0001193125-22-163079.txt : 20220531 0001193125-22-163079.hdr.sgml : 20220531 20220531080052 ACCESSION NUMBER: 0001193125-22-163079 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 4 13p-1 1.01 20211231 1.02 20211231 FILED AS OF DATE: 20220531 DATE AS OF CHANGE: 20220531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUNTINGTON INGALLS INDUSTRIES, INC. CENTRAL INDEX KEY: 0001501585 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 900607005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-34910 FILM NUMBER: 22980541 BUSINESS ADDRESS: STREET 1: 4101 WASHINGTON AVENUE STREET 2: 909-7, 7J2 CITY: NEWPORT NEWS STATE: VA ZIP: 23607 BUSINESS PHONE: (757) 380-2000 MAIL ADDRESS: STREET 1: 4101 WASHINGTON AVENUE STREET 2: 909-7, 7J2 CITY: NEWPORT NEWS STATE: VA ZIP: 23607 FORMER COMPANY: FORMER CONFORMED NAME: Huntington Ingalls Industries, Inc. DATE OF NAME CHANGE: 20101124 FORMER COMPANY: FORMER CONFORMED NAME: New Ships, Inc. DATE OF NAME CHANGE: 20101006 FORMER COMPANY: FORMER CONFORMED NAME: NEW S HOLDCO, INC. DATE OF NAME CHANGE: 20100917 SD 1 d335225dsd.htm SD SD
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

HUNTINGTON INGALLS INDUSTRIES, INC.

(Exact name of the registrant as specified in its charter)

 

 

 

DELAWARE   1-34910
(State or other jurisdiction of incorporation)   (Commission File Number)

 

4101 WASHINGTON AVENUE,

NEWPORT NEWS, VIRGINIA

  23607
(Address of principal executive offices)   (Zip code)

Thomas E. Stiehle (757) 380-2000

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.

 

Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended            .

 

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
   SEC 697 (06-13)

 

 

 

 


Introduction

This Specialized Disclosure Report (Form SD) for Huntington Ingalls Industries, Inc. (“HII” or the “Company”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting period from January 1 to December 31, 2021.

Conflict Minerals are defined by the Securities and Exchange Commission (“SEC”) as cassiterite, columbite-tantalite, wolframite and gold, and their derivatives, which are limited to tin, tantalum and tungsten (referred to as “3TGs”). The Rule requires an SEC registrant to determine if its products contain 3TGs and whether their origin is any of the “Covered Countries,” which include the Democratic Republic of Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

HII conducted a Reasonable Country of Origin Inquiry (“RCOI”) to determine the origin of 3TGs identified in its supply chain. Due to the unavailability of details and information through the supply chain back to smelters, HII is not able to determine the origin of all 3TGs in its products covered by this reporting period.

Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Details regarding HII’s RCOI can be found in HII’s Conflict Minerals Report provided as Exhibit 1.01 hereto and publicly available at https://hii.com/corporate-responsibility/conflict-minerals.

Any references to the HII website in this Form SD and the Conflict Minerals Report filed as Exhibit 1.01 and available on such website are for convenience only, and the contents of that site are not incorporated by reference into, and are not otherwise a part of, this Form SD or the Conflict Minerals Report.

Certain statements in this Form SD and the Conflict Minerals Report filed as Exhibit 1.01 constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include any statement that is not based on historical fact, including statements containing the words “believes,” “may,” “plans,” “will,” “could,” “should,” “estimates,” “continues,” “anticipates,” “intends,” “expects” and similar expressions. The Company intends that such forward-looking statements be subject to the safe harbors created thereby. These forward-looking statements are based on current expectations concerning the Company’s future actions to engage contract manufacturers, to identify to the extent possible the source of 3TGs in its products and to take other actions regarding its product sourcing. The Company’s actual actions or results may differ materially from those expected or anticipated in the forward-looking statements due to both known and unknown risks and uncertainties including, but not limited to, decisions to make changes in the Company’s ongoing improvement efforts and delays or difficulties in engaging contract manufacturers and identifying the sources of 3TGs contained in the Company’s products. HII assumes no obligation to revise or update any forward-looking statements for any reason, except as required by law.

Item 1.02 Exhibit

HII’s Conflict Minerals Report as required under Item 1.01.

Section 3 – Exhibits

Item 3.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report of Huntington Ingalls Industries, Inc. as required by Items 1.01 and 1.02 of this Form.

 

2


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

Huntington Ingalls Industries, Inc.

 

By:  

/s/ Thomas E. Stiehle

    Date:   May 31, 2022
Name:   Thomas E. Stiehle      
Title:   Executive Vice President and Chief Financial Officer      

 

3

EX-1.01 2 d335225dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

 

LOGO

CONFLICT MINERALS REPORT

This Conflict Minerals Report (“CMR”) for the reporting period of January 1 to December 31, 2021, is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”).

COMPANY BACKGROUND

Huntington Ingalls Industries, Inc. (“HII”, the “Company”, “we”, “us”, or “our”) is America’s largest military shipbuilding company and a provider of professional services to partners in government and industry. For more than a century, our Ingalls Shipbuilding segment (“Ingalls”) in Mississippi and Newport News Shipbuilding segment (“Newport News”) in Virginia have built more ships in more ship classes than any other U.S. naval shipbuilder. Our Mission Technologies segment provides a range of services to the government and commercial customers. Headquartered in Newport News, Virginia, we employ approximately 44,000 people domestically and internationally.

We conduct most of our business with the U.S. Government, primarily the Department of Defense. As prime contractor, principal subcontractor, team member, or partner, we participate in many high-priority U.S. defense programs. Ingalls includes our non-nuclear ship design, construction, repair, and maintenance businesses. Newport News includes all of our nuclear ship design, construction, overhaul, refueling, and repair and maintenance businesses. Our Mission Technologies segment provides a wide range of services and products, including C5ISR systems and operations; the application of Artificial Intelligence and machine learning to battlefield decisions; defense and offensive cyberspace strategies and electronic warfare; unmanned autonomous systems; live, virtual, and constructive solutions; platform modernization; and critical nuclear operations.

