0001410368-25-014111.txt : 20251009 0001410368-25-014111.hdr.sgml : 20251009 20251009113641 ACCESSION NUMBER: 0001410368-25-014111 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20250731 FILED AS OF DATE: 20251009 DATE AS OF CHANGE: 20251009 EFFECTIVENESS DATE: 20251009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Funds Exchange-Traded Trust CENTRAL INDEX KEY: 0001501825 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-23222 FILM NUMBER: 251383988 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-4068 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: Hartford Active Exchange-Traded Fund Trust DATE OF NAME CHANGE: 20100921 0001501825 S000057958 Hartford Total Return Bond ETF C000189003 Hartford Total Return Bond ETF HTRB 0001501825 S000058871 Hartford Municipal Opportunities ETF C000193047 Hartford Municipal Opportunities ETF HMOP 0001501825 S000058872 Hartford Schroders Tax-Aware Bond ETF C000193049 Hartford Schroders Tax-Aware Bond ETF HTAB 0001501825 S000061914 Hartford AAA CLO ETF C000200624 Hartford AAA CLO ETF TRPA 0001501825 S000067959 Hartford Core Bond ETF C000217911 Hartford Core Bond ETF HCRB 0001501825 S000073398 Hartford Schroders Commodity Strategy ETF C000230267 Hartford Schroders Commodity Strategy ETF HCOM 0001501825 S000073404 Hartford Strategic Income ETF C000230284 Hartford Strategic Income ETF HFSI 0001501825 S000073664 Hartford Large Cap Growth ETF C000230731 Hartford Large Cap Growth ETF HFGO 0001501825 S000081376 Hartford Quality Value ETF C000244148 Hartford Quality Value ETF QUVU N-CEN 1 primary_doc.xml X0505 N-CEN LIVE 0001501825 XXXXXXXX 811-23222 false false N-1A S000081376 C000244148 S000073404 C000230284 S000058872 C000193049 S000073664 C000230731 S000067959 C000217911 S000061914 C000200624 S000058871 C000193047 S000057958 C000189003 S000073398 C000230267 Hartford Funds Exchange-Traded Trust 811-23222 0001501825 549300IA3XO4BB2LUL19 690 LEE ROAD WAYNE 19087 US-PA US 610-386-4068 Wellington Management Company LLP 280 Congress Street Boston 02210 617-951-5000 Records relating to its function as sub-adviser Schroder Investment Management North America Inc. 7 Bryant Park New York 10018 212-641-3800 Records relating to its function as sub-adviser Schroder Investment Management North America Limited 1 London Wall Place London GB EC2Y 5AU 020-7658-6000 Records relating to its function as sub-sub-adviser Hartford Funds Management Company, LLC 690 Lee Road Wayne 19087 610-386-4068 Records relating to its function as investment manager and administrator ALPS Distributors, Inc. 1290 Broadway Suite 1000 Denver 80203 303-623-2577 Records relating to its function as distributor State Street Bank and Trust Company One Congress Street Suite 1 Boston 02114 617-786-3000 Custody, Transfer Agent, and Fund Accounting Records N N N-1A 8 Y Paul L. Rosenberg N/A N Andrew A. Johnson 004347413 N Robin C. Beery N/A N Derrick D. Cephas N/A N Hilary E. Ackermann N/A N Christine R. Detrick N/A N David Sung N/A N Gregory A. Frost N/A Y John J. Gauthier N/A N Joseph G. Melcher 003152206 c/o Hartford Funds 690 Lee Road Wayne 19087 XXXXXX N N N N N N ALPS Distributors, Inc. 8-34626 000016853 N/A N N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N N Hartford Quality Value ETF S000081376 5493000J15AUKFBLCN75 N 0 0 0 Exchange-Traded Fund N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N Cash collateral reinvestment fee Revenue sharing split 828750.66000000 7729.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) N N N N Hartford Funds Management Company, LLC 801-77209 000147746 549300P3DI8LOUAPBT80 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N N UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2643.90000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1313.66000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 897.32000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1883.44000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 1155.46000000 Cabrera Capital Markets LLC 8-26406 000010081 254900BIRJU76JRBK985 138.12000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 2426.67000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2365.98000000 Evercore Group L.L.C. 8-49830 000042405 5493008F0LRLS5N8LZ81 556.45000000 Cowen and Company, LLC 8-22522 000007616 SUVUFHICNZMP2WKHG940 1144.58000000 14525.58000000 National Securities Clearing Corporation 8-164 000007569 549300RYC9NELN2ICA34 116583828.77000000 116583828.77000000 Y 176242799.98153846 N N N Hartford Strategic Income ETF S000073404 5493008HCG7WQT8RZC73 N 0 0 0 Exchange-Traded Fund N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N Cash collateral reinvestment fee Revenue sharing split 43613.99000000 493.00000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4(e) (17 CFR 