0001085146-19-002212.txt : 20190812 0001085146-19-002212.hdr.sgml : 20190812 20190812172825 ACCESSION NUMBER: 0001085146-19-002212 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 EFFECTIVENESS DATE: 20190812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 191017580 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001501902 XXXXXXXX 06-30-2019 06-30-2019 false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N Denise Kampf 415-667-1910 /s/ Denise Kampf Boston MA 08-12-2019 0 177 62782203 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 213083 1229277 SH SOLE 1074089 0 155188 ABBOTT LABS COM 002824100 293141 3485628 SH SOLE 3026629 0 458999 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 17610 258682 SH SOLE 258682 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 310468 1680297 SH SOLE 1492469 0 187828 ALTRIA GROUP INC COM 02209S103 226691 4787557 SH SOLE 4422265 0 365292 AMAZON COM INC COM 023135106 272 144 SH SOLE 144 0 0 APPLE INC COM 037833100 199803 1009511 SH SOLE 815332 0 194179 AT&T INC COM 00206R102 373714 11152326 SH SOLE 10049125 0 1103202 BB&T CORP COM 054937107 371610 7563821 SH SOLE 6685240 0 878581 BCE INC COM NEW 05534B760 350091 7697691 SH SOLE 6954490 0 743201 BECTON DICKINSON & CO COM 075887109 309384 1227666 SH SOLE 1055807 0 171859 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 2612 74895 SH SOLE 13792 0 61103 CHEVRON CORP NEW COM 166764100 445054 3576454 SH SOLE 3238178 0 338275 CISCO SYS INC COM 17275R102 300020 5481835 SH SOLE 4660097 0 821738 COCA COLA CO COM 191216100 265279 5209728 SH SOLE 4612724 0 597004 COLGATE PALMOLIVE CO COM 194162103 219939 3068762 SH SOLE 2821560 0 247202 CVS HEALTH CORP COM 126650100 212814 3905547 SH SOLE 3478494 0 427053 DBX ETF TR XTRACK USD HIGH 233051432 918759 18305619 SH SOLE 18304400 0 1219 DBX ETF TR XTRACK MSCI EAFE 233051630 244887 10677558 SH SOLE 10677558 0 0 DBX ETF TR XTRACK INTL REAL 233051846 70139 2458068 SH SOLE 2458068 0 0 DEERE & CO COM 244199105 171352 1034046 SH SOLE 887920 0 146126 DIAGEO P L C SPON ADR NEW 25243Q205 375693 2180203 SH SOLE 1952897 0 227306 DIREXION SHS ETF TR ZACKS MLP HG INC 25459Y298 3117 230919 SH SOLE 230919 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 3813 270796 SH SOLE 35542 0 235254 ENTERPRISE PRODS PARTNERS L COM 293792107 30447 1054638 SH SOLE 585097 0 469541 EVERSOURCE ENERGY COM 30040W108 363055 4792176 SH SOLE 4320692 0 471484 EXXON MOBIL CORP COM 30231g102 397793 5191079 SH SOLE 4813215 0 377864 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 10 10000 SH SOLE 10000 0 0 FIDELITY MSCI CONSM DIS 316092204 152909 3345202 SH SOLE 3345042 0 160 FIDELITY CONSMR STAPLES 316092303 88423 2543210 SH SOLE 2543073 0 137 FIDELITY MSCI FINLS IDX 316092501 81868 2041608 SH SOLE 2041530 0 78 FIDELITY MSCI HLTH CARE I 316092600 145223 3226470 SH SOLE 3226318 0 152 FIDELITY MSCI INDL INDX 316092709 28838 725661 SH SOLE 725601 0 60 FIDELITY MSCI INFO TECH I 316092808 204053 3276373 SH SOLE 3276218 0 155 FIDELITY MSCI COMMNTN SVC 316092873 67186 2027342 SH SOLE 2027248 0 94 GALLAGHER ARTHUR J & CO COM 363576109 324831 3708536 SH SOLE 3280666 0 427869 GENERAL MLS INC COM 370334104 169761 3232319 SH SOLE 2851291 0 381028 GENUINE PARTS CO COM 372460105 248780 2401816 SH SOLE 2092388 0 309428 GLOBAL X FDS GLBL X MLP ETF 37950E473 47551 5391191 SH SOLE 5391191 0 0 GLOBAL X FDS US PFD ETF 37954Y657 119801 4884841 SH SOLE 4884841 0 0 ILLINOIS TOOL WKS INC COM 452308109 239213 1586186 SH SOLE 1392494 0 193692 INTEL CORP COM 458140100 291482 6089027 SH SOLE 5248985 0 840042 INTERNATIONAL BUSINESS MACHS COM 459200101 