0001209191-19-054092.txt : 20191025 0001209191-19-054092.hdr.sgml : 20191025 20191025160556 ACCESSION NUMBER: 0001209191-19-054092 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190731 FILED AS OF DATE: 20191025 DATE AS OF CHANGE: 20191025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finer Mitchell H. CENTRAL INDEX KEY: 0001578432 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36579 FILM NUMBER: 191169867 MAIL ADDRESS: STREET 1: C/O BLUEBIRD BIO, INC. STREET 2: 840 MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adverum Biotechnologies, Inc. CENTRAL INDEX KEY: 0001501756 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 205258327 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1035 O'BRIEN DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-272-6269 MAIL ADDRESS: STREET 1: 1035 O'BRIEN DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: Avalanche Biotechnologies, Inc. DATE OF NAME CHANGE: 20100921 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-07-31 2019-08-02 1 0001501756 Adverum Biotechnologies, Inc. ADVM 0001578432 Finer Mitchell H. C/O ADVERUM BIOTECHNOLOGIES, INC. 1035 O'BRIEN DRIVE MENLO PARK CA 94025 0 0 0 1 Former Director Stock Option (Right to Buy) 13.41 2019-07-31 4 A 0 0 A Common Stock 0 D On August 2, 2019, the reporting person mistakenly filed a Form 4 reporting an acquisition of a stock option to acquire 45,000 shares of common stock with an exercise price of $13.41 per share that did not in fact occur. As of July 31, 2019, the reporting person owned no options to purchase common stock with an exercise price of $13.41. Mitchell H. Finer, by /s/ Thomas Leung, Attorney-in-Fact 2019-10-25