Chief Compliance Officer

0001501436-21-000002.txt : 20210513 0001501436-21-000002.hdr.sgml : 20210513 20210513162724 ACCESSION NUMBER: 0001501436-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QS Investors, LLC CENTRAL INDEX KEY: 0001501436 IRS NUMBER: 273203566 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14009 FILM NUMBER: 21920056 BUSINESS ADDRESS: STREET 1: 880 3RD AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128869272 MAIL ADDRESS: STREET 1: 880 3RD AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001501436 XXXXXXXX 03-31-2021 03-31-2021 false QS Investors, LLC

880 3rd Avenue 7th Floor New York NY 10022

13F COMBINATION REPORT 028-14009 0000038777 028-00734 FRANKLIN RESOURCES INC N Steven Ducker Chief Compliance Officer 212-886-9286 /s/STEVEN DUCKER New York NY 05-10-2021 0 1178 8582134 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 24971 129594 SH DFND 129304 0 290 A10 NETWORKS INC COM 002121101 507 52700 SH DFND 51400 0 1300 ABBOTT LABS COM 002824100 6514 54353 SH DFND 26248 0 28105 ABBVIE INC COM 00287Y109 31684 292766 SH DFND 263872 0 28894 ABEONA THERAPEUTICS INC COM 00289Y107 611 325000 SH DFND 320000 0 5000 ABIOMED INC COM 003654100 438 1374 SH DFND 491 0 883 ACADEMY SPORTS & OUTDOORS IN COM 00402L107 527 19500 SH DFND 19000 0 500 ACADIA PHARMACEUTICALS INC COM 004225108 1780 68990 SH DFND 66990 0 2000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3290 11909 SH DFND 9010 0 2899 ACLARIS THERAPEUTICS INC COM 00461U105 1408 55850 SH DFND 55000 0 850 ACORDA THERAPEUTICS INC COM NEW 00484M601 247 50801 SH DFND 50801 0 0 ACTIVISION BLIZZARD INC COM 00507V109 11193 120345 SH DFND 111966 0 8379 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 733 138000 SH DFND 138000 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 16184 34045 SH DFND 31742 0 2303 ADTALEM GLOBAL ED INC COM 00737L103 522 13200 SH DFND 13000 0 200 ADTRAN INC COM 00738A106 498 29831 SH DFND 29000 0 831 ADVANCED EMISSIONS SOLUTS IN COM 00770C101 116 21018 SH DFND 21018 0 0 ADVANCED MICRO DEVICES INC COM 007903107 4963 63219 SH DFND 63219 0 0 AERCAP HOLDINGS NV SHS N00985106 788 13403 SH DFND 13127 0 276 AES CORP COM 00130H105 10864 405210 SH DFND 390524 0 14686 AFFILIATED MANAGERS GROUP IN COM 008252108 455 3050 SH DFND 3000 0 50 AFLAC INC COM 001055102 4933 96375 SH DFND 96375 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1229 9666 SH DFND 4037 0 5629 AGREE REALTY CORP COM 008492100 2331 34628 SH DFND 32928 0 1700 AIR PRODS & CHEMS INC COM 009158106 1469 5219 SH DFND 5219 0 0 ALARM COM HLDGS INC COM 011642105 653 7550 SH DFND 7500 0 50 ALBEMARLE CORP COM 012653101 376 2567 SH DFND 2567 0 0 ALCOA CORP COM 013872106 1198 36850 SH DFND 36000 0 850 ALCON AG ORD SHS H01301128 235 3343 SH DFND 3343 0 0 ALEXANDERS INC COM 014752109 467 1682 SH DFND 1682 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1106 6726 SH DFND 3094 0 3632 ALEXION PHARMACEUTICALS INC COM 015351109 1107 7238 SH DFND 3635 0 3603 ALGONQUIN PWR UTILS CORP COM 015857105 290 18301 SH DFND 18301 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2449 10800 SH DFND 10800 0 0 ALIGN TECHNOLOGY INC COM 016255101 1332 2459 SH DFND 1194 0 1265 ALLETE INC COM NEW 018522300 2323 34561 SH DFND 34561 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 8290 73950 SH DFND 73800 0 150 ALLIANT ENERGY CORP COM 018802108 5816 107384 SH DFND 100768 0 6616 ALLSTATE CORP COM 020002101 7726 67234 SH DFND 67234 0 0 ALLY FINL INC COM 02005N100 3486 77085 SH DFND 77085 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 329 2324 SH DFND 200 0 2124 ALPHA PRO TECH LTD COM 020772109 263 26900 SH DFND 26500 0 400 ALPHABET INC CAP STK CL C 02079K107 43868 21206 SH DFND 19238 0 1968 ALPHABET INC CAP STK CL A 02079K305 39879 19335 SH DFND 17331 0 2004 ALTRIA GROUP INC COM 02209S103 15077 294691 SH DFND 198489 0 96202 AMAZON COM INC COM 023135106 70100 22656 SH DFND 22656 0 0 AMCOR PLC ORD G0250X107 562 48031 SH DFND 48031 0 0 AMDOCS LTD SHS G02602103 5465 77896 SH DFND 75427 0 2469 AMER SOFTWARE INC CL A 029683109 340 16406 SH DFND 16406 0 0 AMERANT BANCORP INC CL A 023576101 289 15517 SH DFND 15195 0 322 AMEREN CORP COM 023608102 925 11365 SH DFND 5798 0 5567 AMERICAN CAMPUS CMNTYS INC COM 024835100 225 5201 SH DFND 0 0 5201 AMERICAN ELEC PWR CO INC COM 025537101 19310 227978 SH DFND 216969 0 11009 AMERICAN EXPRESS CO COM 025816109 1581 11175 SH DFND 11175 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 1005 8800 SH DFND 8800 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 333 9969 SH DFND 0 0 9969 AMERICAN INTL GROUP INC COM NEW 026874784 628 13578 SH DFND 13578 0 0 AMERICAN NATIONAL GROUP INC COM NEW 02772A109 476 4411 SH DFND 4411 0 0 AMERICAN PUBLIC EDUCATION IN COM 02913V103 724 20300 SH DFND 20000 0 300 AMERICAN TOWER CORP NEW COM 03027X100 6431 26898 SH DFND 11789 0 15109 AMERICAN WTR WKS CO INC NEW COM 030420103 1048 6986 SH DFND 3998 0 2988 AMERICOLD RLTY TR COM 03064D108 242 6283 SH DFND 0 0 6283 AMERIPRISE FINL INC COM 03076C106 6886 29622 SH DFND 29622 0 0 AMERISAFE INC COM 03071H100 717 11200 SH DFND 11200 0 0 AMERISOURCEBERGEN CORP COM 03073E105 8757 74165 SH DFND 71973 0 2192 AMETEK INC COM 031100100 313 2443 SH DFND 2443 0 0 AMGEN INC COM 031162100 28342 113910 SH DFND 104036 0 9874 AMKOR TECHNOLOGY INC COM 031652100 1395 58817 SH DFND 57937 0 880 AMPHASTAR PHARMACEUTICALS IN COM 03209R103 292 15900 SH DFND 13000 0 2900 AMPHENOL CORP NEW CL A 032095101 678 10276 SH DFND 10276 0 0 ANALOG DEVICES INC COM 032654105 676 4356 SH DFND 4356 0 0 ANAPTYSBIO INC COM 032724106 322 14900 SH DFND 14400 0 500 ANGI HOMESERVICES INC COM CL A 00183L102 385 29600 SH DFND 29300 0 300 ANSYS INC COM 03662Q105 417 1226 SH DFND 926 0 300 ANTARES PHARMA INC COM 036642106 495 120200 SH DFND 117500 0 2700 ANTERO MIDSTREAM CORP COM 03676B102 358 39597 SH DFND 0 0 39597 ANTERO RESOURCES CORP COM 03674X106 202 19800 SH DFND 0 0 19800 ANTHEM INC COM 036752103 3089 8604 SH DFND 4701 0 3903 AON PLC SHS CL A G0403H108 761 3305 SH DFND 3305 0 0 APARTMENT INCOME REIT CORP COM 03750L109 284 6637 SH DFND 0 0 6637 APOGEE ENTERPRISES INC COM 037598109 757 18500 SH DFND 18500 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 160 10979 SH DFND 0 0 10979 APPLE INC COM 037833100 127775 1046042 SH DFND 1045242 0 800 APPLIED INDL TECHNOLOGIES IN COM 03820C105 211 2310 SH DFND 2310 0 0 APPLIED MATLS INC COM 038222105 21433 160421 SH DFND 160421 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 442 52800 SH DFND 52000 0 800 APTEVO THERAPEUTICS INC COM NEW 03835L207 348 11400 SH DFND 11200 0 200 APYX MEDICAL CORPORATION COM 03837C106 522 54000 SH DFND 53600 0 400 ARCH CAP GROUP LTD ORD G0450A105 200 5200 SH DFND 5200 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 18832 330385 SH DFND 302037 0 28348 ARCHROCK INC COM 03957W106 159 16707 SH DFND 0 0 16707 ARES COML REAL ESTATE CORP COM 04013V108 162 11790 SH DFND 11790 0 0 ARGAN INC COM 04010E109 1323 24793 SH DFND 24593 0 200 ARISTA NETWORKS INC COM 040413106 253 836 SH DFND 836 0 0 ARLO TECHNOLOGIES INC COM 04206A101 428 68000 SH DFND 67300 0 700 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 282 4248 SH DFND 2500 0 1748 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 908 17400 SH DFND 17300 0 100 ASSOCIATED BANC CORP COM 045487105 3829 179424 SH DFND 179024 0 400 ASSURANT INC COM 04621X108 1230 8674 SH DFND 8526 0 148 ASTRONICS CORP COM 046433108 756 41898 SH DFND 41548 0 350 AT HOME GROUP INC COM 04650Y100 962 33500 SH DFND 33000 0 500 AT&T INC COM 00206R102 15154 500601 SH