HII procures a large variety of products from many different suppliers. Some of the products HII procures from suppliers contain conflict minerals, which are also referred to as “3TGs” (“conflict minerals” and “3TGs” are tin, tantalum, tungsten and gold, as more specifically described in and covered by the Securities and Exchange Commission’s regulations and guidance). HII is a downstream purchaser and a number of steps removed in the supply chain from the mining and smelting of 3TGs. As a result, HII relies on its suppliers to represent whether the products they are supplying to HII contain 3TGs. Additionally, HII does not purchase raw ore or unrefined conflict minerals from mines or smelters and does not purchase products directly from any of the Covered Countries (Democratic Republic of Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola), referred to collectively as the “DRC” in this CMR.

This CMR relates to HII products that were manufactured, or contracted to be manufactured, and delivered to customers during calendar year 2021 and that contain 3TGs. This CMR was not subjected to an independent private sector audit. Statements provided below are made in good faith and reflect the Company’s supplier infrastructure and information obtained to address the Rule. Factors that could affect the accuracy of statements in this CMR include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions by suppliers or smelters, evolving identification of smelters, and incomplete information from industry or other third-party sources.

 

1


CONFLICT MINERALS POLICY

HII has adopted a conflict minerals policy and related procedures focused on HII’s commitment to sourcing components and materials from suppliers that share its ethical values and that support compliance with the Securities and Exchange Commission’s regulations, as well as HII’s disclosure obligations related to conflict minerals. HII’s policy is summarized on our website at: https://hii.com/corporate-responsibility/conflict-minerals. HII supports the sourcing of conflict minerals from the DRC through smelters that have been independently verified as “conflict-free.” The conflict minerals policy and related procedures have guided HII’s development of internal systems, supply chain due diligence efforts, and Reasonable Country of Origin Inquiry (“RCOI”).

HII’s efforts related to conflict minerals include: implementing internal policies, procedures, practices, processes, and systems designed to obtain information about 3TGs that may be incorporated into HII’s products and their origin; improving transparency through our product supply chain; and, more generally, providing knowledge to and achieving engagement from our suppliers concerning the requisite conflict minerals issues. Additionally, HII belongs to and participates with professional organizations that devote time and focus to understanding conflict minerals matters and how to appropriately improve and obtain more accurate data about the sources of conflict minerals. Through these organizations, HII has supported measures to further educate our supplier base on the Rule and encourage compliance.

PRODUCTS COVERED AND REPORTING YEAR ACTIVITY

For products completed and delivered by HII in 2021, which included manned and unmanned vessels, vessel components, and wire harnesses, HII conducted an RCOI as more specifically described below. The results of the RCOI led HII to conduct due diligence with regard to a limited number of suppliers to four of the Company’s business units. The information provided by those suppliers indicated that some 3TGs contained in certain of their products supplied to HII business units may have originated in a Covered Country. As further discussed below in “Information Regarding Country of Origin and Due Diligence Results,” some of these suppliers reported sourcing from smelters that procure some 3TGs from the DRC, but upon further inquiry HII determined that all but four of such smelters have been independently verified by the Responsible Minerals Initiative (“RMI”) to procure 3TGs solely from conflict-free sources that do not support armed conflict in the DRC. Of the remaining four smelters identified as sourcing 3TGs from the DRC, two are currently active participants in RMI’s Responsible Minerals Assurance Process (“RMAP”), one is currently non-conformant to the RMAP audit standard due to US/EU/UK sanctions against Russia, and it is unknown whether the remaining smelter, which currently does not participate in the RMAP, sources 3TGs that support armed conflict in the DRC.

REASONABLE COUNTRY OF ORIGIN INQUIRY

HII’s RCOI was designed to determine whether the 3TGs in our relevant products originated in the DRC. In part, HII’s RCOI process included:

 

   

maintaining a conflict minerals working group comprised of representatives from HII’s operational, compliance, legal, and supply chain functions (at both the corporate and business unit levels), with access to external advisors with conflict minerals subject matter expertise;

 

   

maintaining policies to support compliance with the Securities and Exchange Commission’s conflict minerals regulations and guidance;

 

   

making information available to HII’s suppliers about, and linked access to, the Securities and Exchange Commission’s conflict minerals regulations and guidance, as well as other supporting publications and access to the extensive conflict minerals resource center of HII’s third party conflict minerals data vendor;

 

2


   

requiring suppliers, as part of the purchase order process, to represent whether their products contain 3TGs and, if so, requiring the suppliers to provide a completed RMI Conflict Minerals Reporting Template (“CMRT”) containing information about the type and origin of 3TGs in their products; and

 

   

conducting periodic reviews with the Company’s supply chain organizations to understand the data and information submitted by suppliers and additional steps that were taken to seek additional information from suppliers.

In response to HII’s country of origin inquiries, a limited number of HII’s suppliers indicated that they lacked definitive information from their supply chains, making it possible that certain of their products contained one or more 3TGs sourced from the DRC. Accordingly, HII believes that, based upon the results of its RCOI, it was appropriate to conduct due diligence measures to obtain additional information, as described below.

DUE DILIGENCE MEASURES

HII has developed due diligence processes that are informed by and track to the Organization for Economic Cooperation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas. These due diligence processes include:

Establish Strong Company Management Systems

 

   

As noted above, maintaining a conflict minerals working group comprised of representatives from HII’s operational, compliance, legal, and supply chain functions (at both the corporate and business unit levels), with access to external advisors with conflict minerals subject matter expertise.

 

   

Maintaining a conflict minerals policy and related procedures to address HII’s commitment to comply with the Rule. HII’s policy is summarized on our website at https://hii.com/corporate-responsibility/conflict-minerals. HII’s policy and implementing procedure include commitments such as:

 

   

To the extent practicable, and consistent with our contractual obligations to our customers, refraining from relationships that could knowingly result in:

 

   

aiding, directly or indirectly, armed groups operating in the DRC through sales of 3TGs; or

 

   

the willful concealment of information related to the transport of 3TGs from the DRC and their use in manufactured products.

 

   

Sourcing components and materials from suppliers that share our ethical values. Our procedure outlines the requirements to survey our suppliers and obtain necessary details to support compliance with the Rule. The procedure further identifies the functional parties within the Company responsible for supporting the Rule and assessing the presence of any inconsistencies associated with supplier survey responses.

