0001085146-16-003882.txt : 20160531 0001085146-16-003882.hdr.sgml : 20160531 20160531153427 ACCESSION NUMBER: 0001085146-16-003882 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160531 DATE AS OF CHANGE: 20160531 EFFECTIVENESS DATE: 20160531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Charles Schwab Investment Advisory, Inc. CENTRAL INDEX KEY: 0001501902 IRS NUMBER: 271073440 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14153 FILM NUMBER: 161685642 BUSINESS ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-0897 MAIL ADDRESS: STREET 1: 211 MAIN ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001501902 XXXXXXXX 12-31-2015 12-31-2015 true 1 RESTATEMENT false Charles Schwab Investment Advisory, Inc.

211 MAIN ST. SAN FRANCISCO CA 94105

13F HOLDINGS REPORT 028-14153 N James Peterson 415 667-0879 /s/ James Peterson San Francisco CA 05-23-2016 0 69 8277645 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DBX ETF TRXTRAK MSCI EAFE233051200847263119525SHSOLE 311952500DIREXION SHS ETF TRZACKS HG INC SHS25459Y29827115574SHSOLE 1557400ETFS PRECIOUS METALS BASKETPHYS PM BSKT26922W10923612451552SHSOLE 45155200FLEXSHARES TRIBOXX 5YR TRGT33939L6051865227669479SHSOLE 766947900GLOBAL X FDSGLBL X MLP ETF37950E4732196211365SHSOLE 21136500HIGHLAND FDS IHI LD IBOXX SRLN4301017741699879417602SHSOLE 941760200ISHARES GOLD TRUSTISHARES46428510519516519077714SHSOLE 190767869280ISHARES INCCORE MSCI EMKT46434G103472991200785SHSOLE 120078500ISHARES TRTIPS BD ETF464287176412537612SHSOLE 3761200ISHARES TRCHINA LG-CAP ETF464287184482931368479SHSOLE 136847900ISHARES TRIBOXX INV CP ETF4642872421158761016373SHSOLE 101637300ISHARES TRRUS 1000 ETF4642876223790673345400SHSOLE 334540000ISHARES TRRUSSELL 2000 ETF4642876551291801147049SHSOLE 114704900ISHARES TRAGENCY BOND ETF46428816657183505376SHSOLE 50537600ISHARES TREAFE SML CP ETF4642882731027572057185SHSOLE 205718500ISHARES TRCALI AMT-FRE ETF464288356142712077SHSOLE 1207700ISHARES TRMBS ETF4642885884964606SHSOLE 460600ISHARES TRINTERM CR BD ETF46428863825996242315SHSOLE 24231500ISHARES TR3-7 YR TR BD ETF46428866132002261012SHSOLE 26101200ISHARES TRU.S. PFD STK ETF46428868793924178SHSOLE 2417800ISHARES TRMICRO-CAP ETF46428886946058638807SHSOLE 63880700ISHARES TRCMBS ETF46429B36625962512474SHSOLE 51247400ISHARES TR0-5YR HI YL CP46434V4073256017311936SHSOLE 73115893470MARKET VECTORS ETF TRJP MORGAN EM LC57060U52222795813409285SHSOLE 134085607250MARKET VECTORS ETF TRMKTVEC INTMUETF57060U8456862286287SHSOLE 28628700PIMCO ETF TR0-5 HIGH YIELD72201R7831429991560787SHSOLE 156078700POWERSHARES ACT MANG COMM FDDB OPT YLD DIV73937V10617776611387900SHSOLE 1138790000POWERSHARES ETF TRUSTFTSE US1500 SM73935X56748602517647SHSOLE 51764700POWERSHARES ETF TRUSTFTSE RAFI 100073935X58351357591464SHSOLE 59146400POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769141963315SHSOLE 6331500POWERSHARES GLOBAL ETF TRUSTEMER MRKT PORT73936T763213141529014SHSOLE 152901400POWERSHARES GLOBAL ETF TRUSTEX US SML PORT73936T77125053966601SHSOLE 96660100POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T789526031453112SHSOLE 145311200SCHWAB STRATEGIC TRUS LRG CAP ETF80852420155549111436929SHSOLE 114365933360SCHWAB STRATEGIC TRUS SML CAP ETF8085246072559614914289SHSOLE 49141321570SCHWAB STRATEGIC TREMRG MKTEQ ETF8085247061573078062918SHSOLE 80625493690SCHWAB STRATEGIC TRSCHWB FDT EMK LG80852473020698011291889SHSOLE 112913545350SCHWAB STRATEGIC TRSCHWB FDT INT SC8085247482138108034644SHSOLE 80342523920SCHWAB STRATEGIC TRSCHWB FDT INT LG80852475533220413946422SHSOLE 139457876350SCHWAB STRATEGIC TRSCHWAB FDT US SC8085247632703579665966SHSOLE 96654794870SCHWAB STRATEGIC TRSCHWAB FDT US LG80852477151760418072765SHSOLE 180719538120SCHWAB STRATEGIC TRUS DIVIDEND EQ80852479727371709823SHSOLE 70982300SCHWAB STRATEGIC TRINTL EQTY ETF80852480544384416104643SHSOLE 161042793640SCHWAB STRATEGIC TRUS REIT ETF8085248472446846172652SHSOLE 61724881640SCHWAB STRATEGIC TRINTRM TRM TRES8085248541029241920232SHSOLE 1920207250SCHWAB STRATEGIC TRUS TIPS ETF80852487036557688064SHSOLE 68806400SCHWAB STRATEGIC TRINTL SCEQT ETF8085248881789906208438SHSOLE 62082262120SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4071093431398945SHSOLE 139894500SELECT SECTOR SPDR TRSBI INT-FINL81369Y6051060734451246SHSOLE 445124600SPDR INDEX SHS FDSS&P GLBDIV ETF78463X459179031424SHSOLE 3142400SPDR INDEX SHS FDSS&P INTL ETF78463X77214374430878SHSOLE 43087800SPDR SERIES TRUSTWELLS FG PFD ETF78464A29211147249459SHSOLE 24945900SPDR SERIES TRUSTINTR TRM CORP BD78464A375836782503072SHSOLE 2503015570SPDR SERIES TRUSTBRC HGH YLD BD78464A417811882394204SHSOLE 239420400SPDR SERIES TRUSTNUVN CALI MUNI78464A44122378922425SHSOLE 92242500SPDR SERIES TRUSTNUVN BRCLY MUNI78464A458508162084322SHSOLE 208432200SPDR SERIES TRUSTDJ REIT ETF78464A6071251351365663SHSOLE 136566300VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4071354562561572SHSOLE 25614721000VANGUARD INDEX FDSS&P 500 ETF SHS92290836360688324656SHSOLE 32465600VANGUARD INDEX FDSREIT ETF922908553124315593SHSOLE 1559300VANGUARD INDEX FDSSMALL CP ETF92290875126840242582SHSOLE 24258200VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426761011131978730SHSOLE 1978652780VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718534657564SHSOLE 5756400VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77158277411054142SHSOLE 110540101320VANGUARD STAR FDVG TL INTL STK F92190976877017076SHSOLE 1707600VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385840498011028862SHSOLE 1102886200VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406126919004SHSOLE 1900400VANGUARD WHITEHALL FDS INCEMERG MKT BD ETF92194688545988621793SHSOLE 62179300VANGUARD WORLD FDMEGA CAP VAL ETF9219108404998450SHSOLE 845000