DFND 332048 0 168553 ATLASSIAN CORP PLC CL A G06242104 1400 6639 SH DFND 5600 0 1039 ATMOS ENERGY CORP COM 049560105 534 5393 SH DFND 3269 0 2124 ATN INTL INC COM 00215F107 339 6900 SH DFND 6500 0 400 AUTODESK INC COM 052769106 1010 3642 SH DFND 2726 0 916 AUTOMATIC DATA PROCESSING IN COM 053015103 1406 7458 SH DFND 5168 0 2290 AUTOZONE INC COM 053332102 544 387 SH DFND 387 0 0 AVALONBAY CMNTYS INC COM 053484101 1651 8948 SH DFND 3643 0 5305 AVANTOR INC COM 05352A100 212 7300 SH DFND 2600 0 4700 AVID BIOSERVICES INC COM 05368M106 231 12641 SH DFND 12641 0 0 AVISTA CORP COM 05379B107 523 10950 SH DFND 10000 0 950 AVNET INC COM 053807103 3620 87200 SH DFND 87100 0 100 AXIS CAP HLDGS LTD SHS G0692U109 2905 58597 SH DFND 58209 0 388 B & G FOODS INC NEW COM 05508R106 609 19587 SH DFND 17587 0 2000 BAIDU INC SPON ADR REP A 056752108 747 3432 SH DFND 3432 0 0 BAKER HUGHES COMPANY CL A 05722G100 1880 86958 SH DFND 14646 0 72312 BALL CORP COM 058498106 706 8320 SH DFND 8320 0 0 BANCORP INC DEL COM 05969A105 380 18300 SH DFND 18000 0 300 BANK NEW YORK MELLON CORP COM 064058100 4509 95335 SH DFND 95335 0 0 BANK NOVA SCOTIA B C COM 064149107 5895 94233 SH DFND 93133 0 1100 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 732 19150 SH DFND 19000 0 150 BARRICK GOLD CORP COM 067901108 895 45105 SH DFND 45105 0 0 BAXTER INTL INC COM 071813109 1381 16365 SH DFND 8288 0 8077 BCE INC COM NEW 05534B760 5202 115240 SH DFND 114440 0 800 BEAZER HOMES USA INC COM NEW 07556Q881 1402 67000 SH DFND 66000 0 1000 BECTON DICKINSON & CO COM 075887109 2246 9236 SH DFND 4558 0 4678 BEIGENE LTD SPONSORED ADR 07725L102 627 1800 SH DFND 1800 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 11705 45817 SH DFND 45817 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 641 28681 SH DFND 28001 0 680 BERRY CORP COM 08579X101 252 45700 SH DFND 45000 0 700 BEST BUY INC COM 086516101 4017 34988 SH DFND 34988 0 0 BEYOND MEAT INC COM 08862E109 342 2628 SH DFND 0 0 2628 BGC PARTNERS INC CL A 05541T101 6944 1437600 SH DFND 1434500 0 3100 BIG 5 SPORTING GOODS CORP COM 08915P101 602 38300 SH DFND 37300 0 1000 BIG LOTS INC COM 089302103 813 11900 SH DFND 11700 0 200 BIO RAD LABS INC CL A 090572207 6856 12003 SH DFND 11634 0 369 BIOGEN INC COM 09062X103 1621 5793 SH DFND 3270 0 2523 BIOMARIN PHARMACEUTICAL INC COM 09061G101 225 2974 SH DFND 0 0 2974 BIO-TECHNE CORP COM 09073M104 318 831 SH DFND 0 0 831 BJS WHSL CLUB HLDGS INC COM 05550J101 1230 27407 SH DFND 19861 0 7546 BK OF AMERICA CORP COM 060505104 7339 189674 SH DFND 189674 0 0 BLACKROCK INC COM 09247X101 1629 2160 SH DFND 2160 0 0 BLOCK H & R INC COM 093671105 1035 47460 SH DFND 47460 0 0 BLOOMIN BRANDS INC COM 094235108 1072 39600 SH DFND 39000 0 600 BLUELINX HLDGS INC COM NEW 09624H208 541 13800 SH DFND 13500 0 300 BLUEPRINT MEDICINES CORP COM 09627Y109 789 8112 SH DFND 7000 0 1112 BOEING CO COM 097023105 2104 8257 SH DFND 8257 0 0 BOISE CASCADE CO DEL COM 09739D100 898 15000 SH DFND 15000 0 0 BOOKING HOLDINGS INC COM 09857L108 1284 551 SH DFND 551 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1234 15320 SH DFND 15320 0 0 BOSTON BEER INC CL A 100557107 1855 1537 SH DFND 1050 0 487 BOSTON PRIVATE FINL HLDGS IN COM 101119105 717 53800 SH DFND 53300 0 500 BOSTON PROPERTIES INC COM 101121101 1123 11089 SH DFND 5531 0 5558 BOSTON SCIENTIFIC CORP COM 101137107 1785 46170 SH DFND 23649 0 22521 BOX INC CL A 10316T104 1303 56743 SH DFND 55543 0 1200 BRAEMAR HOTELS & RESORTS INC COM 10482B101 309 50800 SH DFND 50000 0 800 BRIGHTSPHERE INVT GROUP INC COM 10948W103 1076 52769 SH DFND 52000 0 769 BRINKER INTL INC COM 109641100 937 13178 SH DFND 12978 0 200 BRISTOL-MYERS SQUIBB CO COM 110122108 15662 248077 SH DFND 210524 0 37553 BROADCOM INC COM 11135F101 4345 9370 SH DFND 9264 0 106 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 296 1927 SH DFND 1227 0 700 BROADSTONE NET LEASE INC COM 11135E203 329 18000 SH DFND 18000 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 243 5464 SH DFND 5464 0 0 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 279 5961 SH DFND 3461 0 2500 BROWN FORMAN CORP CL A 115637100 131 2055 SH DFND 2055 0 0 BROWN FORMAN CORP CL B 115637209 926 13415 SH DFND 4600 0 8815 BUCKLE INC COM 118440106 393 10000 SH DFND 10000 0 0 BUNGE LIMITED COM G16962105 519 6541 SH DFND 0 0 6541 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 984 10305 SH DFND 10305 0 0 CABOT OIL & GAS CORP COM 127097103 984 52350 SH DFND 9564 0 42786 CADENCE BANCORPORATION CL A 12739A100 892 43022 SH DFND 42000 0 1022 CADENCE DESIGN SYSTEM INC COM 127387108 723 5275 SH DFND 3434 0 1841 CAESARS ENTERTAINMENT INC NE COM 12769G100 225 2571 SH DFND 2571 0 0 CAESARSTONE LTD ORD SHS M20598104 1221 88900 SH DFND 73700 0 15200 CAI INTERNATIONAL INC COM 12477X106 547 12000 SH DFND 11600 0 400 CAMDEN PPTY TR SH BEN INT 133131102 664 6033 SH DFND 1600 0 4433 CAMPBELL SOUP CO COM 134429109 10439 207655 SH DFND 196709 0 10946 CAMPING WORLD HLDGS INC CL A 13462K109 721 19800 SH DFND 19500 0 300 CAMTEK LTD ORD M20791105 572 19100 SH DFND 19100 0 0 CANADIAN IMP BK COMM COM 136069101 1950 19921 SH DFND 19921 0 0 CANADIAN NAT RES LTD COM 136385101 2771 89643 SH DFND 89643 0 0 CANADIAN NATL RY CO COM 136375102 576 4963 SH DFND 4963 0 0 CANADIAN PAC RY LTD COM 13645T100 282 738 SH DFND 738 0 0 CANADIAN SOLAR INC COM 136635109 1427 28738 SH DFND 23238 0 5500 CAPITAL ONE FINL CORP COM 14040H105 3377 26536 SH DFND 26536 0 0 CARDINAL HEALTH INC COM 14149Y108 6844 112656 SH DFND 107253 0 5403 CARGURUS INC COM CL A 141788109 229 9600 SH DFND 9300 0 300 CARLISLE COS INC COM 142339100 7204 43770 SH DFND 43770 0 0 CARMAX INC COM 143130102 247 1858 SH DFND 1858 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 233 8757 SH DFND 8757 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 529 12525 SH DFND 12525 0 0 CARTER BANKSHARES INC COM NEW 146103106 476 34075 SH DFND 33175 0 900 CARTERS INC COM 146229109 223 2500 SH DFND 2500 0 0 CASEYS GEN STORES INC COM 147528103 279 1290 SH DFND 0 0 1290 CATALENT INC COM 148806102 637 6046 SH DFND 3276 0 2770 CATALYST PHARMACEUTICALS INC COM 14888U101 399 86400 SH DFND 85800 0 600 CATERPILLAR INC COM 149123101 2056 8864 SH DFND 8864 0 0 CBOE GLOBAL MKTS INC COM 12503M108 777 7865 SH DFND 7865 0 0 CBRE GROUP INC CL A 12504L109 8562 108225 SH DFND 95784 0 12441 CDW CORP COM 12514G108 261 1573 SH DFND 1573 0 0 CELANESE CORP DEL COM 150870103 584 3892 SH DFND 3892 0 0 CELESTICA INC SUB VTG SHS 15101Q108 1634 195158 SH DFND 162158 0 33000 CENTENE CORP DEL COM 15135B101 1114 17416 SH DFND 8738 0 8678 CENTERPOINT ENERGY INC COM 15189T107 598 26371 SH DFND 13257 0 13114 CENTRAL PAC FINL CORP COM NEW 154760409 632 23652 SH DFND 23452 0 200 CERNER CORP COM 156782104 914 12713 SH DFND 6409 0 6304 CF INDS HLDGS INC COM 125269100 2908 64060 SH DFND 64060 0 0 CHAMPIONX CORPORATION COM 15872M104 469 21583 SH DFND 0 0 21583 CHARLES RIV LABS INTL INC COM 159864107 323 1114 SH DFND 0 0 1114 CHARTER COMMUNICATIONS INC N CL A 16119P108 1292 2093 SH DFND 2093 0 0 CHATHAM LODGING TR COM 16208T102 498 37770 SH DFND 37200 0 570 CHECK POINT SOFTWARE TECH LT ORD M22465104 5351 47782 SH DFND 47607 0 175 CHEMED CORP NEW COM 16359R103 6124 13317 SH DFND 13040 0 277 CHENIERE ENERGY INC COM NEW 16411R208 1963 27260 SH DFND 2200 0 25060 CHEVRON CORP NEW COM 166764100 26210 250119 SH DFND 47384 0 202735 CHIMERIX INC COM 16934W106 409 42401 SH DFND 40401 0 2000 CHIPOTLE MEXICAN GRILL INC COM 169656105 457 321 SH DFND 321 0 0 CHUBB LIMITED COM H1467J104 1114 7049 SH DFND 7049 0 0 CHURCH & DWIGHT INC COM 171340102 