 

   

Educating relevant employees about our conflict minerals program and reporting obligations through a web-based conflict minerals training course or in-person training, as appropriate.

 

   

Establishing conflict minerals as an element in our corporate annual compliance plan, which covers HII’s risk management of conflict minerals compliance.

 

   

Selecting and utilizing a third party conflict minerals data vendor to collect and manage CMRT responses from suppliers and verify the accuracy of the data provided.

 

3


   

Periodically briefing executive management, including the Chief Financial Officer and the Audit Committee of the Board of Directors, on the conflict minerals requirements and related Company activities.

 

   

Maintaining communications with our supply chain through our corporate conflict minerals website at https://hii.com/corporate-responsibility/conflict-minerals, which includes Frequently Asked Questions, links to third party information on conflict minerals, and a link to our grievance mechanism, or OpenLine, as discussed further below.

 

   

Employing mechanisms for interested persons to submit concerns or grievances, including our OpenLine as the tool to capture and track internal or external concerns or grievances regarding aspects of the Rule. The OpenLine is available 24 hours a day, seven days a week, and can be accessed either by phone or through the website (1-877-631-0020, https://secure.ethicspoint.com/domain/media/en/gui/47460/index.html).

Identify and Assess Supply Chain Risk

 

   

Requiring suppliers as part of the purchase order process to represent whether their products contain 3TGs and, if so, requiring the suppliers to provide our third party conflict minerals data vendor with a completed CMRT containing information about the type and origin of 3TGs in their products.

 

   

Including a purchase order requirement for each supplier to provide an updated CMRT to our third party conflict minerals data vendor if the status of any product changes prior to final delivery.

 

   

Identifying suppliers of products to HII that may contain 3TGs and asking our third party conflict minerals data vendor to follow up with non-responsive suppliers to request submission of CMRTs or similar information by a specified date. Where a supplier is unable to provide a CMRT, information on its suppliers of products or components that may require 3TGs for their production or functionality is requested by our vendor. Those sub-tier suppliers for whom contact information is obtained, and subsequent tiers of suppliers as needed, are then engaged via email or phone to build a chain-of-custody back to the smelter or refiner. If major suppliers do not respond to several e-mail reminders and follow-up phone calls from our vendor, we directly contact those suppliers to obtain CMRTs or other acceptable information about the type and origin of 3TGs in their products.

 

   

Conducting a targeted self-assessment to identify items with a higher risk of containing 3TGs if no CMRT was submitted by the supplier.

 

   

Including a purchase order clause that allows HII to either withhold up to 10% of the purchase order price or terminate the purchase order if HII determines that any representation made by the supplier is inaccurate or incomplete in any respect, or if the supplier fails to timely submit the information required by the clause. In 2021, HII found no instances where it was necessary under the purchase order clause to find replacement sources of supply, withhold payments, or terminate a supplier relationship.

 

   

Compiling a list of smelters and refiners in our supply chain that have been identified as 3TG providers using our suppliers’ CMRT responses, with assistance from our third party conflict minerals data vendor. This list is reconciled to the list of smelter facilities designated by RMI’s RMAP and included in this report as Appendix A.

 

   

If a smelter or refiner is not recognized by RMI, HII’s third party conflict minerals data vendor attempts to contact the smelter or refiner directly to gain more information about its sourcing practices, including countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the smelter or refiner takes to track the chain-of-custody on the source of its mineral ores.

Design and Implement a Strategy to Respond to Supply Chain Risks

 

   

Maintaining membership and participation in the Aerospace Industries Association (“AIA”) and its conflict minerals working group, as well as RMI, to stay current on industry “best practices” for conflict minerals due diligence efforts.

 

4


   

Supporting, through membership in RMI and participation on its due diligence practices team, the assessment of whether smelters and refiners have carried out the OECD five step due diligence process for responsible supply chains of 3TGs from the DRC.

 

   

Analyzing supplier responses and evaluating information in a manner designed to provide HII with a reasonable basis for conclusions disclosed in the 2022 Form SD and this Conflict Minerals Report, including evaluating the raw number of supplier responses and relative dollar values of purchased products represented by such responses, as well as focusing on suppliers relevant to the reporting period.

 

   

Supporting information-sharing systems within our industry aimed at improving assessment of supplier due diligence in the supply chain of minerals from conflict-affected and high-risk areas, such as comparing smelters and refiners identified by the HII supply chain with the RMAP information.

 

   

Contacting, through participation in the AIA’s conflict minerals working group, selected smelters or refiners through a formal letter from the AIA to encourage participation in the RMAP.

 

   

As necessary, providing periodic updates to executive management on any actions taken in response to identified risks associated with conflict minerals in HII’s supply chain.

Carry Out Independent Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

 

   

Due to the downstream nature of our business, HII does not have direct relationships with smelters or refiners and therefore does not perform audits of these entities. Through its membership in RMI, however, HII supports third party audits of supply chain due diligence by RMI’s RMAP, which conducts independent, third-party audits of smelters and refiners to determine those that can be validated as having systems that ensure the minerals are responsibly sourced according to the OECD guidance.

Report on Supply Chain Due Diligence

 

   

This Conflict Minerals Report is HII’s public annual report on the due diligence efforts of our supply chain.

 

   

HII posts this report annually at https://hii.com/corporate-responsibility/conflict-minerals.

INFORMATION REGARDING COUNTRY OF ORIGIN AND DUE DILIGENCE RESULTS

As outlined in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, the internationally recognized standard on which the Company’s processes are based, we support RMI’s Responsible Minerals Assurance Process, which audits smelters’ and refiners’ due diligence activities. The data we utilized for certain statements in this report was obtained through our membership in RMI, using the Reasonable Country of Origin Inquiry report for RMI member HUNT.

