327 4588 SH SOLE 4588 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 131 2749 SH SOLE 1 2749 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 33750 707111 SH SOLE 707111 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 458703 1397208 SH SOLE 1397208 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11690 35607 SH SOLE 1 35607 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 302584 1770427 SH SOLE 1770427 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4018 23509 SH SOLE 1 23509 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 480 2675 SH SOLE 2675 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 526 4263 SH SOLE 4263 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 258 7077 SH SOLE 7077 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 958 26251 SH SOLE 1 26251 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 172418 1857752 SH SOLE 1857752 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1616 17413 SH SOLE 1 17413 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 804 21077 SH SOLE 1 21077 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 269594 7064829 SH SOLE 7064829 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 113 2353 SH SOLE 1 2353 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 801609 16651610 SH SOLE 16651610 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 833 14282 SH SOLE 14282 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1868720 24692394 SH SOLE 24692394 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1933 25544 SH SOLE 1 25544 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 4963787 110086206 SH SOLE 110086206 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 5643 125147 SH SOLE 1 125147 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 293 3950 SH SOLE 1 3950 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 215 2889 SH SOLE 2889 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 354648 9753807 SH SOLE 9753807 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 11853 325997 SH SOLE 1 325997 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 84803 893788 SH SOLE 893788 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 124324 2389001 SH SOLE 2389001 0 0