5067 58003 SH DFND 44805 0 13198 CI FINL CORP COM 125491100 1549 107252 SH DFND 90052 0 17200 CIENA CORP COM NEW 171779309 2492 45532 SH DFND 45532 0 0 CIGNA CORP NEW COM 125523100 2898 11986 SH DFND 6226 0 5760 CIMAREX ENERGY CO COM 171798101 645 10850 SH DFND 1090 0 9760 CIMPRESS PLC SHS EURO G2143T103 236 2350 SH DFND 2300 0 50 CINTAS CORP COM 172908105 1629 4770 SH DFND 4770 0 0 CIRRUS LOGIC INC COM 172755100 946 11150 SH DFND 11100 0 50 CISCO SYS INC COM 17275R102 26253 507696 SH DFND 506253 0 1443 CIT GROUP INC COM NEW 125581801 10151 197060 SH DFND 197060 0 0 CITIGROUP INC COM NEW 172967424 8573 117838 SH DFND 117838 0 0 CITIZENS FINL GROUP INC COM 174610105 9611 217673 SH DFND 217673 0 0 CITRIX SYS INC COM 177376100 6849 48790 SH DFND 47909 0 881 CITY HLDG CO COM 177835105 398 4857 SH DFND 4857 0 0 CLEAN ENERGY FUELS CORP COM 184499101 179 12969 SH DFND 0 0 12969 CLEARSIDE BIOMEDICAL INC COM 185063104 277 111900 SH DFND 110000 0 1900 CLOROX CO DEL COM 189054109 23346 121038 SH DFND 114210 0 6828 CME GROUP INC COM 12572Q105 1183 5791 SH DFND 5791 0 0 CMS ENERGY CORP COM 125896100 855 13961 SH DFND 9000 0 4961 CNH INDL N V SHS N20944109 2922 186815 SH DFND 185015 0 1800 CNX RES CORP COM 12653C108 318 21593 SH DFND 0 0 21593 COCA COLA CO COM 191216100 32111 609184 SH DFND 409781 0 199403 COCA COLA EUROPEAN PARTNERS SHS G25839104 262 5010 SH DFND 5010 0 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 1112 16168 SH DFND 14668 0 1500 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 687 8794 SH DFND 5754 0 3040 COHEN & STEERS INC COM 19247A100 650 9935 SH DFND 9935 0 0 COLGATE PALMOLIVE CO COM 194162103 4913 62316 SH DFND 18257 0 44059 COMCAST CORP NEW CL A 20030N101 3773 69726 SH DFND 69726 0 0 COMERICA INC COM 200340107 403 5606 SH DFND 5606 0 0 COMFORT SYS USA INC COM 199908104 225 3000 SH DFND 3000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 352 26000 SH DFND 26000 0 0 COMMUNITY TR BANCORP INC COM 204149108 598 13565 SH DFND 13565 0 0 COMMVAULT SYSTEMS INC COM 204166102 880 13633 SH DFND 12633 0 1000 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 140 13900 SH DFND 13900 0 0 CONAGRA BRANDS INC COM 205887102 10170 270454 SH DFND 245951 0 24503 CONOCOPHILLIPS COM 20825C104 9317 175882 SH DFND 34137 0 141745 CONSOLIDATED EDISON INC COM 209115104 16056 214649 SH DFND 206421 0 8228 CONSTELLATION BRANDS INC CL A 21036P108 4395 19274 SH DFND 11140 0 8134 COOPER COS INC COM NEW 216648402 515 1340 SH DFND 538 0 802 COOPER TIRE & RUBR CO COM 216831107 711 12700 SH DFND 12500 0 200 COPART INC COM 217204106 258 2368 SH DFND 2368 0 0 CORE MARK HOLDING CO INC COM 218681104 657 16957 SH DFND 16957 0 0 CORECIVIC INC COM 21871N101 4923 543878 SH DFND 542578 0 1300 CORNING INC COM 219350105 450 10328 SH DFND 10328 0 0 CORTEVA INC COM 22052L104 891 19098 SH DFND 19098 0 0 COSTCO WHSL CORP NEW COM 22160K105 21437 60816 SH DFND 38451 0 22365 COTY INC COM CL A 222070203 95 10533 SH DFND 0 0 10533 COVENANT LOGISTICS GROUP INC CL A 22284P105 250 12131 SH DFND 12000 0 131 CRA INTL INC COM 12618T105 527 7050 SH DFND 7000 0 50 CRACKER BARREL OLD CTRY STOR COM 22410J106 217 1250 SH DFND 1200 0 50 CREDICORP LTD COM G2519Y108 506 3700 SH DFND 3700 0 0 CRESCENT PT ENERGY CORP COM 22576C101 1115 267500 SH DFND 192500 0 75000 CRITEO S A SPONS ADS 226718104 2654 76400 SH DFND 65100 0 11300 CROWDSTRIKE HLDGS INC CL A 22788C105 7086 38822 SH DFND 37900 0 922 CROWN CASTLE INTL CORP NEW COM 22822V101 18575 107910 SH DFND 94128 0 13782 CROWN HLDGS INC COM 228368106 264 2719 SH DFND 2719 0 0 CSG SYS INTL INC COM 126349109 621 13833 SH DFND 13833 0 0 CSX CORP COM 126408103 1158 12006 SH DFND 12006 0 0 CUBESMART COM 229663109 7660 202483 SH DFND 194263 0 8220 CUMMINS INC COM 231021106 9958 38431 SH DFND 38431 0 0 CVS HEALTH CORP COM 126650100 28554 379543 SH DFND 358538 0 21005 CYBERARK SOFTWARE LTD SHS M2682V108 246 1900 SH DFND 1900 0 0 CYCLERION THERAPEUTICS INC COM 23255M105 324 116035 SH DFND 113435 0 2600 CYMABAY THERAPEUTICS INC COM 23257D103 415 91400 SH DFND 90000 0 1400 CYRUSONE INC COM 23283R100 206 3040 SH DFND 0 0 3040 D R HORTON INC COM 23331A109 316 3537 SH DFND 3537 0 0 DANA INC COM 235825205 470 19300 SH DFND 19000 0 300 DANAHER CORPORATION COM 235851102 4390 19504 SH DFND 9540 0 9964 DARDEN RESTAURANTS INC COM 237194105 210 1474 SH DFND 1474 0 0 DARLING INGREDIENTS INC COM 237266101 1984 26958 SH DFND 20000 0 6958 DAVITA INC COM 23918K108 219 2032 SH DFND 863 0 1169 DBX ETF TR XTRACK USD HIGH 233051432 9992 199875 SH DFND 199875 0 0 DECKERS OUTDOOR CORP COM 243537107 12109 36645 SH DFND 36645 0 0 DEERE & CO COM 244199105 1850 4943 SH DFND 4943 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 358 7405 SH DFND 7405 0 0 DENTSPLY SIRONA INC COM 24906P109 369 5770 SH DFND 2392 0 3378 DEUTSCHE BANK A G NAMEN AKT D18190898 132 11086 SH DFND 11086 0 0 DEVON ENERGY CORP NEW COM 25179M103 8579 392627 SH DFND 332612 0 60015 DEXCOM INC COM 252131107 1096 3048 SH DFND 1455 0 1593 DHT HOLDINGS INC SHS NEW Y2065G121 1138 191900 SH DFND 184100 0 7800 DIAMONDBACK ENERGY INC COM 25278X109 1906 25925 SH DFND 9495 0 16430 DIAMONDROCK HOSPITALITY CO COM 252784301 1023 99311 SH DFND 98311 0 1000 DICKS SPORTING GOODS INC COM 253393102 5350 70250 SH DFND 70100 0 150 DIEBOLD NXDF INC COM 253651103 552 39000 SH DFND 39000 0 0 DIGITAL RLTY TR INC COM 253868103 2257 16021 SH DFND 7230 0 8791 DINE BRANDS GLOBAL INC COM 254423106 928 10300 SH DFND 10200 0 100 DISCOVER FINL SVCS COM 254709108 7248 76302 SH DFND 76302 0 0 DISNEY WALT CO COM 254687106 8428 45674 SH DFND 26593 0 19081 DOLLAR GEN CORP NEW COM 256677105 8472 41808 SH DFND 41572 0 236 DOLLAR TREE INC COM 256746108 406 3542 SH DFND 3542 0 0 DOMINION ENERGY INC COM 25746U109 2860 37650 SH DFND 19224 0 18426 DOMINOS PIZZA INC COM 25754A201 1145 3112 SH DFND 3112 0 0 DOMTAR CORP COM NEW 257559203 7947 214843 SH DFND 214443 0 400 DORMAN PRODS INC COM 258278100 421 4100 SH DFND 4000 0 100 DOUGLAS DYNAMICS INC COM 25960R105 553 11975 SH DFND 11975 0 0 DOUGLAS EMMETT INC COM 25960P109 247 7853 SH DFND 0 0 7853 DOVER CORP COM 260003108 221 1611 SH DFND 1611 0 0 DOW INC COM 260557103 1225 19156 SH DFND 19156 0 0 DR REDDYS LABS LTD ADR 256135203 208 3383 SH DFND 3383 0 0 DROPBOX INC CL A 26210C104 6995 262343 SH DFND 262343 0 0 DTE ENERGY CO COM 233331107 18690 140374 SH DFND 135500 0 4874 DUKE ENERGY CORP NEW COM NEW 26441C204 4284 44370 SH DFND 27641 0 16729 DUKE REALTY CORP COM NEW 264411505 937 22328 SH DFND 10396 0 11932 DUPONT DE NEMOURS INC COM 26614N102 1204 15567 SH DFND 15567 0 0 DYCOM INDS INC COM 267475101 1468 15800 SH DFND 15500 0 300 EAGLE PHARMACEUTICALS INC COM 269796108 343 8195 SH DFND 8195 0 0 EASTERLY GOVT PPTYS INC COM 27616P103 600 28900 SH DFND 28900 0 0 EASTGROUP PPTYS INC COM 277276101 212 1477 SH DFND 0 0 1477 EASTMAN CHEM CO COM 277432100 4796 43546 SH DFND 43546 0 0 EATON CORP PLC SHS G29183103 20392 147462 SH DFND 147462 0 0 EBAY INC. COM 278642103 11231 183385 SH DFND 183385 0 0 ECHOSTAR CORP CL A 278768106 512 21300 SH DFND 21000 0 300 ECOLAB INC COM 278865100 1430 6678 SH DFND 6678 0 0 EDISON INTL COM 281020107 1037 17680 SH DFND 8578 0 9102 EDWARDS LIFESCIENCES CORP COM 28176E108 1770 21161 SH DFND 10700 0 10461 EGAIN CORP COM NEW 28225C806 301 31700 SH DFND 30900 0 800 EHEALTH INC COM 28238P109 470 6450 SH DFND 6300 0 150 ELANCO ANIMAL HEALTH INC COM 28414H103 229 7758 SH DFND 0 0 7758 ELECTROMED INC COM 285409108 327 31000 SH DFND 30600 0 400 ELECTRONIC ARTS INC COM 285512109 12816 94668 SH DFND 91200 0 3468 EMERGENT BIOSOLUTIONS INC