 

LOGO

HII or its third party conflict minerals data vendor engaged with each supplier that suggested possible sourcing of 3TGs from the DRC to obtain further supporting documentation for their statements. These suppliers responded with either (i) conflict minerals disclosure on a company-wide basis in which they were unable to verify whether the specific products sold to HII contained 3TGs sourced from the DRC, or (ii) additional information that indicated the names and locations of known smelters

 

5


from which their 3TGs may have originated, but without additional information to verify whether the 3TGs in their products sold to HII originated from the DRC. Appendix A lists the smelters named by those suppliers, but the inclusion of a smelter in Appendix A does not necessarily mean that HII products contain 3TGs processed by that smelter. Comparing the list of those smelters named in Appendix A to the smelter database information maintained by RMI as of May 4, 2022, as well as other publicly-available information, indicated the following:

 

   

234 of the listed smelters had been audited as part of the RMI initiative and were determined to source their 3TGs solely from either countries other than the DRC or conflict-free sources (“Conformant”);

 

   

19 of the listed smelters are in the process of arranging for or are being audited to determine if they source their 3TGs solely from either countries other than the DRC or otherwise from conflict-free sources (“Active”);

 

   

17 of the listed smelters are designated by RMI as non-conformant to the RMAP audit standard (“Non-conformant”);

 

   

71 of the listed smelters are designated by RMI as not participating in the RMAP (“Non-participating”) for several possible reasons, including because the facility has not met the threshold for RMI’s due diligence vetting process, the facility has temporarily or permanently ceased operations, or the facility has indicated a lack of interest in participation. HII has insufficient information from or about these smelters to understand their sources for 3TGs.

Based on smelter and refiner information provided by suppliers through the CMRT responses, as well as RMI information available to its members, the countries of origin of 3TGs associated with smelters and refiners identified in Appendix A are believed to include the countries listed in Appendix B below. While some countries listed in Appendix B are DRC countries, all but four smelters listed in Appendix A have been independently verified by the RMI to procure 3TGs solely from conflict-free sources that do not support armed conflict in the DRC. Of the remaining four smelters identified as sourcing 3TGs from the DRC, two are Active participants in the RMAP, one is currently Non-conformant due to US/EU/UK sanctions against Russia, and it is unknown whether the remaining smelter, which is Non-participating, sources 3TGs that support armed conflict in the DRC.

ONGOING EFFORTS

HII is continuing its efforts to:

 

   

Determine which supplier-provided products contain 3TGs;

 

   

Obtain additional information from direct suppliers, as well as others in or with knowledge of the supply chain, as to whether their products contain 3TGs and, if so, the origin of those 3TGs, as additional conflict minerals and smelter information becomes available to the supply chain;

 

   

Communicate knowledge and our expectations to suppliers about the type and level of detailed information needed by HII to understand the origin and source of 3TGs;

 

   

Remain actively involved in and participate with industry and other groups, including AIA and RMI, to ascertain best and leading practices and to obtain and share information that may assist in determining whether purchased products contain 3TGs and, if so, the origin of those 3TGs and whether the 3TGs were sourced from conflict-free sources;

 

   

Support industry efforts to expand participation of smelters and refiners in sourcing due diligence audit programs;

 

   

Make available resources and information to non-issuer suppliers about the Securities and Exchange Commission’s conflict minerals reporting requirements, as well as information about RMI and other informative measures designed to educate about the importance of conflict-free sourcing; and

 

   

Encourage responsible sourcing from the DRC and adjoining countries.

 

6


APPENDIX A

Listed below are the smelters to which we previously referred in this report.

 

Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Gold    Advanced Chemical Company *    CID000015    United States
Gold    Aida Chemical Industries Co., Ltd. *    CID000019    Japan
Gold    Allgemeine Gold-und Silberscheideanstalt A.G. *    CID000035    Germany
Gold    Almalyk Mining and Metallurgical Complex (AMMC) *    CID000041    Uzbekistan
Gold    AngloGold Ashanti Corrego do Sitio Mineracao *    CID000058    Brazil
Gold    Argor-Heraeus S.A. *    CID000077    Switzerland
Gold    Asahi Pretec Corp. *    CID000082    Japan
Gold    Asaka Riken Co., Ltd. *    CID000090    Japan
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S. ***    CID000103    Turkey
Gold    Aurubis AG *    CID000113    Germany
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines) *    CID000128    Philippines
Gold    Boliden AB *    CID000157    Sweden
Gold    C. Hafner GmbH + Co. KG *    CID000176    Germany
Gold    Caridad ***    CID000180    Mexico
Gold    CCR Refinery - Glencore Canada Corporation *    CID000185    Canada
Gold    Cendres + Metaux S.A. *    CID000189    Switzerland
Gold    Yunnan Copper Industry Co., Ltd. ***    CID000197    China
Gold    Chimet S.p.A. *    CID000233    Italy
Gold    Chugai Mining *    CID000264    Japan
Gold    Daye Non-Ferrous Metals Mining Ltd. ***    CID000343    China
Gold    DSC (Do Sung Corporation) *    CID000359    Korea, Republic of
Gold    DODUCO Contacts and Refining GmbH *    CID000362    Germany
Gold    Dowa *    CID000401    Japan
Gold    Eco-System Recycling Co., Ltd. East Plant *    CID000425    Japan
Gold    JSC Novosibirsk Refinery ****    CID000493    Russian Federation
Gold    Refinery of Seemine Gold Co., Ltd. ***    CID000522    China
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd. ***    CID000651    China
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd. ***    CID000671    China
Gold    LT Metal Ltd. *    CID000689    Korea, Republic of
Gold    Heimerle + Meule GmbH *    CID000694    Germany
Gold    Heraeus Metals Hong Kong Ltd. *    CID000707    China
Gold    Heraeus Precious Metals GmbH & Co. KG *    CID000711    Germany
Gold    Hunan Chenzhou Mining Co., Ltd. ***    CID000767    China
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. ***    CID000773    China

 

