UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.07. Submission of Matters to a Vote of Security Holders.
The proposals set forth below were submitted to the stockholders at the Annual Meeting of Stockholders (the “Annual Meeting”) of Aura Biosciences, Inc. (the “Company”) held on June 15, 2022, with each such proposal described in the Company’s definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on April 28, 2022.
The number of shares of common stock entitled to vote at the Annual Meeting was 29,222,296. The number of shares of common stock present or represented by valid proxy at the Annual Meeting was 19,091,391. The number of votes cast for and against and the number of abstentions and broker non-votes with respect to each proposal voted upon are set forth below.
Proposal 1 - Election of Directors
The Company’s stockholders elected the three (3) director nominees below to the Company’s Board of Directors as Class I directors to hold office until the 2025 Annual Meeting of Stockholders of the Company or until their successors are duly elected and qualified.
| Director Nominee |
Votes For | Votes Withheld |
Broker Non-Votes | |||
| Elisabet de los Pinos, Ph.D. |
18,503,362 | 53,765 | 534,264 | |||
| Giovanni Mariggi, Ph.D. |
18,450,731 | 106,396 | 534,264 | |||
| Raj Parekh, Ph.D. |
18,434,446 | 122,681 | 534,264 |
Proposal 2 - Ratification of Appointment of Independent Registered Accounting Firm
The Company’s stockholders ratified the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022.
| Votes For | Votes Against | Abstentions | ||
| 19,088,824 |
604 | 1,963 | ||
There were zero broker non-votes regarding this proposal.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: June 15, 2022 | AURA BIOSCIENCES, INC. | |||||
| By: | /s/ Julie Feder | |||||
| Julie Feder | ||||||
| Chief Financial Officer | ||||||
Document and Entity Information |
Jun. 15, 2022 |
|---|---|
| Cover [Abstract] | |
| Amendment Flag | false |
| Entity Central Index Key | 0001501796 |
| Document Type | 8-K |
| Document Period End Date | Jun. 15, 2022 |
| Entity Registrant Name | Aura Biosciences, Inc. |
| Entity Incorporation State Country Code | DE |
| Entity File Number | 001-40971 |
| Entity Tax Identification Number | 32-0271970 |
| Entity Address, Address Line One | 85 Bolton Street |
| Entity Address, City or Town | Cambridge |
| Entity Address, State or Province | MA |
| Entity Address, Postal Zip Code | 02140 |
| City Area Code | (617) |
| Local Phone Number | 500-8864 |
| Written Communications | false |
| Soliciting Material | false |
| Pre Commencement Tender Offer | false |
| Pre Commencement Issuer Tender Offer | false |
| Entity Emerging Growth Company | true |
| Entity Ex Transition Period | true |
| Security 12b Title | Common Stock, $0.00001 par value per share |
| Trading Symbol | AURA |
| Security Exchange Name | NASDAQ |