0001501570-20-000112.txt : 20200312 0001501570-20-000112.hdr.sgml : 20200312 20200312171222 ACCESSION NUMBER: 0001501570-20-000112 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200206 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holland C Malcolm III CENTRAL INDEX KEY: 0001621668 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36682 FILM NUMBER: 20709740 BUSINESS ADDRESS: BUSINESS PHONE: 972-349-6131 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE, SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 FORMER NAME: FORMER CONFORMED NAME: Holland C Malcom III DATE OF NAME CHANGE: 20141007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veritex Holdings, Inc. CENTRAL INDEX KEY: 0001501570 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 270973566 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 972-349-6200 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75225 4/A 1 wf-form4a_158404752531191.xml FORM 4/A X0306 4/A 2020-02-06 2020-02-06 0 0001501570 Veritex Holdings, Inc. VBTX 0001621668 Holland C Malcolm III C/O VERITEX HOLDINGS, INC. 8214 WESTCHESTER DRIVE, SUITE 800 DALLAS TX 75225 1 1 0 0 Chairman, CEO, President Common Stock 2020-02-06 4 M 0 125000 10 A 229111 D Common Stock 2020-02-06 4 F 0 75302 29.03 D 153809 D Employee Stock Option (right to buy) 10.0 2020-02-06 4 M 0 125000 0 D 2021-01-01 Common Stock 125000.0 0 D The amount withheld for payment of tax liability is being amended due to an administrative error on the original filing. The option became exercisable as to 25,000 shares on January 1, 2012, as to 25,000 shares on January 1, 2013, and as to 25,000 shares on January 1, 2014, and becomes exercisable as to the remaining 50,000 shares in two equal installments on January 1, 2015, and January 1, 2016. /s/ C. Malcolm Holland, III 2020-03-12