COM 29089Q105 753 8100 SH DFND 6759 0 1341 EMERSON ELEC CO COM 291011104 19507 216215 SH DFND 216215 0 0 EMPLOYERS HOLDINGS INC COM 292218104 1376 31942 SH DFND 31592 0 350 ENANTA PHARMACEUTICALS INC COM 29251M106 518 10500 SH DFND 8400 0 2100 ENBRIDGE INC COM 29250N105 648 17788 SH DFND 17788 0 0 ENCOMPASS HEALTH CORP COM 29261A100 383 4670 SH DFND 2808 0 1862 ENCORE CAP GROUP INC COM 292554102 574 14250 SH DFND 13900 0 350 ENDO INTL PLC SHS G30401106 245 33000 SH DFND 33000 0 0 ENERPLUS CORP COM 292766102 1379 274600 SH DFND 214600 0 60000 ENNIS INC COM 293389102 591 27635 SH DFND 27635 0 0 ENOVA INTL INC COM 29357K103 1406 39600 SH DFND 39000 0 600 ENPHASE ENERGY INC COM 29355A107 224 1381 SH DFND 1381 0 0 ENSIGN GROUP INC COM 29358P101 2576 27449 SH DFND 26409 0 1040 ENTERGY CORP NEW COM 29364G103 1044 10488 SH DFND 5418 0 5070 EOG RES INC COM 26875P101 5767 79499 SH DFND 14239 0 65260 EQT CORP COM 26884L109 547 29393 SH DFND 0 0 29393 EQUIFAX INC COM 294429105 253 1394 SH DFND 1394 0 0 EQUITRANS MIDSTREAM CORP COM 294600101 413 50598 SH DFND 0 0 50598 EQUITY BANCSHARES INC COM CL A 29460X109 401 14600 SH DFND 14300 0 300 EQUITY LIFESTYLE PPTYS INC COM 29472R108 568 8918 SH DFND 2500 0 6418 EQUITY RESIDENTIAL SH BEN INT 29476L107 1723 24047 SH DFND 10118 0 13929 ESSENT GROUP LTD COM G3198U102 672 14150 SH DFND 14000 0 150 ESSENTIAL UTILS INC COM 29670G102 284 6340 SH DFND 2000 0 4340 ESSEX PPTY TR INC COM 297178105 1215 4466 SH DFND 1892 0 2574 ETHAN ALLEN INTERIORS INC COM 297602104 470 17000 SH DFND 17000 0 0 ETSY INC COM 29786A106 839 4158 SH DFND 4158 0 0 EURONAV NV SHS B38564108 641 70000 SH DFND 70000 0 0 EVERCORE INC CLASS A 29977A105 527 4000 SH DFND 4000 0 0 EVEREST RE GROUP LTD COM G3223R108 8458 34130 SH DFND 33919 0 211 EVERGY INC COM 30034W106 647 10855 SH DFND 6318 0 4537 EVERSOURCE ENERGY COM 30040W108 1382 15957 SH DFND 8548 0 7409 EXACT SCIENCES CORP COM 30063P105 332 2518 SH DFND 300 0 2218 EXELON CORP COM 30161N101 5439 124327 SH DFND 103305 0 21022 EXLSERVICE HOLDINGS INC COM 302081104 695 7700 SH DFND 7500 0 200 EXPEDIA GROUP INC COM NEW 30212P303 253 1466 SH DFND 1466 0 0 EXPEDITORS INTL WASH INC COM 302130109 2723 25283 SH DFND 25283 0 0 EXPONENT INC COM 30214U102 9419 96647 SH DFND 96547 0 100 EXTRA SPACE STORAGE INC COM 30225T102 2252 16988 SH DFND 11374 0 5614 EXXON MOBIL CORP COM 30231G102 30789 551465 SH DFND 101647 0 449818 EZCORP INC CL A NON VTG 302301106 295 59300 SH DFND 58000 0 1300 F N B CORP COM 302520101 2832 222963 SH DFND 222963 0 0 FACEBOOK INC CL A 30303M102 47175 160168 SH DFND 144385 0 15783 FASTENAL CO COM 311900104 3804 75642 SH DFND 75642 0 0 FEDERAL RLTY INVT TR SH BEN INT NEW 313747206 345 3393 SH DFND 775 0 2618 FEDERATED HERMES INC CL B 314211103 673 21500 SH DFND 21000 0 500 FEDEX CORP COM 31428X106 3055 10754 SH DFND 10754 0 0 FERRARI N V COM N3167Y103 422 2014 SH DFND 2014 0 0 FIBROGEN INC COM 31572Q808 334 9600 SH DFND 6900 0 2700 FIDELITY NATL INFORMATION SV COM 31620M106 1428 10154 SH DFND 7180 0 2974 FIFTH THIRD BANCORP COM 316773100 288 7678 SH DFND 7678 0 0 FINANCIAL INSTNS INC COM 317585404 257 8471 SH DFND 8000 0 471 FIRST AMERN FINL CORP COM 31847R102 373 6583 SH DFND 6298 0 285 FIRST BANCORP P R COM NEW 318672706 1142 101420 SH DFND 99920 0 1500 FIRST COMWLTH FINL CORP PA COM 319829107 470 32646 SH DFND 32646 0 0 FIRST FINL CORP IND COM 320218100 497 11022 SH DFND 10846 0 176 FIRST HAWAIIAN INC COM 32051X108 3328 121568 SH DFND 121568 0 0 FIRST HORIZON CORPORATION COM 320517105 1356 80187 SH DFND 80187 0 0 FIRST INDL RLTY TR INC COM 32054K103 233 5082 SH DFND 0 0 5082 FIRST REP BK SAN FRANCISCO C COM 33616C100 335 2006 SH DFND 2006 0 0 FIRSTCASH INC COM 33767D105 624 9500 SH DFND 9500 0 0 FIRSTENERGY CORP COM 337932107 913 26309 SH DFND 13423 0 12886 FISERV INC COM 337738108 1148 9637 SH DFND 6739 0 2898 FIVE PRIME THERAPEUTICS INC COM 33830X104 2442 64800 SH DFND 63800 0 1000 FLAGSTAR BANCORP INC COM PAR .001 337930705 682 15100 SH DFND 15000 0 100 FLEETCOR TECHNOLOGIES INC COM 339041105 356 1324 SH DFND 924 0 400 FLEXSHARES TR QUALT DIVD IDX 33939L860 692 12982 SH DFND 0 0 12982 FLOWERS FOODS INC COM 343498101 4216 177106 SH DFND 166300 0 10806 FLUIDIGM CORP DEL COM 34385P108 290 64100 SH DFND 62500 0 1600 FLUSHING FINL CORP COM 343873105 1019 47986 SH DFND 47486 0 500 FLY LEASING LTD SPONSORED ADR 34407D109 1756 104200 SH DFND 82900 0 21300 FMC CORP COM NEW 302491303 433 3908 SH DFND 3908 0 0 FOOT LOCKER INC COM 344849104 1160 20616 SH DFND 20616 0 0 FORD MTR CO DEL COM 345370860 8246 673078 SH DFND 673078 0 0 FORESTAR GROUP INC COM 346232101 954 40974 SH DFND 33000 0 7974 FORTINET INC COM 34959E109 15589 84527 SH DFND 83827 0 700 FORTIS INC COM 349553107 678 15615 SH DFND 15615 0 0 FORTIVE CORP COM 34959J108 402 5679 SH DFND 5679 0 0 FOSSIL GROUP INC COM 34988V106 504 40600 SH DFND 40000 0 600 FOUR CORNERS PPTY TR INC COM 35086T109 936 34143 SH DFND 29987 0 4156 FOX CORP CL A COM 35137L105 393 10861 SH DFND 10861 0 0 FOX CORP CL B COM 35137L204 72 2073 SH DFND 2073 0 0 FRANCO NEV CORP COM 351858105 221 1760 SH DFND 1760 0 0 FRANKLIN STR PPTYS CORP COM 35471R106 88 16000 SH DFND 0 0 16000 FRANKS INTL N V COM N33462107 85 23800 SH DFND 0 0 23800 FREEPORT-MCMORAN INC CL B 35671D857 1118 33948 SH DFND 33948 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 218 7600 SH DFND 7600 0 0 FRESHPET INC COM 358039105 239 1500 SH DFND 0 0 1500 FRONTLINE LTD SHS NEW G3682E192 99 13800 SH DFND 0 0 13800 FTI CONSULTING INC COM 302941109 7307 52145 SH DFND 52035 0 110 FULGENT GENETICS INC COM 359664109 629 6500 SH DFND 6400 0 100 G1 THERAPEUTICS INC COM 3621LQ109 395 16400 SH DFND 16000 0 400 GALLAGHER ARTHUR J & CO COM 363576109 270 2159 SH DFND 2159 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 7626 179717 SH DFND 170391 0 9326 GARMIN LTD SHS H2906T109 225 1702 SH DFND 1702 0 0 GARTNER INC COM 366651107 350 1912 SH DFND 1075 0 837 GDS HLDGS LTD SPONSORED ADS 36165L108 244 3000 SH DFND 3000 0 0 GENERAC HLDGS INC COM 368736104 242 737 SH DFND 737 0 0 GENERAL DYNAMICS CORP COM 369550108 18183 100146 SH DFND 100146 0 0 GENERAL ELECTRIC CO COM 369604103 1742 132653 SH DFND 132653 0 0 GENERAL MLS INC COM 370334104 23489 383056 SH DFND 351266 0 31790 GENERAL MTRS CO COM 37045V100 1104 19207 SH DFND 19207 0 0 GENESCO INC COM 371532102 300 6300 SH DFND 6200 0 100 GENMARK DIAGNOSTICS INC COM 372309104 1062 44400 SH DFND 44000 0 400 GENPREX INC COM 372446104 125 29000 SH DFND 0 0 29000 GEO GROUP INC NEW COM 36162J106 740 95300 SH DFND 95000 0 300 GETTY RLTY CORP NEW COM 374297109 414 14607 SH DFND 12007 0 2600 GILDAN ACTIVEWEAR INC COM 375916103 219 7114 SH DFND 7114 0 0 GILEAD SCIENCES INC COM 375558103 8278 128070 SH DFND 105478 0 22592 GLOBAL PARTNERS LP COM UNITS 37946R109 366 17100 SH DFND 17100 0 0 GLOBAL PMTS INC COM 37940X102 1039 5153 SH DFND 3410 0 1743 GLOBAL X FDS GLOBX SUPDV US 37950E291 8133 419617 SH DFND 419617 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 3054 92303 SH DFND 92303 0 0 GLOBUS MED INC CL A 379577208 617 10000 SH DFND 8200 0 1800 GLU MOBILE INC COM 379890106 1416 113400 SH DFND 112000 0 1400 GLYCOMIMETICS INC COM 38000Q102 306 101500 SH DFND 100000 0 1500 GOLAR LNG LTD SHS G9456A100 114 10200 SH DFND 0 0 10200 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 707 105300 SH DFND 105300 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1731 5292 SH DFND 5292 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 352 20000 SH DFND 20000 0 0 GOPRO INC CL A 38268T103 503 42650 SH DFND 42000 0 650 GRAFTECH INTL LTD