7


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Gold    HwaSeong CJ CO., LTD. ***    CID000778    Korea, Republic of
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. *    CID000801    China
Gold    Ishifuku Metal Industry Co., Ltd. *    CID000807    Japan
Gold    Istanbul Gold Refinery *    CID000814    Turkey
Gold    Japan Mint *    CID000823    Japan
Gold    Jiangxi Copper Co., Ltd. *    CID000855    China
Gold    Asahi Refining USA Inc. *    CID000920    United States
Gold    Asahi Refining Canada Ltd. *    CID000924    Canada
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant ***    CID000927    Russian Federation
Gold    JSC Uralelectromed ****    CID000929    Russian Federation
Gold    JX Nippon Mining & Metals Co., Ltd. *    CID000937    Japan
Gold    Kazakhmys Smelting LLC ***    CID000956    Kazakhstan
Gold    Kazzinc *    CID000957    Kazakhstan
Gold    Kennecott Utah Copper LLC *    CID000969    United States
Gold    Kojima Chemicals Co., Ltd. *    CID000981    Japan
Gold    Kyrgyzaltyn JSC ****    CID001029    Kyrgyzstan
Gold    L’azurde Company For Jewelry ***    CID001032    Saudi Arabia
Gold    Lingbao Gold Co., Ltd. ***    CID001056    China
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd. ***    CID001058    China
Gold    LS-NIKKO Copper Inc. *    CID001078    Korea, Republic of
Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd. ***    CID001093    China
Gold    Materion *    CID001113    United States
Gold    Matsuda Sangyo Co., Ltd. *    CID001119    Japan
Gold    Metalor Technologies (Suzhou) Ltd. *    CID001147    China
Gold    Metalor Technologies (Hong Kong) Ltd. *    CID001149    China
Gold    Metalor Technologies (Singapore) Pte., Ltd. *    CID001152    Singapore
Gold    Metalor Technologies S.A. *    CID001153    Switzerland
Gold    Metalor USA Refining Corporation *    CID001157    United States
Gold    Metalurgica Met-Mex Penoles S.A. De C.V. *    CID001161    Mexico
Gold    Mitsubishi Materials Corporation *    CID001188    Japan
Gold    Mitsui Mining and Smelting Co., Ltd. *    CID001193    Japan
Gold    Moscow Special Alloys Processing Plant ****    CID001204    Russian Federation
Gold    Nadir Metal Rafineri San. Ve Tic. A.S. *    CID001220    Turkey
Gold    Navoi Mining and Metallurgical Combinat *    CID001236    Uzbekistan
Gold    Nihon Material Co., Ltd. *    CID001259    Japan
Gold    Ohura Precious Metal Industry Co., Ltd. *    CID001325    Japan

 

8


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant”
(OJSC Krastsvetmet) ****
   CID001326    Russian Federation
Gold    PAMP S.A. *    CID001352    Switzerland
Gold    Penglai Penggang Gold Industry Co., Ltd. ***    CID001362    China
Gold    Prioksky Plant of Non-Ferrous Metals ****    CID001386    Russian Federation
Gold    PT Aneka Tambang (Persero) Tbk *    CID001397    Indonesia
Gold    PX Precinox S.A. *    CID001498    Switzerland
Gold    Rand Refinery (Pty) Ltd. *    CID001512    South Africa
Gold    Royal Canadian Mint *    CID001534    Canada
Gold    Sabin Metal Corp. ***    CID001546    United States
Gold    Samduck Precious Metals *    CID001555    Korea, Republic of
Gold    SAMWON METALS Corp. ***    CID001562    Korea, Republic of
Gold    SEMPSA Joyeria Plateria S.A. *    CID001585    Spain
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd. ***    CID001619    China
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd. *    CID001622    China
Gold    Sichuan Tianze Precious Metals Co., Ltd. *    CID001736    China
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals ****    CID001756    Russian Federation
Gold    Solar Applied Materials Technology Corp. *    CID001761    Taiwan
Gold    Sumitomo Metal Mining Co., Ltd. *    CID001798    Japan
Gold    Super Dragon Technology Co., Ltd. ***    CID001810    Taiwan
Gold    Tanaka Kikinzoku Kogyo K.K. *    CID001875    Japan
Gold    Great Wall Precious Metals Co., Ltd. of CBPM ***    CID001909    China
Gold    Shandong Gold Smelting Co., Ltd. *    CID001916    China
Gold    Tokuriki Honten Co., Ltd. *    CID001938    Japan
Gold    Tongling Nonferrous Metals Group Co., Ltd. ***    CID001947    China
Gold    Torecom *    CID001955    Korea, Republic of
Gold    Umicore S.A. Business Unit Precious Metals Refining *    CID001980    Belgium
Gold    United Precious Metal Refining, Inc. *    CID001993    United States
Gold    Valcambi S.A. *    CID002003    Switzerland
Gold    Western Australian Mint (T/a The Perth Mint) *    CID002030    Australia
Gold    Yamakin Co., Ltd. *    CID002100    Japan
Gold    Yokohama Metal Co., Ltd. *    CID002129    Japan
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation *    CID002224    China
Gold    Gold Refinery of Zijin Mining Group Co., Ltd. *    CID002243    China
Gold    Morris and Watson ***    CID002282    New Zealand
Gold    SAFINA A.S. *    CID002290    Czech Republic
Gold    Guangdong Jinding Gold Limited ***    CID002312    China

 

9


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Gold    Umicore Precious Metals Thailand *    CID002314    Thailand
Gold    Geib Refining Corporation *    CID002459    United States
Gold    MMTC-PAMP India Pvt., Ltd. *    CID002509    India
Gold    KGHM Polska Miedz Spolka Akcyjna *    CID002511    Poland
Gold    Fidelity Printers and Refiners Ltd. ***    CID002515    Zimbabwe
Gold    Singway Technology Co., Ltd. *    CID002516    Taiwan
Gold    Shandong Humon Smelting Co., Ltd. ***    CID002525    China
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd. ***    CID002527    China
Gold    Al Etihad Gold Refinery DMCC *    CID002560    United Arab Emirates
Gold    Emirates Gold DMCC *    CID002561    United Arab Emirates
Gold    International Precious Metal Refiners ***    CID002562    United Arab Emirates
Gold    Kaloti Precious Metals ***    CID002563    United Arab Emirates
Gold    Sudan Gold Refinery ***    CID002567    Sudan
Gold    T.C.A S.p.A *    CID002580    Italy
Gold    REMONDIS PMR B.V. *    CID002582    Netherlands
Gold    Fujairah Gold FZC ***    CID002584    United Arab Emirates
Gold    Industrial Refining Company ****    CID002587    Belgium
Gold    Shirpur Gold Refinery Ltd. ****    CID002588    India
Gold    Korea Zinc Co., Ltd. *    CID002605    Korea, Republic of
Gold    Marsam Metals *    CID002606    Brazil
Gold    TOO Tau-Ken-Altyn *    CID002615    Kazakhstan
Gold    Abington Reldan Metals, LLC **    CID002708    United States
Gold    SAAMP *    CID002761    France
Gold    L’Orfebre S.A. *    CID002762    Andorra
Gold    8853 S.p.A. *    CID002763    Italy
Gold    Italpreziosi *    CID002765    Italy
Gold    SAXONIA Edelmetalle GmbH ***    CID002777    Germany
Gold    WIELAND Edelmetalle GmbH *    CID002778    Germany
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH *    CID002779    Austria
Gold    AU Traders and Refiners ****    CID002850    South Africa
Gold    GCC Gujrat Gold Centre Pvt. Ltd. **    CID002852    India
Gold    Sai Refinery ***    CID002853    India
Gold    Modeltech Sdn Bhd ****    CID002857    Malaysia
Gold    Bangalore Refinery *    CID002863    India