385449 2795133 SH SOLE 2529070 0 266063 INVESCO ACTIVELY MANAGD ETF OPTIMUM YIELD 46090F100 110975 6779181 SH SOLE 6778816 0 365 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1323 46136 SH SOLE 11992 0 34144 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 313522 2455529 SH SOLE 2455529 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 585824 5022495 SH SOLE 5022495 0 0 INVESCO EXCHNG TRADED FD TR CALIF AMT MUN 46138E206 152827 5687662 SH SOLE 5687662 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 203340 3695756 SH SOLE 3634243 0 61513 INVESCO EXCHNG TRADED FD TR FTSE RAFI EMNG 46138E727 158525 7339130 SH SOLE 7339130 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI SML 46138E735 138345 4634670 SH SOLE 4634669 0 1 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 300422 7394086 SH SOLE 7394086 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 175483 7744166 SH SOLE 7744166 0 0 INVESCO EXCHNG TRADED FD TR TREAS COLATERL 46138G888 2767 26202 SH SOLE 6295 0 19907 INVESCO QQQ TR UNIT SER 1 46090E103 286230 1532770 SH SOLE 1508500 0 24270 ISHARES GOLD TRUST ISHARES 464285105 837455 62033652 SH SOLE 61856664 0 176988 ISHARES INC CORE MSCI EMKT 46434G103 77595 1508458 SH SOLE 1508458 0 0 ISHARES TR SELECT DIVID ETF 464287168 3266 32800 SH SOLE 29625 0 3175 ISHARES TR TIPS BD ETF 464287176 477670 4136031 SH SOLE 4075583 0 60449 ISHARES TR CORE S&P500 ETF 464287200 1036 3516 SH SOLE 3516 0 0 ISHARES TR CORE US AGGBD ET 464287226 482281 4331216 SH SOLE 4276570 0 54646 ISHARES TR MSCI EMG MKT ETF 464287234 477 11109 SH SOLE 11109 0 0 ISHARES TR IBOXX INV CP ETF 464287242 63601 511382 SH SOLE 508978 0 2404 ISHARES TR 20 YR TR BD ETF 464287432 224241 1688438 SH SOLE 1664377 0 24061 ISHARES TR BARCLAYS 7 10 YR 464287440 26929 244761 SH SOLE 243458 0 1303 ISHARES TR MSCI EAFE ETF 464287465 2899 44102 SH SOLE 44102 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 87004 559511 SH SOLE 550041 0 9470 ISHARES TR AGENCY BOND ETF 464288166 56676 491849 SH SOLE 491849 0 0 ISHARES TR JPMORGAN USD EMG 464288281 312652 2759745 SH SOLE 2715336 0 44409 ISHARES TR CALIF MUN BD ETF 464288356 173257 2857133 SH SOLE 2857133 0 0 ISHARES TR IBOXX HI YD ETF 464288513 895 10264 SH SOLE 967 0 9297 ISHARES TR CRE U S REIT ETF 464288521 143603 2760538 SH SOLE 2760538 0 0 ISHARES TR MBS ETF 464288588 886315 8237134 SH SOLE 8188862 0 48272 ISHARES TR INTRM GOV CR ETF 464288612 1815 16165 SH SOLE 3639 0 12526 ISHARES TR INTRM TR CRP ETF 464288638 3648 64055 SH SOLE 15455 0 48600 ISHARES TR SH TR CRPORT ETF 464288646 195754 3663047 SH SOLE 3568616 0 94431 ISHARES TR 3 7 YR TREAS BD 464288661 68721 546448 SH SOLE 545813 0 635 ISHARES TR CMBS ETF 46429B366 33830 639386 SH SOLE 639386 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 127787 1759183 SH SOLE 1733371 0 25812 ISHARES TR CORE 1 5 YR USD 46432F859 276360 5480083 SH SOLE 5411557 0 68526 ISHARES TR 0-5YR HI YL CP 46434V407 876 18756 SH SOLE 18756 0 0 ISHARES TR CORE INTL AGGR 46435G672 17714 325172 SH SOLE 325172 0 0 ISHARES TR BROAD USD HIGH 46435U853 145755 3560198 SH SOLE 3560198 0 0 ISHARES US ETF TR COMMOD SEL STG 46431W853 117683 3598880 SH SOLE 3544538 0 54342 JOHNSON & JOHNSON COM 478160104 513730 3688469 SH SOLE 3268999 0 419470 JPMORGAN CHASE & CO COM 46625H100 306848 2744618 SH SOLE 2331973 0 412645 KIMBERLY CLARK CORP COM 494368103 12687 95187 SH SOLE 24796 0 70391 KINDER MORGAN INC DEL COM 49456B101 257411 12328127 SH SOLE 11779285 0 548842 LEGGETT & PLATT INC COM 524660107 126736 3302997 SH SOLE 2864158 0 438839 LOCKHEED MARTIN CORP COM 539830109 427992 1177291 SH SOLE 1020360 