485BPOS 1 tv494596_485bpos.htm 485BPOS

 

As filed with the Securities and Exchange Commission on June 7, 2018
File Nos. 333-215165/811-23222

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

  REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x
  Pre-Effective Amendment No. ¨
  Post-Effective Amendment No. 18 x
 

 

and/or

  
  REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x
  Amendment No.  20 x

 

HARTFORD FUNDS EXCHANGE-TRADED TRUST

(Exact Name of Registrant as Specified in Charter)

 

690 Lee Road

Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code: (610) 386-4068

 

Thomas R. Phillips, Esquire 
Hartford Funds Management Company, LLC
690 Lee Road

Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)

 

Copy to:
John V. O’Hanlon, Esquire
Dechert LLP
One International Place, 40th Floor
100 Oliver Street
Boston, Massachusetts 02110-2605

 

It is proposed that this filing will become effective (check appropriate box):

 

ximmediately upon filing pursuant to paragraph (b) of Rule 485
¨on (Date) pursuant to paragraph (b) of Rule 485
¨60 days after filing pursuant to paragraph (a)(1) of Rule 485
¨on (Date) pursuant to paragraph (a)(1) of Rule 485
¨75 days after filing pursuant to paragraph (a)(2) of Rule 485
¨on (Date) pursuant to paragraph (a)(2) of Rule 485

 

If appropriate, check the following box:

 

¨This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 


 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to the Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the city of Wayne, and Commonwealth of Pennsylvania, on the 7th day of June 2018.

 

  HARTFORD FUNDS EXCHANGE-TRADED TRUST
     
  By: /s/ James E. Davey
    James E. Davey
    President

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

Signature   Title   Date
         
/s/ James E. Davey   Trustee, President and Chief Executive Officer   June 7, 2018
James E. Davey        
         
/s/ Amy N. Furlong   Treasurer   June 7, 2018
Amy N. Furlong   (Principal Financial Officer and Principal Accounting Officer)    
         
*   Trustee   June 7, 2018
Hilary E. Ackermann        
         
*   Trustee   June 7, 2018
Robin C. Beery        
         
*   Trustee   June 7, 2018
Lynn S. Birdsong        
         
*   Trustee   June 7, 2018
Christine R. Detrick        
         
*   Trustee   June 7, 2018
Duane E. Hill        
         
*   Chairman of the Board and Trustee   June 7, 2018
William P. Johnston        
         
*   Trustee   June 7, 2018
Phillip O. Peterson        
         
*   Trustee   June 7, 2018
Lemma W. Senbet        
         
*   Trustee   June 7, 2018
David Sung        
         
/s/ Thomas R. Phillips       June 7, 2018
* By Thomas R. Phillips        
Attorney-in-fact        
*(Pursuant to Power of Attorney (previously filed))    
           

 

 

 

 

EXHIBIT INDEX

 

Exhibit No.

 

EX-101.INS XBRL Instance Document
   
EX-101.SCH XBRL Taxonomy Extension Schema Document
   
EX-101.CAL XBRL Taxonomy Extension Calculation Linkbase Document
   
EX-101.DEF XBRL Taxonomy Extension Definition Linkbase Document
   
EX-101.LAB XBRL Taxonomy Extension Labels Linkbase Document
   
EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase Document