COM 384313508 11423 933950 SH DFND 933350 0 600 GRAINGER W W INC COM 384802104 4652 11602 SH DFND 11602 0 0 GREAT WESTN BANCORP INC COM 391416104 582 19200 SH DFND 19000 0 200 GREENBRIER COS INC COM 393657101 794 16800 SH DFND 16700 0 100 GROUP 1 AUTOMOTIVE INC COM 398905109 316 2000 SH DFND 2000 0 0 HACKETT GROUP INC COM 404609109 689 42024 SH DFND 42024 0 0 HAEMONETICS CORP COM 405024100 4147 37353 SH DFND 36038 0 1315 HAIN CELESTIAL GROUP INC COM 405217100 400 9161 SH DFND 5100 0 4061 HALLIBURTON CO COM 406216101 2509 116889 SH DFND 23645 0 93244 HALOZYME THERAPEUTICS INC COM 40637H109 2664 63900 SH DFND 61400 0 2500 HANCOCK WHITNEY CORPORATION COM 410120109 480 11403 SH DFND 11253 0 150 HANMI FINL CORP COM NEW 410495204 1403 71100 SH DFND 70000 0 1100 HANOVER INS GROUP INC COM 410867105 835 6445 SH DFND 6445 0 0 HARROW HEALTH INC COM 415858109 107 15800 SH DFND 15000 0 800 HARTFORD FINL SVCS GROUP INC COM 416515104 12246 183336 SH DFND 183047 0 289 HAVERTY FURNITURE INC COM 419596101 618 16600 SH DFND 16600 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 1267 28505 SH DFND 28127 0 378 HAYNES INTERNATIONAL INC COM NEW 420877201 426 14350 SH DFND 14200 0 150 HCA HEALTHCARE INC COM 40412C101 3707 19679 SH DFND 15239 0 4440 HCI GROUP INC COM 40416E103 605 7874 SH DFND 7874 0 0 HEALTHCARE RLTY TR COM 421946104 238 7843 SH DFND 0 0 7843 HEALTHCARE SVCS GROUP INC COM 421906108 623 22200 SH DFND 22200 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 313 11343 SH DFND 0 0 11343 HEALTHPEAK PROPERTIES INC COM 42250P103 1244 39182 SH DFND 18486 0 20696 HEARTLAND FINL USA INC COM 42234Q102 282 5600 SH DFND 5500 0 100 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 62 12100 SH DFND 0 0 12100 HELMERICH & PAYNE INC COM 423452101 317 11750 SH DFND 0 0 11750 HENRY JACK & ASSOC INC COM 426281101 239 1570 SH DFND 870 0 700 HENRY SCHEIN INC COM 806407102 243 3505 SH DFND 1466 0 2039 HERBALIFE NUTRITION LTD COM SHS G4412G101 978 22042 SH DFND 17600 0 4442 HERC HLDGS INC COM 42704L104 1536 15150 SH DFND 15000 0 150 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 1073 101700 SH DFND 100000 0 1700 HERSHEY CO COM 427866108 11384 71977 SH DFND 63912 0 8065 HESS CORP COM 42809H107 2562 36205 SH DFND 7184 0 29021 HEWLETT PACKARD ENTERPRISE C COM 42824C109 217 13727 SH DFND 13727 0 0 HEXO CORP COM NEW 428304307 1182 183000 SH DFND 140000 0 43000 HIBBETT SPORTS INC COM 428567101 1296 18800 SH DFND 18500 0 300 HIGHWOODS PPTYS INC COM 431284108 2868 66778 SH DFND 62899 0 3879 HILTON WORLDWIDE HLDGS INC COM 43300A203 404 3336 SH DFND 3336 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 588 40400 SH DFND 40400 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 734 38400 SH DFND 38400 0 0 HOLLYFRONTIER CORP COM 436106108 622 17379 SH DFND 1695 0 15684 HOLLYSYS AUTOMATION TCHNGY L SHS G45667105 439 35000 SH DFND 35000 0 0 HOLOGIC INC COM 436440101 558 7501 SH DFND 2944 0 4557 HOME DEPOT INC COM 437076102 27800 91072 SH DFND 91072 0 0 HONEYWELL INTL INC COM 438516106 2215 10200 SH DFND 10200 0 0 HOPE BANCORP INC COM 43940T109 746 49500 SH DFND 48300 0 1200 HORACE MANN EDUCATORS CORP N COM 440327104 420 9711 SH DFND 9711 0 0 HORMEL FOODS CORP COM 440452100 8124 170022 SH DFND 155159 0 14863 HOST HOTELS & RESORTS INC COM 44107P104 775 45989 SH DFND 20425 0 25564 HOULIHAN LOKEY INC CL A 441593100 333 5000 SH DFND 5000 0 0 HP INC COM 40434L105 7581 238752 SH DFND 236533 0 2219 HUBSPOT INC COM 443573100 1250 2750 SH DFND 2500 0 250 HUDSON PAC PPTYS INC COM 444097109 208 7655 SH DFND 0 0 7655 HUMANA INC COM 444859102 21678 51705 SH DFND 49416 0 2289 HUNTINGTON BANCSHARES INC COM 446150104 234 14842 SH DFND 14842 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 2107 10233 SH DFND 10233 0 0 HUNTSMAN CORP COM 447011107 7242 251188 SH DFND 251188 0 0 HYLIION HOLDINGS CORP COMMON STOCK 449109107 245 22950 SH DFND 22600 0 350 IBIO INC COM NEW 451033203 109 70300 SH DFND 0 0 70300 ICHOR HOLDINGS SHS G4740B105 274 5075 SH DFND 5000 0 75 ICON PLC SHS G4705A100 5658 29064 SH DFND 25521 0 3543 IDACORP INC COM 451107106 4490 44911 SH DFND 43446 0 1465 IDEXX LABS INC COM 45168D104 6232 12735 SH DFND 11444 0 1291 IHS MARKIT LTD SHS G47567105 545 5630 SH DFND 5630 0 0 ILLINOIS TOOL WKS INC COM 452308109 1190 5369 SH DFND 5369 0 0 ILLUMINA INC COM 452327109 1896 4936 SH DFND 2395 0 2541 INCYTE CORP COM 45337C102 430 5288 SH DFND 1889 0 3399 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 1423 61493 SH DFND 58693 0 2800 INFINITY PHARMACEUTICALS INC COM 45665G303 361 111700 SH DFND 110000 0 1700 INFLARX NV COM N44821101 679 174200 SH DFND 124400 0 49800 INGLES MKTS INC CL A 457030104 722 11700 SH DFND 11700 0 0 INGREDION INC COM 457187102 6680 74283 SH DFND 70733 0 3550 INMODE LTD SHS M5425M103 3223 44526 SH DFND 33526 0 11000 INNOVIVA INC COM 45781M101 293 24500 SH DFND 24500 0 0 INSPERITY INC COM 45778Q107 920 10980 SH DFND 10800 0 180 INSULET CORP COM 45784P101 241 923 SH DFND 0 0 923 INTEL CORP COM 458140100 17930 280148 SH DFND 278792 0 1356 INTERCONTINENTAL EXCHANGE IN COM 45866F104 952 8521 SH DFND 8521 0 0 INTERDIGITAL INC COM 45867G101 575 9047 SH DFND 9047 0 0 INTERFACE INC COM 458665304 156 12500 SH DFND 12500 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 6714 50378 SH DFND 45002 0 5376 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 741 5304 SH DFND 5304 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 572 35600 SH DFND 35000 0 600 INTERNATIONAL PAPER CO COM 460146103 9516 175979 SH DFND 174993 0 986 INTERNATIONAL SEAWAYS INC COM Y41053102 197 10150 SH DFND 10000 0 150 INTERPUBLIC GROUP COS INC COM 460690100 19164 656280 SH DFND 656280 0 0 INTERSECT ENT INC COM 46071F103 234 11200 SH DFND 11000 0 200 INTUIT COM 461202103 4718 12316 SH DFND 10454 0 1862 INTUITIVE SURGICAL INC COM NEW 46120E602 2989 4044 SH DFND 2027 0 2017 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 9740 320364 SH DFND 320364 0 0 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 8 167 SH DFND 167 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 43387 1012039 SH DFND 1000424 0 11615 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 10822 488992 SH DFND 488266 0 726 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 5120 115494 SH DFND 85206 0 30288 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 1557 21037 SH DFND 21037 0 0 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 13 880 SH DFND 880 0 0 INVESTORS BANCORP INC NEW COM 46146L101 497 33796 SH DFND 33096 0 700 INVITATION HOMES INC COM 46187W107 833 26026 SH DFND 7800 0 18226 IQVIA HLDGS INC COM 46266C105 1099 5685 SH DFND 2347 0 3338 IRON MTN INC NEW COM 46284V101 6151 166183 SH DFND 155170 0 11013 ISHARES INC MSCI FRONTIER 464286145 6 193 SH DFND 193 0 0 ISHARES INC JP MRGN EM HI BD 464286285 5764 129603 SH DFND 129603 0 0 ISHARES INC MSCI GBL MIN VOL 464286525 2375 24069 SH DFND 24015 0 54 ISHARES TR TIPS BD ETF 464287176 44754 356603 SH DFND 356505 0 98 ISHARES TR CORE S&P500 ETF 464287200 710519 1786030 SH DFND 1786030 0 0 ISHARES TR CORE US AGGBD ET 464287226 415432 3649579 SH DFND 3649578 0 1 ISHARES TR 20 YR TR BD ETF 464287432 112368 829590 SH DFND 829590 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 87250 772598 SH DFND 772598 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 3883 45018 SH DFND 45018 0 0 ISHARES TR MSCI EAFE ETF 464287465 89317 1177231 SH DFND 1176889 0 342 ISHARES TR CORE S&P MCP ETF 464287507 11231 43146 SH DFND 43146 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 14318 94475 SH DFND 94475 