0001085146-17-000314.txt : 20170207 0001085146-17-000314.hdr.sgml : 20170207 20170207171121 ACCESSION NUMBER: 0001085146-17-000314 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 EFFECTIVENESS DATE: 20170207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 17580001 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001501902 XXXXXXXX 12-31-2016 12-31-2016 Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N James Peterson 415 667-0879 /s/ James Peterson San Francisco CA 02-03-2017 0 70 14446746 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DIREXION SHS ETF TRZACKS MLP HG INC25459Y29820811021SHSOLE 1102100ETFS PRECIOUS METALS BASKETPHYS PM BSKT26922W10944981781469SHSOLE 78146900FLEXSHARES TRIBOXX 5YR TRGT33939L6051913047646047SHSOLE 764604700FLEXSHARES TRINTL QLTDV IDX33939L8378432374408SHSOLE 37440800GLOBAL X FDSGLBL X MLP ETF37950E473156331351137SHSOLE 135113700ISHARES GOLD TRUSTISHARES46428510541600637545613SHSOLE 37530115154980ISHARES INCCORE MSCI EMKT46434G1031429493367471SHSOLE 336747100ISHARES TRTIPS BD ETF46428717653699474493SHSOLE 47449300ISHARES TRIBOXX INV CP ETF46428724294636807615SHSOLE 80761500ISHARES TR7-10 Y TR BD ETF46428744053916514370SHSOLE 51437000ISHARES TRRUS 1000 ETF4642876224702003777921SHSOLE 377792100ISHARES TRRUSSELL 2000 ETF4642876551531321135574SHSOLE 113557400ISHARES TRINTL TREA BD ETF4642881176687441SHSOLE 744100ISHARES TRAGENCY BOND ETF46428816656625502802SHSOLE 50280200ISHARES TREAFE SML CP ETF464288273927111860177SHSOLE 186017700ISHARES TRCALIF MUN BD ETF46428835630447263660SHSOLE 26366000ISHARES TRINTL DEV RE ETF46428848977129323SHSOLE 2932300ISHARES TR3-7 YR TR BD ETF46428866183839684348SHSOLE 68434800ISHARES TRU.S. PFD STK ETF4642886872777457SHSOLE 745700ISHARES TRMICRO-CAP ETF46428886954867639171SHSOLE 63917100ISHARES TRCMBS ETF46429B36627552539592SHSOLE 53959200ISHARES TRMIN VOL USA ETF46429B6971039662299119SHSOLE 229911900ISHARES TR0-5 YR TIPS ETF46429B7472912890SHSOLE 289000ISHARES TR0-5YR HI YL CP46434V40779422116776969SHSOLE 1677068162880POWERSHARES ACT MANG COMM FDOPT YLD DIV73937V1061253767255591SHSOLE 725559100POWERSHARES ETF TR IICALI MUNI ETF73936T44124913983540SHSOLE 98354000POWERSHARES ETF TR IIEMER MRKT PORT73936T763378912087656SHSOLE 208765600POWERSHARES ETF TR IIEX US SML PORT73936T771337141248654SHSOLE 124865310POWERSHARES ETF TR IIDEV MKTS EX-US73936T789547921459185SHSOLE 145918500POWERSHARES ETF TRUSTFTSE US1500 SM73935X56743647378582SHSOLE 37858200POWERSHARES ETF TRUSTFTSE RAFI 100073935X5831058431063209SHSOLE 106320900POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7691811207753400SHSOLE 775340000SCHWAB STRATEGIC TRUS LRG CAP ETF808524201109365820534327SHSOLE 2052840559220SCHWAB STRATEGIC TRUS SML CAP ETF8085246075367468730403SHSOLE 872788925140SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470637534617409382SHSOLE 1740420051820SCHWAB STRATEGIC TRSCHWB FDT EMK LG80852473046039719263476SHSOLE 1925649469820SCHWAB STRATEGIC TRSCHWB FDT INT SC80852474843683415392349SHSOLE 1538687154780SCHWAB STRATEGIC TRSCHWB FDT INT LG80852475580405832034216SHSOLE 32023206110100SCHWAB STRATEGIC TRSCHWAB FDT US SC80852476377991322871353SHSOLE 2286320981440SCHWAB STRATEGIC TRSCHWAB FDT US LG808524771118223936231683SHSOLE 36218635130480SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247971541793538640SHSOLE 353864000SCHWAB STRATEGIC TRINTL EQTY ETF80852480573814626667140SHSOLE 2666009270480SCHWAB STRATEGIC TRUS REIT ETF8085248473925409564820SHSOLE 956213626840SCHWAB STRATEGIC TRINTRM TRM TRES8085248542264024243704SHSOLE 42431835210SCHWAB STRATEGIC TRUS TIPS ETF8085248701484612707152SHSOLE 270715200SCHWAB STRATEGIC TRINTL SCEQT ETF80852488831114210692166SHSOLE 1068832438420SPDR INDEX SHS FDSS&P INTL ETF78463X772932872586989SHSOLE 258698900SPDR S&P 500 ETF TRTR UNIT78462F103219980SHSOLE 98000SPDR SER TRNUVEEN BRC MUNIC78468R721586111235485SHSOLE 123548500SPDR SERIES TRUSTWELLS FG PFD ETF78464A29222340532532SHSOLE 53253200SPDR SERIES TRUSTBLOMBRG BRC INTR78464A3752178336423871SHSOLE 642285110200SPDR SERIES TRUSTBLOMBRG BRC MRTG78464A383173866120SHSOLE 6612000SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417798072189497SHSOLE 218949700SPDR SERIES TRUSTDJ REIT ETF78464A6071055731130945SHSOLE 113094500VANECK VECTORS ETF TRJP MORGAN MKTS92189F49454391230904077SHSOLE 30892831112460VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4072927295391954SHSOLE 539010018540VANGUARD INDEX FDSS&P 500 ETF SHS92290836377767378777SHSOLE 37877700VANGUARD INDEX FDSREIT ETF922908553644278057SHSOLE 7805700VANGUARD INDEX FDSSM CP VAL ETF922908611298724683SHSOLE 2468300VANGUARD INDEX FDSSMALL CP ETF92290875139296304716SHSOLE 30471600VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426762010134055145SHSOLE 405372114240VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF92204271829182310346SHSOLE 31034600VANGUARD MUN BD FD INCTAX EXEMPT BD922907746831621654635SHSOLE 165463500VANGUARD SCOTTSDALE FDSINT-TERM GOV92206C706633899155SHSOLE 9915500VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77181085315506852SHSOLE 1550405627960VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870126214721SHSOLE 1472100VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385842575811651847SHSOLE 1165184700VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406746998572SHSOLE 9857200VANGUARD WHITEHALL FDS INCEMERG MKT BD ETF92194688563383817427SHSOLE 81742700WISDOMTREE TRJAPN HEDGE EQT97717W8511370972767401SHSOLE 276740100