0 156931 LOWES COS INC COM 548661107 280001 2774755 SH SOLE 2397403 0 377352 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 13597 212446 SH SOLE 30724 0 181722 MICROSOFT CORP COM 594918104 438198 3271108 SH SOLE 2786559 0 484549 NOVARTIS A G SPONSORED ADR 66987V109 386166 4229178 SH SOLE 3739744 0 489434 OCCIDENTAL PETE CORP COM 674599105 293621 5839718 SH SOLE 5362511 0 477208 OMNICOM GROUP INC COM 681919106 265157 3235597 SH SOLE 2873374 0 362223 ORACLE CORP COM 68389X105 300347 5272029 SH SOLE 4587393 0 684636 PARKER HANNIFIN CORP COM 701094104 260089 1529846 SH SOLE 1364179 0 165667 PEPSICO INC COM 713448108 2839 21650 SH SOLE 5527 0 16123 PHILIP MORRIS INTL INC COM 718172109 300849 3831015 SH SOLE 3529927 0 301088 PIMCO ETF TR ACTIVE BD ETF 72201R775 315 2927 SH SOLE 2927 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 64081 629787 SH SOLE 626755 0 3032 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 15873 651879 SH SOLE 572365 0 79514 PPG INDS INC COM 693506107 258615 2215881 SH SOLE 1935909 0 279972 PROCTER AND GAMBLE CO COM 742718109 356588 3252052 SH SOLE 2935905 0 316147 RAYTHEON CO COM NEW 755111507 243337 1399452 SH SOLE 1221531 0 177921 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2845899 40545640 SH SOLE 40542764 0 2876 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 223 3966 SH SOLE 3966 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1466636 20518131 SH SOLE 20516656 0 1475 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 886706 33792125 SH SOLE 33789484 0 2641 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1240955 43178689 SH SOLE 43175608 0 3081 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1154483 36978962 SH SOLE 36976265 0 2697 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2484927 89193362 SH SOLE 89187692 0 5670 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 2327745 61760273 SH SOLE 61756070 0 4203 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 3753324 95968419 SH SOLE 95962047 0 6372 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 468311 8824384 SH SOLE 8824384 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1899860 59204078 SH SOLE 59199482 0 4596 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 469 8850 SH SOLE 8850 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1109788 24972709 SH SOLE 24970862 0 1847 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2426288 44146432 SH SOLE 44143549 0 2883 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2369553 42080507 SH SOLE 42077881 0 2626 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 804827 24657682 SH SOLE 24655680 0 2002 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 95328 1029011 SH SOLE 1010765 0 18246 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 97124 1672524 SH SOLE 1642552 0 29972 SPDR GOLD TRUST GOLD SHS 78463V107 432 3234 SH SOLE 3234 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 535933 1829123 SH SOLE 1798017 0 31106 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 57378 1327876 SH SOLE 1327876 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 1142119 32697387 SH SOLE 32612552 0 84835 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 526445 18923233 SH SOLE 18922754 0 479 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 199186 6471289 SH SOLE 6426850 0 44439 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 39706 1372935 SH SOLE 1372649 0 286 SPDR SERIES TRUST DJ REIT ETF 78464A607 144011 1457606 SH SOLE 1457606 0 0 SPDR SERIES TRUST BLOMBRG BRC TIPS 78464A656 323725 5720537 SH SOLE 5720537 