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 13871 57072 SH DFND 57072 0 0 ISHARES TR RUS 1000 ETF 464287622 556526 2486380 SH DFND 2486121 0 259 ISHARES TR RUSSELL 2000 ETF 464287655 15843 71707 SH DFND 71557 0 150 ISHARES TR GL TIMB FORE ETF 464288174 13 151 SH DFND 151 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 214 2300 SH DFND 2300 0 0 ISHARES TR JPMORGAN USD EMG 464288281 317 2903 SH DFND 2903 0 0 ISHARES TR GLB INFRASTR ETF 464288372 9 194 SH DFND 194 0 0 ISHARES TR MBS ETF 464288588 7483 69011 SH DFND 69011 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 1711 13169 SH DFND 13169 0 0 ISHARES TR PFD AND INCM SEC 464288687 11 291 SH DFND 291 0 0 ISHARES TR CORE LT USDB ETF 464289479 1303 19004 SH DFND 19004 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 18510 195066 SH DFND 189523 0 5543 ISHARES TR MSCI EAFE MIN VL 46429B689 21920 300310 SH DFND 300310 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 21943 317140 SH DFND 317140 0 0 ISHARES TR CORE MSCI EAFE 46432F842 64848 900032 SH DFND 900032 0 0 JABIL INC COM 466313103 9636 184735 SH DFND 184735 0 0 JACK IN THE BOX INC COM 466367109 778 7085 SH DFND 6995 0 90 JBG SMITH PPTYS COM 46590V100 207 6510 SH DFND 0 0 6510 JD.COM INC SPON ADR CL A 47215P106 1489 17650 SH DFND 17650 0 0 JOHNSON & JOHNSON COM 478160104 46483 282829 SH DFND 238627 0 44202 JOHNSON CTLS INTL PLC SHS G51502105 957 16028 SH DFND 16028 0 0 JOHNSON OUTDOORS INC CL A 479167108 743 5200 SH DFND 5200 0 0 JOINT CORP COM 47973J102 1171 24200 SH DFND 23800 0 400 JONES LANG LASALLE INC COM 48020Q107 5763 32188 SH DFND 30272 0 1916 JOUNCE THERAPEUTICS INC COM 481116101 374 36400 SH DFND 35000 0 1400 JPMORGAN CHASE & CO COM 46625H100 21907 143901 SH DFND 143636 0 265 JUNIPER NETWORKS INC COM 48203R104 13817 545462 SH DFND 543262 0 2200 KANSAS CITY SOUTHERN COM NEW 485170302 6558 24845 SH DFND 24845 0 0 KB HOME COM 48666K109 1325 28469 SH DFND 28000 0 469 KE HLDGS INC SPONSORED ADS 482497104 405 7097 SH DFND 7097 0 0 KEARNY FINL CORP MD COM 48716P108 242 20000 SH DFND 20000 0 0 KELLOGG CO COM 487836108 15650 247229 SH DFND 233785 0 13444 KELLY SVCS INC CL A 488152208 339 15192 SH DFND 15192 0 0 KEURIG DR PEPPER INC COM 49271V100 826 24019 SH DFND 0 0 24019 KEYCORP COM 493267108 226 11295 SH DFND 11295 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 302 2101 SH DFND 2101 0 0 KFORCE INC COM 493732101 1234 23010 SH DFND 22700 0 310 KILROY RLTY CORP COM 49427F108 312 4748 SH DFND 0 0 4748 KIMBERLY-CLARK CORP COM 494368103 25716 184937 SH DFND 166807 0 18130 KIMCO RLTY CORP COM 49446R109 6287 335266 SH DFND 322651 0 12615 KINDER MORGAN INC DEL COM 49456B101 4409 264779 SH DFND 50055 0 214724 KINDRED BIOSCIENCES INC COM 494577109 379 76200 SH DFND 75000 0 1200 KINROSS GOLD CORP COM 496902404 3167 475500 SH DFND 472500 0 3000 KIRKLANDS INC COM 497498105 357 12700 SH DFND 12500 0 200 KKR REAL ESTATE FIN TR INC COM 48251K100 332 18000 SH DFND 18000 0 0 KLA CORP COM NEW 482480100 772 2335 SH DFND 2335 0 0 KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 446 25000 SH DFND 25000 0 0 KOHLS CORP COM 500255104 3412 57237 SH DFND 56867 0 370 KOSMOS ENERGY LTD COM 500688106 164 53316 SH DFND 0 0 53316 KRAFT HEINZ CO COM 500754106 1741 43525 SH DFND 11368 0 32157 KROGER CO COM 501044101 36405 1011506 SH DFND 971475 0 40031 KT CORP SPONSORED ADR 48268K101 5169 415476 SH DFND 415476 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 630 3108 SH DFND 3108 0 0 LA Z BOY INC COM 505336107 425 10000 SH DFND 10000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 673 2636 SH DFND 1084 0 1552 LAKELAND INDS INC COM 511795106 485 17400 SH DFND 17000 0 400 LAM RESEARCH CORP COM 512807108 18758 31512 SH DFND 31512 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 9802 104356 SH DFND 101203 0 3153 LAMB WESTON HLDGS INC COM 513272104 876 11302 SH DFND 3616 0 7686 LAREDO PETROLEUM INC COM 516806205 382 12700 SH DFND 12500 0 200 LAS VEGAS SANDS CORP COM 517834107 214 3513 SH DFND 3513 0 0 LAUDER ESTEE COS INC CL A 518439104 6616 22746 SH DFND 11269 0 11477 LAZARD LTD SHS A G54050102 279 6400 SH DFND 6400 0 0 LCI INDS COM 50189K103 341 2575 SH DFND 2500 0 75 LEGG MASON ETF INVT TR CLRBRG GWT ETF 524682101 39223 858843 SH DFND 856510 0 2333 LEGG MASON ETF INVT TR CLEARBRIDEG LR 524682200 39 767 SH DFND 767 0 0 LEGG MASON ETF INVT TR CLEARBRIDGE DI 524682309 136 3605 SH DFND 3605 0 0 LEGG MASON ETF INVT TR L VOL H DIV ETF 52468L406 191686 5483779 SH DFND 5483779 0 0 LEGG MASON ETF INVT TR INT LW VTY HGH 52468L505 28886 1138572 SH DFND 1138572 0 0 LEGG MASON ETF INVT TR GLOBAL INFSTRU 52468L703 81 2614 SH DFND 1697 0 917 LEGG MASON ETF INVT TR WESTN ASET TTL 52468L810 9798 365055 SH DFND 364952 0 103 LEGG MASON ETF INVT TR SML CAP QULITY 52468L877 3744 104195 SH DFND 103573 0 622 LENNAR CORP CL A 526057104 553 5455 SH DFND 5455 0 0 LEXINGTON REALTY TRUST COM 529043101 1294 116455 SH DFND 105736 0 10719 LIBERTY BROADBAND CORP COM SER C 530307305 266 1769 SH DFND 0 0 1769 LIBERTY GLOBAL PLC SHS CL C G5480U120 5249 205500 SH DFND 205500 0 0 LIFE STORAGE INC COM 53223X107 14265 165965 SH DFND 162742 0 3223 LILLY ELI & CO COM 532457108 16313 87315 SH DFND 73168 0 14147 LINCOLN NATL CORP IND COM 534187109 2172 34875 SH DFND 34875 0 0 LINDE PLC SHS G5494J103 3418 12200 SH DFND 12200 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 250 2953 SH DFND 1553 0 1400 LIVERAMP HLDGS INC COM 53815P108 478 9200 SH DFND 9000 0 200 LOCKHEED MARTIN CORP COM 539830109 15558 42105 SH DFND 41935 0 170 LOGITECH INTL S A SHS H50430232 15241 145317 SH DFND 138559 0 6758 LOUISIANA PAC CORP COM 546347105 2832 51048 SH DFND 50848 0 200 LOWES COS INC COM 548661107 8101 42592 SH DFND 42592 0 0 LTC PPTYS INC COM 502175102 781 18717 SH DFND 18217 0 500 LUMINEX CORP DEL COM 55027E102 1020 31966 SH DFND 29714 0 2252 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4497 43213 SH DFND 43028 0 185 M & T BK CORP COM 55261F104 220 1445 SH DFND 1445 0 0 M D C HLDGS INC COM 552676108 1130 19008 SH DFND 18900 0 108 M/I HOMES INC COM 55305B101 621 10500 SH DFND 10400 0 100 MACERICH CO COM 554382101 7109 607529 SH DFND 605229 0 2300 MACROGENICS INC COM 556099109 227 7100 SH DFND 7000 0 100 MAGNA INTL INC COM 559222401 9818 111482 SH DFND 111082 0 400 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 1985 79700 SH DFND 79000 0 700 MAGNOLIA OIL & GAS CORP CL A 559663109 153 13300 SH DFND 0 0 13300 MANHATTAN ASSOCS INC COM 562750109 4231 36042 SH DFND 34792 0 1250 MANITOWOC CO INC COM NEW 563571405 739 35800 SH DFND 35000 0 800 MANPOWERGROUP INC COM 56418H100 4881 49350 SH DFND 49350 0 0 MANTECH INTL CORP CL A 564563104 687 7900 SH DFND 7400 0 500 MANULIFE FINL CORP COM 56501R106 3331 154858 SH DFND 153758 0 1100 MARATHON OIL CORP COM 565849106 996 93202 SH DFND 11418 0 81784 MARATHON PETE CORP COM 56585A102 4555 85153 SH DFND 17538 0 67615 MARCUS & MILLICHAP INC COM 566324109 721 21389 SH DFND 19939 0 1450 MARCUS CORP DEL COM 566330106 254 12700 SH DFND 12600 0 100 MARINEMAX INC COM 567908108 734 14860 SH DFND 14500 0 360 MARKEL CORP COM 570535104 228 200 SH DFND 200 0 0 MARKETAXESS HLDGS INC COM 57060D108 206 412 SH DFND 412 0 0 MARRIOTT INTL INC NEW CL A 571903202 749 5057 SH DFND 5057 0 0 MARSH & MCLENNAN COS INC COM 571748102 913 7490 SH DFND 7490 0 0 MARTIN MARIETTA MATLS INC COM 573284106 549 1634 SH DFND 1634 0 0 MASCO CORP COM 574599106 4076 68033 SH DFND 68033 0 0 MASIMO CORP COM 574795100 1034 4501 SH DFND 3561 0 940 MASONITE INTL CORP COM 575385109 1545 13400 SH DFND 13200 0 200 MASTERCARD