 

10


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Gold    Kyshtym Copper-Electrolytic Plant ZAO ***    CID002865    Russian Federation
Gold    Degussa Sonne / Mond Goldhandel GmbH ***    CID002867    Germany
Gold    Pease & Curren ***    CID002872    United States
Gold    JALAN & Company ***    CID002893    India
Gold    SungEel HiMetal Co., Ltd. *    CID002918    Korea, Republic of
Gold    Planta Recuperadora de Metales SpA *    CID002919    Chile
Gold    ABC Refinery Pty Ltd. ***    CID002920    Australia
Gold    Safimet S.p.A *    CID002973    Italy
Gold    State Research Institute Center for Physical Sciences and Technology ***    CID003153    Lithuania
Gold    African Gold Refinery ***    CID003185    Uganda
Gold    Gold Coast Refinery ***    CID003186    Ghana
Gold    NH Recytech Company *    CID003189    Korea, Republic of
Gold    QG Refining, LLC ***    CID003324    United States
Gold    Dijllah Gold Refinery FZC ***    CID003348    United Arab Emirates
Gold    CGR Metalloys Pvt Ltd. ***    CID003382    India
Gold    Sovereign Metals ***    CID003383    India
Gold    C.I Metales Procesados Industriales SAS **    CID003421    Colombia
Gold    Eco-System Recycling Co., Ltd. North Plant *    CID003424    Japan
Gold    Eco-System Recycling Co., Ltd. West Plan *    CID003425    Japan
Gold    Augmont Enterprises Private Limited **    CID003461    India
Gold    Kundan Care Products Ltd. ***    CID003463    India
Gold    Emerald Jewel Industry India Limited (Unit 1) ***    CID003487    India
Gold    Emerald Jewel Industry India Limited (Unit 2) ***    CID003488    India
Gold    Emerald Jewel Industry India Limited (Unit 3) ***    CID003489    India
Gold    Emerald Jewel Industry India Limited (Unit 4) ***    CID003490    India
Gold    K.A. Rasmussen ***    CID003497    Norway
Gold    Alexy Metals **    CID003500    United States
Gold    Sancus ZFS (L’Orfebre, SA) **    CID003529    Colombia
Gold    Sellem Industries Ltd. ***    CID003540    Mauritania
Gold    MD Overseas ***    CID003548    India
Gold    Metallix Refining Inc. ***    CID003557    United States
Gold    Metal Concentrators SA (Pty) Ltd. *    CID003575    South Africa
Gold    WEEEREFINING **    CID003615    France
Gold    Value Trading ***    CID003617    Belgium
Tantalum    Changsha South Tantalum Niobium Co., Ltd. *    CID000211    China
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd. *    CID000291    China
Tantalum    Exotech Inc. ***    CID000456    United States

 

11


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Tantalum    F&X Electro-Materials Ltd. *    CID000460    China
Tantalum    XIMEI RESOURCES (GUANGDONG) LIMITED *    CID000616    China
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd. *    CID000914    China
Tantalum    Jiujiang Tanbre Co., Ltd. *    CID000917    China
Tantalum    AMG Brasil *    CID001076    Brazil
Tantalum    Metallurgical Products India Pvt., Ltd. *    CID001163    India
Tantalum    Mineracao Taboca S.A. *    CID001175    Brazil
Tantalum    Mitsui Mining and Smelting Co., Ltd. *    CID001192    Japan
Tantalum    NPM Silmet AS *    CID001200    Estonia
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd. *    CID001277    China
Tantalum    QuantumClean *    CID001508    United States
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd. *    CID001522    China
Tantalum    Solikamsk Magnesium Works OAO *    CID001769    Russian Federation
Tantalum    Taki Chemical Co., Ltd. *    CID001869    Japan
Tantalum    Telex Metals *    CID001891    United States
Tantalum    Ulba Metallurgical Plant JSC *    CID001969    Kazakhstan
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd. *    CID002492    China
Tantalum    D Block Metals, LLC *    CID002504    United States
Tantalum    FIR Metals & Resource Ltd. *    CID002505    China
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd. *    CID002506    China
Tantalum    XinXing Haorong Electronic Material Co., Ltd. *    CID002508    China
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd. *    CID002512    China
Tantalum    KEMET de Mexico *    CID002539    Mexico
Tantalum    TANIOBIS Co., Ltd. *    CID002544    Thailand
Tantalum    TANIOBIS GmbH *    CID002545    Germany
Tantalum    H.C. Starck Hermsdorf GmbH *    CID002547    Germany
Tantalum    H.C. Starck Inc. *    CID002548    United States
Tantalum    TANIOBIS Japan Co., Ltd. *    CID002549    Japan
Tantalum    TANIOBIS Smelting GmbH & Co. KG *    CID002550    Germany
Tantalum    Global Advanced Metals Boyertown *    CID002557    United States
Tantalum    Global Advanced Metals Aizu *    CID002558    Japan
Tantalum    Resind Industria e Comercio Ltda. *    CID002707    Brazil
Tantalum    Jiangxi Tuohong New Raw Material *    CID002842    China
Tantalum    RFH Yancheng Jinye New Material Technology Co., Ltd. *    CID003583    China
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. *    CID000228    China
Tin    Alpha *    CID000292    United States
Tin    PT Aries Kencana Sejahtera **    CID000309    Indonesia
Tin    Dowa *    CID000402    Japan

 