270.18f-4(e)) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) N N N N Hartford Funds Management Company, LLC 801-77209 000147746 549300P3DI8LOUAPBT80 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 N Bloomberg L.P. 549300B56MD0ZC402L06 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N N Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Mumbai, Maharashtra, IN, Branch) E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Stanbic IBTC Bank Ltd 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch) N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) First Abu Dhabi Bank MISR S.A.E. 549300FRMQH3ELEXQI94 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Srbija a.d. Beograd 52990001O0THU00TYK59 RS N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana PLC 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. (Bratislava, Bratislavsky, SK, Branch) KR6LSKV3BTSJRD41IF75 SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 Tigress Financial Partners, LLC N/A N/A 254900LUN6D4YD8ZWD27 8.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 11533.60000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1.20000000 11542.80000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 435116490.13000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 11305755.92000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 39935555.29000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 78117215.97000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 32246106.53000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 15606603.82000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 16695470.10000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 38803261.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 11869883.37000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 59711194.04000000 826906991.38000000 Y 96509029.65461538 Committed 350000000.00000000 N N N Hartford Schroders Tax-Aware Bond ETF S000058872 549300X7W5UUZO6BLI07 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Hartford Funds Management Company, LLC 801-77209 000147746 549300P3DI8LOUAPBT80 N Schroder Investment Management North America Inc. 801-15834 000105820 5493003P29LAPF3HFV10 N N Schroder Investment Management North America Limited 801-37163 000106585 54930087VYMSIGK4TY26 N GB N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1530.66000000 1530.66000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 34220812.74000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 59892531.47000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 81873548.36000000 BNY Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 43883924.40000000 Stifel, Nicolaus & Company, Incorporated 8-1447 000000793 5WUVMA08EYG4KEUPW589 24877948.25000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 36170881.38000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 96599657.17000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 55374831.98000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 280455695.44000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 70481771.56000000 899622626.12000000 N 417191081.88769230 Committed 350000000.00000000 N N N Hartford Large Cap Growth ETF S000073664 549300BFJAB3EUJ2N702 N 0 0 0 Exchange-Traded Fund Y N Y N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 261450.58000000 340.00000000 Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N N N Hartford Funds Management Company, LLC 801-77209 000147746 549300P3DI8LOUAPBT80 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N ICE Data Services, Inc. 13-3668779 N N UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 1575.57000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 828.06000000 Allen & Company LLC 8-12123 000001042 549300RO3RYDN328JY68 333.33000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 577.14000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1155.64000000 Cowen and Company, LLC 8-22522 000007616 SUVUFHICNZMP2WKHG940 657.10000000 Evercore Group L.L.C. 8-49830 000042405 5493008F0LRLS5N8LZ81 445.74000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 2552.57000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 587.41000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2456.23000000 12215.40000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1389388.00000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 57243179.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 27900.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 13200.00000000 National Securities Clearing Corporation 8-164 000007569 549300RYC9NELN2ICA34 119554472.88000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 3827051.20000000 182055191.08000000 Y 135692054.08307692 N N N Hartford Core Bond ETF S000067959 54930082MBO8AM8BIK30 N 0 0 0 Exchange-Traded Fund N N Y N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Cash collateral reinvestment fee Revenue sharing split 194406.59000000 3097.