INCORPORATED CL A 57636Q104 13957 39199 SH DFND 34346 0 4853 MATADOR RES CO COM 576485205 227 9657 SH DFND 0 0 9657 MATTHEWS INTL CORP CL A 577128101 202 5094 SH DFND 5094 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 600 6565 SH DFND 6565 0 0 MAXIMUS INC COM 577933104 1156 12973 SH DFND 12903 0 70 MCCORMICK & CO INC COM NON VTG 579780206 1538 17249 SH DFND 4769 0 12480 MCDONALDS CORP COM 580135101 4587 20464 SH DFND 20377 0 87 MCEWEN MNG INC COM 58039P107 366 351600 SH DFND 343000 0 8600 MCGRATH RENTCORP COM 580589109 811 10054 SH DFND 9857 0 197 MCKESSON CORP COM 58155Q103 8087 41460 SH DFND 39228 0 2232 MEDICAL PPTYS TRUST INC COM 58463J304 7705 362037 SH DFND 346880 0 15157 MEDIFAST INC COM 58470H101 820 3870 SH DFND 3200 0 670 MEDPACE HLDGS INC COM 58506Q109 762 4640 SH DFND 4000 0 640 MEDTRONIC PLC SHS G5960L103 5609 47480 SH DFND 25752 0 21728 MERCK & CO. INC COM 58933Y105 28720 372539 SH DFND 330827 0 41712 MERCURY GENL CORP NEW COM 589400100 2856 46956 SH DFND 46956 0 0 MERIDIAN BANCORP INC MD COM 58958U103 258 14000 SH DFND 14000 0 0 MERIDIAN BIOSCIENCE INC COM 589584101 440 16749 SH DFND 16374 0 375 MERITAGE HOMES CORP COM 59001A102 1223 13300 SH DFND 13100 0 200 MERITOR INC COM 59001K100 742 25200 SH DFND 25000 0 200 META FINL GROUP INC COM 59100U108 875 19300 SH DFND 18900 0 400 METLIFE INC COM 59156R108 4830 79446 SH DFND 79446 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 4302 3722 SH DFND 3342 0 380 MGIC INVT CORP WIS COM 552848103 11671 842645 SH DFND 842245 0 400 MGM GROWTH PPTYS LLC CL A COM 55303A105 540 16541 SH DFND 16541 0 0 MGM RESORTS INTERNATIONAL COM 552953101 2909 76563 SH DFND 76563 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 524 3375 SH DFND 3375 0 0 MICRON TECHNOLOGY INC COM 595112103 1408 15960 SH DFND 15960 0 0 MICROSOFT CORP COM 594918104 116279 493185 SH DFND 452984 0 40201 MID-AMER APT CMNTYS INC COM 59522J103 1328 9196 SH DFND 4615 0 4581 MIDLAND STS BANCORP INC ILL COM 597742105 1022 36807 SH DFND 36286 0 521 MIRATI THERAPEUTICS INC COM 60468T105 351 2048 SH DFND 1400 0 648 MODERNA INC COM 60770K107 657 5010 SH DFND 900 0 4110 MODIVCARE INC COM 60783X104 765 5167 SH DFND 5167 0 0 MOLINA HEALTHCARE INC COM 60855R100 12650 54115 SH DFND 53003 0 1112 MOLSON COORS BEVERAGE CO CL B 60871R209 654 12772 SH DFND 3041 0 9731 MONDELEZ INTL INC CL A 609207105 5748 98194 SH DFND 25745 0 72449 MONSTER BEVERAGE CORP NEW COM 61174X109 15095 165708 SH DFND 148037 0 17671 MOODYS CORP COM 615369105 789 2641 SH DFND 2641 0 0 MORGAN STANLEY COM NEW 617446448 1655 21301 SH DFND 21301 0 0 MOSAIC CO NEW COM 61945C103 270 8512 SH DFND 8512 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 7291 38768 SH DFND 38541 0 227 MOVADO GROUP INC COM 624580106 285 10000 SH DFND 10000 0 0 MPLX LP COM UNIT REP LTD 55336V100 1190 46400 SH DFND 46400 0 0 MRC GLOBAL INC COM 55345K103 326 36000 SH DFND 34600 0 1400 MSC INDL DIRECT INC CL A 553530106 1501 16637 SH DFND 16637 0 0 MSCI INC COM 55354G100 388 925 SH DFND 925 0 0 MURPHY OIL CORP COM 626717102 236 14366 SH DFND 0 0 14366 MYOVANT SCIENCES LTD COM G637AM102 576 28000 SH DFND 28000 0 0 MYR GROUP INC DEL COM 55405W104 677 9439 SH DFND 9439 0 0 NATIONAL BEVERAGE CORP COM 635017106 250 5100 SH DFND 4100 0 1000 NATIONAL FUEL GAS CO N J COM 636180101 5138 102776 SH DFND 102105 0 671 NATIONAL HEALTH INVS INC COM 63633D104 1693 23422 SH DFND 21722 0 1700 NATIONAL HEALTHCARE CORP COM 635906100 647 8300 SH DFND 8300 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 4303 97621 SH DFND 91626 0 5995 NATUS MED INC DEL COM 639050103 438 17074 SH DFND 16774 0 300 NAUTILUS INC COM 63910B102 332 21200 SH DFND 20900 0 300 NAVIENT CORPORATION COM 63938C108 212 14800 SH DFND 14500 0 300 NBT BANCORP INC COM 628778102 607 15200 SH DFND 15200 0 0 NEOGEN CORP COM 640491106 535 6010 SH DFND 5100 0 910 NEOPHOTONICS CORP COM 64051T100 612 51200 SH DFND 50000 0 1200 NETAPP INC COM 64110D104 2397 32973 SH DFND 32973 0 0 NETEASE INC SPONSORED ADS 64110W102 2100 20337 SH DFND 20130 0 207 NETFLIX INC COM 64110L106 11858 22731 SH DFND 18045 0 4686 NETGEAR INC COM 64111Q104 545 13238 SH DFND 13038 0 200 NETSCOUT SYS INC COM 64115T104 412 14600 SH DFND 14500 0 100 NEUROCRINE BIOSCIENCES INC COM 64125C109 230 2358 SH DFND 660 0 1698 NEVRO CORP COM 64157F103 367 2630 SH DFND 2300 0 330 NEW GOLD INC CDA COM 644535106 1677 1086200 SH DFND 865500 0 220700 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 5490 488000 SH DFND 488000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 5376 425963 SH DFND 425963 0 0 NEWELL BRANDS INC COM 651229106 1310 48903 SH DFND 48903 0 0 NEWMARK GROUP INC CL A 65158N102 490 48900 SH DFND 41500 0 7400 NEWMONT CORP COM 651639106 8888 147458 SH DFND 146558 0 900 NEXTERA ENERGY INC COM 65339F101 6985 92380 SH DFND 47623 0 44757 NEXTIER OILFIELD SOLUTIONS COM 65290C105 68 18200 SH DFND 0 0 18200 NIC INC COM 62914B100 1734 51077 SH DFND 50577 0 500 NIKE INC CL B 654106103 9187 69125 SH DFND 69125 0 0 NIO INC SPON ADS 62914V106 223 5700 SH DFND 5700 0 0 NISOURCE INC COM 65473P105 408 16887 SH DFND 9222 0 7665 NMI HLDGS INC CL A 629209305 478 20200 SH DFND 20000 0 200 NORDIC AMERICAN TANKERS LIMI COM G65773106 640 196700 SH DFND 185900 0 10800 NORFOLK SOUTHN CORP COM 655844108 1384 5151 SH DFND 5151 0 0 NORTHERN TR CORP COM 665859104 258 2448 SH DFND 2448 0 0 NORTHROP GRUMMAN CORP COM 666807102 2075 6411 SH DFND 6241 0 170 NORTHWEST BANCSHARES INC MD COM 667340103 201 13876 SH DFND 13876 0 0 NORTHWEST NAT HLDG CO COM 66765N105 572 10600 SH DFND 10400 0 200 NORTHWESTERN CORP COM NEW 668074305 742 11372 SH DFND 11192 0 180 NORTONLIFELOCK INC COM 668771108 256 12001 SH DFND 9301 0 2700 NOV INC COM 62955J103 660 48109 SH DFND 48109 0 0 NOVAVAX INC COM NEW 670002401 1101 6067 SH DFND 5000 0 1067 NOVOCURE LTD ORD SHS G6674U108 214 1612 SH DFND 0 0 1612 NOW INC COM 67011P100 736 72900 SH DFND 71200 0 1700 NRG ENERGY INC COM NEW 629377508 3792 100500 SH DFND 96712 0 3788 NU SKIN ENTERPRISES INC CL A 67018T105 540 10200 SH DFND 8200 0 2000 NUCOR CORP COM 670346105 663 8259 SH DFND 8259 0 0 NUTRIEN LTD COM 67077M108 1465 27188 SH DFND 27188 0 0 NVIDIA CORPORATION COM 67066G104 21030 39387 SH DFND 39387 0 0 NXP SEMICONDUCTORS N V COM N6596X109 688 3416 SH DFND 3416 0 0 OCCIDENTAL PETE CORP COM 674599105 2926 109901 SH DFND 22017 0 87884 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 155 12990 SH DFND 0 0 12990 OFG BANCORP COM 67103X102 626 27642 SH DFND 27642 0 0 OGE ENERGY CORP COM 670837103 3211 99199 SH DFND 95899 0 3300 OLD DOMINION FREIGHT LINE IN COM 679580100 6763 28129 SH DFND 28129 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 474 12913 SH DFND 3400 0 9513 OMNICOM GROUP INC COM 681919106 21201 285916 SH DFND 285250 0 666 ONEOK INC NEW COM 682680103 3593 70913 SH DFND 13666 0 57247 OPEN TEXT CORP COM 683715106 8110 169967 SH DFND 168863 0 1104 ORACLE CORP COM 68389X105 4236 60364 SH DFND 49742 0 10622 ORCHARD THERAPEUTICS PLC ADS 68570P101 95 13000 SH DFND 13000 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 1771 3491 SH DFND 3491 0 0 ORION GROUP HOLDINGS INC COM 68628V308 936 154100 SH DFND 150000 0 4100 OTIS WORLDWIDE CORP COM 68902V107 306 4465 SH DFND 4465 0 0 OTTER TAIL CORP COM 689648103 282 6100 SH DFND 6000 0 100 OUTFRONT MEDIA INC COM 69007J106 404 18497 SH DFND 13000 0 5497 OVERSTOCK COM INC DEL COM 690370101 239 3600 SH DFND 3500 0 100 OVINTIV INC COM 69047Q102 631 26453 SH DFND 0 0 26453 OWENS & MINOR INC NEW COM 690732102 1812 48200 SH DFND 48000 0 200 OWENS CORNING NEW COM 690742101 1579 17137 SH