12


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Tin    EM Vinto *    CID000438    Bolivia
Tin    Estanho de Rondonia S.A. *    CID000448    Brazil
Tin    Fenix Metals *    CID000468    Poland
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd. *    CID000538    China
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd. *    CID000555    China
Tin    Gejiu Kai Meng Industry and Trade LLC ****    CID000942    China
Tin    China Tin Group Co., Ltd. *    CID001070    China
Tin    Malaysia Smelting Corporation (MSC) *    CID001105    Malaysia
Tin    Metallic Resources, Inc. *    CID001142    United States
Tin    Mineracao Taboca S.A. *    CID001173    Brazil
Tin    Minsur *    CID001182    Peru
Tin    Mitsubishi Materials Corporation *    CID001191    Japan
Tin    Jiangxi New Nanshan Technology Ltd. *    CID001231    China
Tin    Novosibirsk Processing Plant Ltd. *    CID001305    Russian Federation
Tin    O.M. Manufacturing (Thailand) Co., Ltd. *    CID001314    Thailand
Tin    Operaciones Metalurgicas S.A. *    CID001337    Bolivia
Tin    PT Artha Cipta Langgeng *    CID001399    Indonesia
Tin    PT Babel Inti Perkasa *    CID001402    Indonesia
Tin    PT Babel Surya Alam Lestari *    CID001406    Indonesia
Tin    PT Belitung Industri Sejahtera ***    CID001421    Indonesia
Tin    PT Bukit Timah *    CID001428    Indonesia
Tin    PT Mitra Stania Prima *    CID001453    Indonesia
Tin    PT Panca Mega Persada ***    CID001457    Indonesia
Tin    PT Prima Timah Utama *    CID001458    Indonesia
Tin    PT Refined Bangka Tin *    CID001460    Indonesia
Tin    PT Sariwiguna Binasentosa *    CID001463    Indonesia
Tin    PT Stanindo Inti Perkasa *    CID001468    Indonesia
Tin    PT Timah Tbk Kundur *    CID001477    Indonesia
Tin    PT Timah Tbk Mentok *    CID001482    Indonesia
Tin    PT Timah Nusantara **    CID001486    Indonesia
Tin    PT Tinindo Inter Nusa *    CID001490    Indonesia
Tin    PT Tommy Utama ***    CID001493    Indonesia
Tin    Rui Da Hung *    CID001539    Taiwan
Tin    Soft Metais Ltda. *    CID001758    Brazil
Tin    Thaisarco *    CID001898    Thailand
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. *    CID001908    China
Tin    VQB Mineral and Trading Group JSC ***    CID002015    Viet Nam
Tin    White Solder Metalurgia e Mineracao Ltda. *    CID002036    Brazil

 

13


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd. *    CID002158    China
Tin    Yunnan Tin Company Limited *    CID002180    China
Tin    CV Venus Inti Perkasa **    CID002455    Indonesia
Tin    Magnu’s Minerais Metais e Ligas Ltda. *    CID002468    Brazil
Tin    PT Tirus Putra Mandiri ***    CID002478    Indonesia
Tin    Melt Metais e Ligas S.A. ***    CID002500    Brazil
Tin    PT ATD Makmur Mandiri Jaya *    CID002503    Indonesia
Tin    O.M. Manufacturing Philippines, Inc. *    CID002517    Philippines
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company ****    CID002572    Viet Nam
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company ***    CID002573    Viet Nam
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company ***    CID002574    Viet Nam
Tin    PT Cipta Persada Mulia *    CID002696    Indonesia
Tin    An Vinh Joint Stock Mineral Processing Company ***    CID002703    Viet Nam
Tin    Resind Industria e Comercio Ltda. *    CID002706    Brazil
Tin    Super Ligas **    CID002756    Brazil
Tin    Metallo Belgium N.V. *    CID002773    Belgium
Tin    Metallo Spain S.L.U. *    CID002774    Spain
Tin    PT Sukses Inti Makmur **    CID002816    Indonesia
Tin    Thai Nguyen Mining and Metallurgy Co., Ltd. *    CID002834    Viet Nam
Tin    PT Menara Cipta Mulia *    CID002835    Indonesia
Tin    HuiChang Hill Tin Industry Co., Ltd. *    CID002844    China
Tin    Modeltech Sdn Bhd ****    CID002858    Malaysia
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd. *    CID003116    China
Tin    Chifeng Dajingzi Tin Industry Co., Ltd. *    CID003190    China
Tin    PT Bangka Serumpun *    CID003205    Indonesia
Tin    Pongpipat Company Limited ***    CID003208    Myanmar
Tin    Tin Technology & Refining *    CID003325    United States
Tin    Dongguan CiEXPO Environmental Engineering Co., Ltd. ****    CID003356    China
Tin    Ma’anshan Weitai Tin Co., Ltd. *    CID003379    China
Tin    PT Masbro Alam Stania **    CID003380    Indonesia
Tin    PT Rajawali Rimba Perkasa *    CID003381    Indonesia
Tin    Luna Smelter, Ltd. *    CID003387    Rwanda
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd. ****    CID003397    China
Tin    Precious Minerals and Smelting Limited ****    CID003409    India
Tin    Gejiu City Fuxiang Industry and Trade Co., Ltd. ***    CID003410    China
Tin    PT Mitra Sukses Globalindo **    CID003449    Indonesia

 

