Senior Vice President

0001085146-22-003095.txt : 20220815 0001085146-22-003095.hdr.sgml : 20220815 20220815132006 ACCESSION NUMBER: 0001085146-22-003095 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 221164430 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001501902 XXXXXXXX 06-30-2022 06-30-2022 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Mark Riepe Senior Vice President 415-667-1910 /s/Mark Riepe San Fransico CA 08-15-2022 1 153 57526808 false 1 0001789219 028-19636 Charles Schwab Trust Co INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 155 1814 SH SOLE 1 1814 0 0 ABRDN PRECIOUS METALS BASKET PHYSCL PRECS MET 003263100 9900 116025 SH SOLE 116025 0 0 ALPHABET INC CAP STK CL A 02079K305 294 135 SH SOLE 135 0 0 AMAZON COM INC COM 023135106 339 3189 SH SOLE 3189 0 0 APPLE INC COM 037833100 831 6077 SH SOLE 6077 0 0 AT&T INC COM 00206R102 237 11305 SH SOLE 11305 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 319 1169 SH SOLE 1169 0 0 CHEVRON CORP NEW COM 166764100 270 1865 SH SOLE 1865 0 0 COCA COLA CO COM 191216100 244 3872 SH SOLE 3872 0 0 DBX ETF TR XTRACK INTL REAL 233051846 458995 20555099 SH SOLE 20555099 0 0 DBX ETF TR XTRACK INTL REAL 233051846 2036 91162 SH SOLE 1 91162 0 0 DBX ETF TR XTRACK MSCI EAFE 233051630 587738 28188885 SH SOLE 28188885 0 0 DBX ETF TR XTRACK USD HIGH 233051432 239585 7103018 SH SOLE 7103018 0 0 DBX ETF TR XTRACK USD HIGH 233051432 172 5103 SH SOLE 1 5103 0 0 EXXON MOBIL CORP COM 30231G102 384 4484 SH SOLE 4484 0 0 GENERAL MLS INC COM 370334104 213 2824 SH SOLE 2824 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 366 9926 SH SOLE 9926 0 0 GLOBAL X FDS US PFD ETF 37954Y657 44151 2081625 SH SOLE 2081625 0 0 HOME DEPOT INC COM 437076102 209 763 SH SOLE 763 0 0 HUMANA INC COM 444859102 271 579 SH SOLE 579 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 865 17985 SH SOLE 17985 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 209891 8630381 SH SOLE 8630381 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 11257 282843 SH SOLE 1 282843 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 46138E743 492333 12370186 SH SOLE 12370186 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 5669 311999 SH SOLE 1 311999 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 388476 21380055 SH SOLE 21380055 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 269515 9258503 SH SOLE 9258503 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 5730 196825 SH SOLE 1 196825 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1 70 SH SOLE 70 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 855 69309 SH SOLE 1 69309 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 72888 3595870 SH SOLE 3595870 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 842 41515 SH SOLE 1 41515 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 857120 5783534 SH SOLE 5783534 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 16276 109823 SH SOLE 1 109823 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 12263 79970 SH SOLE 1 79970 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 682362 4449992 SH SOLE 4449992 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1083 3863 SH SOLE 3863 0 0 ISHARES GOLD TR ISHARES NEW 464285204 5015 146176 SH SOLE 1 146176 0 0 ISHARES GOLD TR ISHARES NEW 464285204 712771 20774425 SH SOLE 20774425 0 0 ISHARES INC CORE MSCI EMKT 46434G103 231166 4711893 SH SOLE 4711893 0 0 ISHARES INC CORE MSCI EMKT 46434G103 5982 121927 SH SOLE 1 121927 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 249 6144 SH SOLE 6144 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 4542 38059 SH SOLE 1 38059 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 405367 3396741 SH SOLE 3396741 0 0 ISHARES TR BROAD USD HIGH 46435U853 811 23423 SH SOLE 1 23423 0 0 ISHARES TR BROAD USD HIGH 46435U853 22645 654097 SH SOLE 654097 0 0 ISHARES TR CALIF MUN BD ETF 464288356 381168 6751120 SH SOLE 6751120 0 0 ISHARES TR CORE INTL AGGR 46435G672 45 905 SH SOLE 1 905 0 0 ISHARES TR CORE INTL AGGR 46435G672 18550 372417 SH SOLE 372417 0 0 ISHARES TR CORE S&P500 ETF 464287200 777 2048 SH SOLE 2048 0 0 ISHARES TR CORE US AGGBD ET 464287226 353 3469 SH SOLE 3469 0 0 ISHARES TR CORE US AGGBD ET 464287226 418 4111 SH SOLE 1 4111 0 0 ISHARES TR CRE U S REIT ETF 464288521 101833 1906985 SH SOLE 1906985 0 0 ISHARES TR CRE U S REIT ETF 464288521 2008 37611 SH SOLE 1 37611 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 1038 20525 SH SOLE 20525 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 268 5242 SH SOLE 5242 0 0 ISHARES TR MBS ETF 464288588 11894 122001 SH SOLE 1 122001 0 0 ISHARES TR MBS ETF 464288588 435055 4462560 SH SOLE 4462560 0 0 ISHARES TR NATIONAL MUN ETF 464288414 456844 4295263 SH SOLE 4295263 0 0 ISHARES TR PFD AND INCM SEC 464288687 29 891 SH SOLE 891 0 0 ISHARES TR PFD AND INCM SEC 464288687 489 14884 SH SOLE 1 14884 0 0 JOHNSON & JOHNSON COM 478160104 292 1645 SH SOLE 1645 0 0 JPMORGAN CHASE & CO COM 46625H100 218 1936 SH SOLE 1936 0 0 MICROSOFT CORP COM 594918104 806 3138 SH SOLE 3138 0 0 PROCTER AND GAMBLE CO COM 742718109 264 1834 SH SOLE 1834 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 235 2449 SH SOLE 2449 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 58 50250 SH SOLE 50250 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 130 15000 SH SOLE 15000 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 20 430 SH SOLE 430 0 0 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 657 13836 SH SOLE 1 13836 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 20 454 SH SOLE 454 0 0 SCHWAB STRATEGIC TR 5 10YR CORP BD 808524698 1209 27125 SH SOLE 1 27125 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 9571 377100 SH SOLE 1 377100 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2043875 80530921 SH SOLE 80530921 0 0 SCHWAB STRATEGIC TR INTERNL DIVID 808524672 1032 45902 SH SOLE 1 45902 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 8309 264183 SH SOLE 1 264183 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2131189 67764365 SH SOLE 67764365 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 