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 81061 2124254 SH SOLE 2124211 0 43 SPDR SERIES TRUST BLMBRG BRC INTRM 78464A672 1134 18351 SH SOLE 6039 0 12312 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 291162 9705411 SH SOLE 9654384 0 51027 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 207685 4142097 SH SOLE 4142097 0 0 SPDR SERIES TRUST PORTFOLIO SM ETF 78468R853 163159 5325061 SH SOLE 5325061 0 0 STARBUCKS CORP COM 855244109 183646 2190703 SH SOLE 1958436 0 232268 TEXAS INSTRS INC COM 882508104 318615 2776363 SH SOLE 2365625 0 410738 THE CHARLES SCHWAB CORPORATI COM 808513105 322 8000 SH SOLE 8000 0 0 TJX COS INC NEW COM 872540109 154403 2919884 SH SOLE 2542482 0 377402 UNITED TECHNOLOGIES CORP COM 913017109 385182 2958389 SH SOLE 2605949 0 352440 V F CORP COM 918204108 381556 4368129 SH SOLE 3860549 0 507580 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 398599 11486992 SH SOLE 11486169 0 823 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 239207 2879585 SH SOLE 2865631 0 13954 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 20894 364652 SH SOLE 364652 0 0 VANGUARD GROUP DIV APP ETF 921908844 371167 3223056 SH SOLE 3165853 0 57203 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 331474 1231557 SH SOLE 1231557 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 195268 2234181 SH SOLE 2200914 0 33267 VANGUARD INDEX FDS SM CP VAL ETF 922908611 207 1588 SH SOLE 1588 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 70232 521319 SH SOLE 521319 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 200749 1281430 SH SOLE 1281430 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 330052 2199023 SH SOLE 2165517 0 33506 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 632271 10716441 SH SOLE 10715719 0 722 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 91389 868222 SH SOLE 868222 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 443505 10428031 SH SOLE 10295981 0 132050 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 212238 3865907 SH SOLE 3804670 0 61237 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 657841 12395715 SH SOLE 12395697 0 18 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 163753 2482237 SH SOLE 2479644 0 2593 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 2459783 46560345 SH SOLE 46558008 0 2337 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 89322 922081 SH SOLE 922064 0 17 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 521549 5804661 SH SOLE 5722325 0 82336 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1337289 32061606 SH SOLE 31799116 0 262490 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 63683 728806 SH SOLE 727408 0 1398 VANGUARD WHITEHALL FDS INC INTL HIGH ETF 921946794 88734 1445654 SH SOLE 1445654 0 0 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 1045 15364 SH SOLE 1829 0 13535 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 856 10647 SH SOLE 10647 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 78730 438879 SH SOLE 431460 0 7419 VANGUARD WORLD FDS INF TECH ETF 92204A702 208 989 SH SOLE 989 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 426365 7463053 SH SOLE 6687984 0 775069 VICTORY PORTFOLIOS II VCSHS US DISCVRY 92647N774 1394 36906 SH SOLE 36906 0 0 VICTORY PORTFOLIOS II VCSHS US 500 ENH 92647N782 1675 34259 SH SOLE 34259 0 0 WALMART INC COM 931142103 350145 3169022 SH SOLE 2800718 0 368304 WATSCO INC COM 942622200 113318 692952 SH SOLE 610177 0 82775 WELLS FARGO CO NEW COM 949746101 364993 7713287 SH SOLE 6905360 0 807927 WILLIAMS COS INC DEL COM 969457100 266489 9503890 SH SOLE 8965294 0 538596