14


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Tin    CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil
Ltda **
   CID003486    Brazil
Tin    CRM Synergies *    CID003524    Spain
Tin    Fabrica Auricchio Industria e Comercio Ltda. *    CID003582    Brazil
Tungsten    A.L.M.T. TUNGSTEN Corp. *    CID000004    Japan
Tungsten    Kennametal Huntsville *    CID000105    United States
Tungsten    Guangdong Xianglu Tungsten Co., Ltd. *    CID000218    China
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd. *    CID000258    China
Tungsten    CNMC (Guangxi) PGMA Co., Ltd. ***    CID000281    China
Tungsten    Global Tungsten & Powders Corp. *    CID000568    United States
Tungsten    Hunan Chenzhou Mining Co., Ltd. *    CID000766    China
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd. *    CID000769    China
Tungsten    Japan New Metals Co., Ltd. *    CID000825    Japan
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd. *    CID000875    China
Tungsten    Kennametal Fallon *    CID000966    United States
Tungsten    Wolfram Bergbau und Hutten AG *    CID002044    Austria
Tungsten    Xiamen Tungsten Co., Ltd. *    CID002082    China
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. ***    CID002313    China
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd. *    CID002315    China
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd. *    CID002316    China
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd. *    CID002317    China
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. *    CID002318    China
Tungsten    Malipo Haiyu Tungsten Co., Ltd. *    CID002319    China
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd. *    CID002320    China
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd. *    CID002321    China
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd. *    CID002494    China
Tungsten    Asia Tungsten Products Vietnam Ltd. *    CID002502    Viet Nam
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd. *    CID002513    China
Tungsten    H.C. Starck Tungsten GmbH *    CID002541    Germany
Tungsten    TANIOBIS Smelting GmbH & Co. KG *    CID002542    Germany
Tungsten    Masan High-Tech Materials *    CID002543    Viet Nam
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd. *    CID002551    China
Tungsten    Niagara Refining LLC *    CID002589    United States
Tungsten    China Molybdenum Co., Ltd. *    CID002641    China
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd. *    CID002645    China
Tungsten    Hydrometallurg, JSC *    CID002649    Russian Federation
Tungsten    Unecha Refractory Metals Plant *    CID002724    Russian Federation

 

15


Mineral

  

Official Smelter Name

  

Smelter ID

  

Smelter Location

Tungsten    Philippine Chuangxin Industrial Co., Inc. *    CID002827    Philippines
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. *    CID002830    China
Tungsten    ACL Metais Eireli *    CID002833    Brazil
Tungsten    Moliren Ltd. *    CID002845    Russian Federation
Tungsten    KGETS CO., LTD. *    CID003388    Korea, Republic of
Tungsten    Fujian Ganmin RareMetal Co., Ltd. *    CID003401    China
Tungsten    Lianyou Metals Co., Ltd. *    CID003407    Taiwan
Tungsten    JSC “Kirovgrad Hard Alloys Plant” *    CID003408    Russian Federation
Tungsten    NPP Tyazhmetprom LLC **    CID003416    Russian Federation
Tungsten    Jingmen Dewei GEM Tungsten Resources Recycling Co., Ltd. *    CID003417    China
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. **    CID003427    Brazil
Tungsten    Cronimet Brasil Ltda *    CID003468    Brazil
Tungsten    Artek LLC ***    CID003553    Russian Federation
Tungsten    Fujian Xinlu Tungsten *    CID003609    China
Tungsten    OOO “Technolom” 2 **    CID003612    Russian Federation
Tungsten    OOO “Technolom” 1 **    CID003614    Russian Federation

 

*

Denotes Conformant smelters

**

Denotes Active smelters

***

Denotes Non-participating smelters

****

Denotes Non-conformant smelters

 

16


APPENDIX B

Listed below are the countries of origin to which we previously referred in this report:

 

Mineral

  

Country

Gold    Argentina, Armenia, Australia, Austria, Belgium, Bermuda, Bolivia, Brazil, Burundi, Cambodia, Canada, Chile, China, Colombia, Congo, Czech Republic, Djibouti, DRC, Ecuador, Egypt, Estonia, Ethiopia, Finland, France, Germany, Ghana, Guinea, Guyana, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Ivory Coast, Japan, Jersey, Kazakhstan, Kyrgyzstan, Laos, Luxembourg, Madagascar, Malaysia, Mali, Mexico, Mongolia, Mozambique, Myanmar, Namibia, Netherlands, New Zealand, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Poland, Portugal, Republic of Korea, Russian Federation, Rwanda, Saudi Arabia, Sierra Leone, Singapore, Slovokia, South Africa, Spain, Suriname, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Turkey, United Arab Emirates, United Kingdom, United States of America, Uzbekistan, Vietnam, Zambia, Zimbabwe
Tantalum    Angola, Argentina, Australia, Austria, Belarus, Belgium, Bolivia, Brazil, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Columbia, Congo, Czech Republic, Djibouti, DRC, Ecuador, Egypt, Estonia, Ethiopia, France, Germany, Ghana, Guinea, Guyana, Hungary, India, Indonesia, Ireland, Israel, Italy, Ivory Coast, Japan, Jersey, Kazakhstan, Kenya, Laos, Luxembourg, Madagascar, Malaysia, Mali, Mexico, Mongolia, Mozambique, Myanmar, Namibia, Netherlands, Niger, Nigeria, Peru, Philippines, Poland, Portugal, Republic of Korea, Russian Federation, Rwanda, Sierra Leone, Singapore, Slovakia, South Africa, South Sudan, Spain, Suriname, Switzerland, Taiwan, Tanzania, Thailand, Uganda, United Kingdom, United States of America, Vietnam, Zambia, Zimbabwe
Tin    Angola, Argentina, Armenia, Australia, Austria, Belgium, Bolivia, Brazil, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, Congo, Czech Republic, Djibouti, DRC, Ecuador, Egypt, Estonia, Ethiopia, France, Germany, Guyana, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Ivory Coast, Japan, Jersey, Kazakhstan, Kenya, Kyrgyzstan, Laos, Luxembourg, Madagascar, Malaysia, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Poland, Portugal, Republic of Korea, Russian Federation, Rwanda, Sierra Leone, Singapore, Slovakia, South Africa, South Sudan, Spain, Suriname, Sweden, Switzerland, Taiwan, Tanzania, Thailand, Turkey, Uganda, United Kingdom, United States of America, Uzbekistan, Vietnam, Zambia, Zimbabwe
Tungsten    Angola, Argentina, Australia, Austria, Belgium, Bolivia, Brazil, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, Congo, Czech Republic, Djibouti, DRC, Ecuador, Egypt, Estonia, Ethiopia, France, Germany, Guinea, Guyana, Hungary, India, Indonesia, Ireland, Israel, Ivory Coast, Japan, Kazakhstan, Laos, Luxembourg, Madagascar, Malaysia, Mexico, Mongolia, Mozambique, Myanmar, Namibia, Netherlands, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Portugal, Republic of Korea, Russian Federation, Rwanda, Sierra Leone, Singapore, Slovokia, South Africa, South Sudan, Spain, Suriname, Switzerland, Taiwan, Tanzania, Thailand, Uganda, United Kingdom, United States of America, Vietnam, Zambia, Zimbabwe

 

17

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