4479 143409 SH SOLE 1 143409 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1065603 34121128 SH SOLE 34121128 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 3828458 74194912 SH SOLE 74194912 0 0 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 7618 147631 SH SOLE 1 147631 0 0 SCHWAB STRATEGIC TR LONG TERM US 808524680 554 13785 SH SOLE 1 13785 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 22262 437371 SH SOLE 1 437371 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 5670471 111404146 SH SOLE 111404146 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 3729213 82413541 SH SOLE 82413541 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 13052 288445 SH SOLE 1 288445 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 15286 589505 SH SOLE 1 589505 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 2908934 112184133 SH SOLE 112184133 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 3446170 121729774 SH SOLE 121729774 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 13451 475121 SH SOLE 1 475121 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1602302 52689983 SH SOLE 52689983 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 6746 221846 SH SOLE 1 221846 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 181 3779 SH SOLE 1 3779 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 86 1801 SH SOLE 1801 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 307 6953 SH SOLE 6953 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2195 30642 SH SOLE 1 30642 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 640457 8941184 SH SOLE 8941184 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4130958 92497945 SH SOLE 92497945 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 16944 379391 SH SOLE 1 379391 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 955083 45286058 SH SOLE 45286058 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 5179 245556 SH SOLE 1 245556 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 13742 352460 SH SOLE 1 352460 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2913474 74723623 SH SOLE 74723623 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 6112 109539 SH SOLE 1 109539 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2401087 43030229 SH SOLE 43030229 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 372 986 SH SOLE 986 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 2571 125702 SH SOLE 1 125702 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 1416087 69246326 SH SOLE 69246326 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 7 80 SH SOLE 80 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 862 9501 SH SOLE 1 9501 0 0 SPDR SER TR ICE PFD SEC ETF 78464A292 2555 71263 SH SOLE 71263 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 1909 41621 SH SOLE 41621 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 4365 158600 SH SOLE 1 158600 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 348127 12649953 SH SOLE 12649953 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 209660 6425363 SH SOLE 6425363 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 5869 179871 SH SOLE 1 179871 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 23 710 SH SOLE 710 0 0 SPDR SER TR PORTFOLIO LN TSR 78464A664 245 7418 SH SOLE 1 7418 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 326 10970 SH SOLE 10970 0 0 STARBUCKS CORP COM 855244109 209 2737 SH SOLE 2737 0 0 TESLA INC COM 88160R101 904 1342 SH SOLE 1342 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 395227 16144872 SH SOLE 16144872 0 0 VANECK ETF TRUST JP MRGAN EM LOC 92189H300 2940 120101 SH SOLE 1 120101 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 289 3766 SH SOLE 3766 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 493 6551 SH SOLE 6551 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 31 406 SH SOLE 1 406 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 279 5622 SH SOLE 1 5622 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 34348 693348 SH SOLE 693348 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 208 2282 SH SOLE 2282 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 9271 26727 SH SOLE 1 26727 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 453161 1306392 SH SOLE 1306392 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4949 28102 SH SOLE 1 28102 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 278900 1583672 SH SOLE 1583672 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 568 3014 SH SOLE 3014 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 220 5293 SH SOLE 5293 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 91 2189 SH SOLE 1 2189 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 3370 32648 SH SOLE 1 32648 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 179003 1734359 SH SOLE 1734359 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 2643 59693 SH SOLE 1 59693 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 305604 6903188 SH SOLE 6903188 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1880 37662 SH SOLE 1 37662 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1397371 27992203 SH SOLE 27992203 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 804 13144 SH SOLE 13144 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1931428 24136812 SH SOLE 24136812 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4627 57819 SH SOLE 1 57819 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 5156908 107862535 SH SOLE 107862535 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 7198 150558 SH SOLE 1 150558 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 304 2117 SH SOLE 2117 0 0 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 365547 8959475 SH SOLE 8959475 0 0 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 7635 187144 SH SOLE 1 187144 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 80243 789017 SH SOLE 789017 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 115181 1958200 SH SOLE 1958200 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 255 5033 SH SOLE 5033 0 0