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) N N N N Hartford Funds Management Company, LLC 801-77209 000147746 549300P3DI8LOUAPBT80 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N N Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 10077.66000000 10077.66000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 14858940.52000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 352737228.95000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 30699913.20000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 226654875.39000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 13630598.51000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 340585144.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 67365935.24000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 523610322.98000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 226013813.78000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 13426760.59000000 1885825692.95000000 N 294381155.94076923 Committed 350000000.00000000 N N N Hartford AAA CLO ETF S000061914 549300FUVHXM8XPJVH45 N 0 0 0 Exchange-Traded Fund N N Y N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) N N N N Hartford Funds Management Company, LLC 801-77209 000147746 549300P3DI8LOUAPBT80 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N ICE Data Services, Inc. 13-3668779 N Bloomberg L.P. 549300B56MD0ZC402L06 N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Copenhagen, Hovedstaden, DK, Branch) F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas (Athens, Attica, GR, Branch) R0MUWSFPU8MPRO8K5P83 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 0.00000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 7661072.89000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 9057030.92000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 4146572.50000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 5539000.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 4000000.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 12386485.00000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 191460586.00000000 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 5853571.24000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4842500.00000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 4639380.00000000 268082967.30000000 N 96346174.51000000 Committed 350000000.00000000 N N N Hartford Municipal Opportunities ETF S000058871 549300NHT5DKUBQSM732 N 0 0 0 Exchange-Traded Fund N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N N/A N/A N/A Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) N N N N Hartford Funds Management Company, LLC 801-77209 000147746 549300P3DI8LOUAPBT80 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 0.00000000 BNY Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 38392940.55000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 25827951.30000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 32864340.15000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 60679865.00000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 48981807.45000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 52329219.60000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 1445289809.00000000 Piper Sandler & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 38571066.95000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 74344147.45000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 55884049.25000000 2008105533.45000000 N 507650614.90692307 Committed 350000000.00000000 N N N Hartford Total Return Bond ETF S000057958 549300TXMIMTONBLXT62 N 0 0 0 Exchange-Traded Fund N N Y N N Citibank, National Association E57ODZWZ7FF32TWEFA76 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Cash collateral reinvestment fee Revenue sharing split 1000170.65000000 5885.00000000 Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) N N N N Hartford Funds Management Company, LLC 801-77209 000147746 549300P3DI8LOUAPBT80 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 N London Stock Exchange Group PLC 213800QAUUUP6I445N30 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Bloomberg L.P. 549300B56MD0ZC402L06 N N Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank (Malaysia) Berhad 529900DLWFR8HK7DR278 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 7LTWFZYICNSX8D621K86 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. (Bratislava, Bratislavsky, SK, Branch) KR6LSKV3BTSJRD41IF75 SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Citibank Europe Public Limited Company (Bucharest, Bucharest, RO, Branch) N1FBEDJ5J41VKZLO2475 RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO 529900H31AYI6WA1J534 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank Ltd 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Ghana PLC 549300WFGKTC3MGDCX95 GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Hartford Funds Management Company, LLC 549300P3DI8LOUAPBT80 Y N N Hartford Funds Distributors, LLC 8-51290 000045995 549300P8EOSTW88HR087 0.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 132804.91000000 132804.91000000 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 85143024.97000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1091292524.78000000 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 135458569.28000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 1015320002.74000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 2100828154.01000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 1661183114.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4365594121.11000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1677412142.25000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 3090542083.36000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 949433531.23000000 16605419372.28000000 N 1930949225.19384615 Committed 350000000.00000000 N N N Hartford Quality Value ETF S000081376 N 25000.00000000 4.65785714 6.21110891 95.34214285 6.21110891 3.26181818 3.16470110 96.73818181 3.16470110 0.00000000 150.00000000 0.00000000 0.00000000 150.00000000 0.00000000 0.00000000 150.00000000 0.00000000 0.00000000 150.00000000 0.00000000 N Hartford Strategic Income ETF S000073404 Y 50000.00000000 22.82529411 23.11134891 77.17470588 23.11134891 1.90000000 0.00000000 98.10000000 0.00000000 0.00000000 382.35294117 0.04424590 0.00000000 382.35294117 0.18266988 0.00000000 400.00000000 0.00314193 0.00000000 400.00000000 0.16536513 N Hartford Schroders Tax-Aware Bond ETF S000058872 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.07196973 0.00000000 100.00000000 0.07196973 0.00000000 100.00000000 0.11250004 0.00000000 100.00000000 0.11250004 N Hartford Large Cap Growth ETF S000073664 Y 25000.00000000 1.77302325 0.68350510 98.22697674 0.68350510 2.63241379 6.66956631 97.36758620 6.66956631 0.00000000 250.00000000 0.00017741 0.00000000 250.00000000 0.01001266 0.00000000 250.00000000 0.00037999 0.00000000 250.00000000 0.01000319 N Hartford Core Bond ETF S000067959 Y 50000.00000000 35.46653846 33.65541560 64.53346153 33.65541560 16.79600000 12.62513936 83.20400000 12.62513936 0.00000000 342.30769230 0.03192033 0.00000000 342.30769230 0.08999902 0.00000000 400.00000000 0.01511636 0.00000000 400.00000000 0.09003924 N Hartford AAA CLO ETF S000061914 N 50000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.06100005 0.00000000 100.00000000 0.06100005 0.00000000 100.00000000 0.05500009 0.00000000 100.00000000 0.05500009 N Hartford Municipal Opportunities ETF S000058871 N 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.06517244 0.00000000 100.00000000 0.06517244 0.00000000 100.00000000 0.05999996 0.00000000 100.00000000 0.05999996 N Hartford Total Return Bond ETF S000057958 Y 50000.00000000 22.09336842 16.95367028 77.90663157 16.95367028 21.18384615 15.27154998 78.81615384 15.27154998 0.00000000 491.57894736 0.02431905 0.00000000 491.39784946 0.10998960 0.00000000 500.00000000 0.02330337 0.00000000 500.00000000 0.11006191 N true INTERNAL CONTROL RPT 2 NCEN_811-23222_42091719_0725.htm Hartford Funds Exchange-Traded Trust

Report of Independent Registered Public Accounting Firm

To the Board of Trustees of Hartford Funds Exchange-Traded Trust and Shareholders of Hartford AAA CLO ETF, Hartford Core Bond ETF, Hartford Large Cap Growth ETF, Hartford Municipal Opportunities ETF, Hartford Quality Value ETF, Hartford Schroders Tax-Aware Bond ETF, Hartford Strategic Income ETF and Hartford Total Return Bond ETF

In planning and performing our audit of the financial statements of the Funds listed in Appendix A (the “Fund”) as of and for the year ended July 31, 2025, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund’s internal control over financial reporting.

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of July 31, 2025.

This report is intended solely for the information and use of the Board of Trustees of Hartford Funds Exchange-Traded Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ PricewaterhouseCoopers LLP

Philadelphia, Pennsylvania

September 25, 2025


Appendix A

Hartford Funds Exchange-Traded Trust

Hartford AAA CLO ETF

Hartford Core Bond ETF

Hartford Large Cap Growth ETF

Hartford Municipal Opportunities ETF

Hartford Quality Value ETF

Hartford Schroders Tax-Aware Bond ETF

Hartford Strategic Income ETF

Hartford Total Return Bond ETF