DFND 17137 0 0 PACCAR INC COM 693718108 677 7278 SH DFND 7278 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 890 26700 SH DFND 24000 0 2700 PACKAGING CORP AMER COM 695156109 11159 82975 SH DFND 82975 0 0 PAPA JOHNS INTL INC COM 698813102 842 9495 SH DFND 9400 0 95 PARK HOTELS RESORTS INC COM 700517105 278 12880 SH DFND 0 0 12880 PARK NATL CORP COM 700658107 675 5214 SH DFND 5214 0 0 PARKER-HANNIFIN CORP COM 701094104 8404 26642 SH DFND 26642 0 0 PATRICK INDS INC COM 703343103 867 10200 SH DFND 10000 0 200 PATTERSON-UTI ENERGY INC COM 703481101 152 21224 SH DFND 0 0 21224 PAYCHEX INC COM 704326107 17002 173445 SH DFND 171399 0 2046 PAYCOM SOFTWARE INC COM 70432V102 240 647 SH DFND 547 0 100 PAYLOCITY HLDG CORP COM 70438V106 779 4330 SH DFND 4300 0 30 PAYPAL HLDGS INC COM 70450Y103 21543 88712 SH DFND 83085 0 5627 PBF ENERGY INC CL A 69318G106 142 10000 SH DFND 0 0 10000 PCTEL INC COM 69325Q105 184 26400 SH DFND 26400 0 0 PDC ENERGY INC COM 69327R101 348 10113 SH DFND 0 0 10113 PEBBLEBROOK HOTEL TR COM 70509V100 774 31824 SH DFND 26000 0 5824 PELOTON INTERACTIVE INC CL A COM 70614W100 225 2000 SH DFND 2000 0 0 PENNANT GROUP INC COM 70805E109 328 7154 SH DFND 7104 0 50 PENUMBRA INC COM 70975L107 202 745 SH DFND 0 0 745 PEOPLES BANCORP INC COM 709789101 627 18880 SH DFND 18680 0 200 PEOPLES UNITED FINANCIAL INC COM 712704105 6037 337231 SH DFND 337231 0 0 PEPSICO INC COM 713448108 30144 213104 SH DFND 142537 0 70567 PERDOCEO ED CORP COM 71363P106 339 28300 SH DFND 28000 0 300 PERFORMANCE FOOD GROUP CO COM 71377A103 333 5773 SH DFND 0 0 5773 PERION NETWORK LTD SHS NEW M78673114 459 25600 SH DFND 25000 0 600 PERKINELMER INC COM 714046109 474 3693 SH DFND 1662 0 2031 PETMED EXPRESS INC COM 716382106 625 17741 SH DFND 17741 0 0 PFIZER INC COM 717081103 29666 818814 SH DFND 727177 0 91637 PG&E CORP COM 69331C108 583 49724 SH DFND 19700 0 30024 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 1078 44150 SH DFND 44000 0 150 PHILIP MORRIS INTL INC COM 718172109 14096 158840 SH DFND 78443 0 80397 PHILLIPS 66 COM 718546104 4748 58220 SH DFND 10657 0 47563 PHOTRONICS INC COM 719405102 528 41000 SH DFND 40000 0 1000 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1863 107235 SH DFND 106735 0 500 PINDUODUO INC SPONSORED ADS 722304102 322 2400 SH DFND 2400 0 0 PINNACLE WEST CAP CORP COM 723484101 10400 127836 SH DFND 124654 0 3182 PINTEREST INC CL A 72352L106 404 5453 SH DFND 2400 0 3053 PIONEER NAT RES CO COM 723787107 4242 26707 SH DFND 5630 0 21077 PLUG POWER INC COM NEW 72919P202 219 6100 SH DFND 6000 0 100 PNC FINL SVCS GROUP INC COM 693475105 1136 6473 SH DFND 6473 0 0 POPULAR INC COM NEW 733174700 2377 33794 SH DFND 33794 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 7024 147957 SH DFND 145457 0 2500 POST HLDGS INC COM 737446104 354 3344 SH DFND 0 0 3344 POTLATCHDELTIC CORPORATION COM 737630103 211 3984 SH DFND 0 0 3984 PPG INDS INC COM 693506107 947 6297 SH DFND 6297 0 0 PPL CORP COM 69351T106 16324 566001 SH DFND 549133 0 16868 PRECISION DRILLING CORP COM NEW 74022D407 494 22890 SH DFND 19110 0 3780 PRICE T ROWE GROUP INC COM 74144T108 621 3614 SH DFND 3614 0 0 PRIMERICA INC COM 74164M108 602 4071 SH DFND 4071 0 0 PRIMO WATER CORPORATION COM 74167P108 128454 7900 SH DFND 0 0 7900 PRIMORIS SVCS CORP COM 74164F103 1137 34295 SH DFND 33795 0 500 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1140 19005 SH DFND 19005 0 0 PROCTER AND GAMBLE CO COM 742718109 53278 393398 SH DFND 266574 0 126824 PROGRESS SOFTWARE CORP COM 743312100 671 15212 SH DFND 13412 0 1800 PROGRESSIVE CORP COM 743315103 1141 11924 SH DFND 11924 0 0 PROLOGIS INC. COM 74340W103 4624 43614 SH DFND 19602 0 24012 PROVIDENT FINL SVCS INC COM 74386T105 500 22414 SH DFND 22414 0 0 PRUDENTIAL FINL INC COM 744320102 2381 26132 SH DFND 26132 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 481 3106 SH DFND 2000 0 1106 PUBLIC STORAGE COM 74460D109 23755 96267 SH DFND 90426 0 5841 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 17711 294140 SH DFND 283636 0 10504 PULTE GROUP INC COM 745867101 14613 278654 SH DFND 278654 0 0 QIAGEN NV SHS NEW N72482123 303 6212 SH DFND 1226 0 4986 QORVO INC COM 74736K101 3696 20228 SH DFND 20228 0 0 QUALCOMM INC COM 747525103 3901 29417 SH DFND 29417 0 0 QUALIGEN THERAPEUTICS INC COM 74754R103 222 82000 SH DFND 80000 0 2000 QUALYS INC COM 74758T303 4509 43025 SH DFND 42575 0 450 QUEST DIAGNOSTICS INC COM 74834L100 545 4243 SH DFND 2479 0 1764 QUIDEL CORP COM 74838J101 5159 40320 SH DFND 39850 0 470 RADIAN GROUP INC COM 750236101 1238 53218 SH DFND 52518 0 700 RANGE RES CORP COM 75281A109 257 24819 SH DFND 0 0 24819 RAPT THERAPEUTICS INC COM 75382E109 365 16400 SH DFND 16000 0 400 RAYONIER ADVANCED MATLS INC COM 75508B104 805 88698 SH DFND 86598 0 2100 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1798 23260 SH DFND 23260 0 0 RE MAX HLDGS INC CL A 75524W108 203 5150 SH DFND 5050 0 100 REALOGY HLDGS CORP COM 75605Y106 1060 70000 SH DFND 68700 0 1300 REALTY INCOME CORP COM 756109104 12722 200333 SH DFND 186624 0 13709 REDWOOD TR INC COM 758075402 127 12170 SH DFND 12170 0 0 REGENCY CTRS CORP COM 758849103 560 9865 SH DFND 3567 0 6298 REGENERON PHARMACEUTICALS COM 75886F107 13163 27819 SH DFND 26154 0 1665 REGENXBIO INC COM 75901B107 280 8200 SH DFND 8200 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 7999 387145 SH DFND 387145 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 1067 7000 SH DFND 7000 0 0 RENAISSANCERE HLDGS LTD COM G7496G103 225 1400 SH DFND 1400 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 314 4752 SH DFND 0 0 4752 RENT A CTR INC NEW COM 76009N100 586 10150 SH DFND 10000 0 150 REPUBLIC SVCS INC COM 760759100 3399 34211 SH DFND 33959 0 252 RESMED INC COM 761152107 887 4569 SH DFND 2226 0 2343 RESOLUTE FST PRODS INC COM 76117W109 723 66004 SH DFND 63900 0 2104 RESOURCES CONNECTION INC COM 76122Q105 538 39715 SH DFND 39715 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 313 4810 SH DFND 4810 0 0 RITE AID CORP COM 767754872 498 24300 SH DFND 24300 0 0 RLI CORP COM 749607107 491 4400 SH DFND 4400 0 0 RLJ LODGING TR COM 74965L101 788 50867 SH DFND 42097 0 8770 ROBERT HALF INTL INC COM 770323103 4534 58064 SH DFND 58064 0 0 ROCKWELL AUTOMATION INC COM 773903109 544 2047 SH DFND 2047 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 741 16061 SH DFND 16061 0 0 ROKU INC COM CL A 77543R102 494 1514 SH DFND 500 0 1014 ROPER TECHNOLOGIES INC COM 776696106 470 1165 SH DFND 1165 0 0 ROSS STORES INC COM 778296103 669 5574 SH DFND 5574 0 0 ROYAL BK CDA COM 780087102 2614 28357 SH DFND 28057 0 300 RPT REALTY SH BEN INT 74971D101 365 31961 SH DFND 31461 0 500 RUSH ENTERPRISES INC CL A 781846209 889 17837 SH DFND 17500 0 337 RUTHS HOSPITALITY GROUP INC COM 783332109 623 25065 SH DFND 24815 0 250 S&P GLOBAL INC COM 78409V104 1478 4187 SH DFND 4187 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 555 31956 SH DFND 25000 0 6956 SAFETY INS GROUP INC COM 78648T100 1778 21093 SH DFND 20893 0 200 SAGE THERAPEUTICS INC COM 78667J108 5995 80090 SH DFND 78490 0 1600 SAILPOINT TECHNOLOGIES HLDGS COM 78781P105 335 6600 SH DFND 6500 0 100 SALESFORCE COM INC COM 79466L302 3734 17622 SH DFND 13021 0 4601 SANDERSON FARMS INC COM 800013104 391 2506 SH DFND 1400 0 1106 SANDRIDGE ENERGY INC COM NEW 80007P869 318 81300 SH DFND 80000 0 1300 SANFILIPPO JOHN B & SON INC COM 800422107 823 9104 SH DFND 8104 0 1000 SANGAMO THERAPEUTICS INC COM 800677106 463 36900 SH DFND 36000 0 900 SANMINA CORPORATION COM 801056102 1118 27000 SH DFND 26500 0 500 SANTANDER CONSUMER USA HDG I COM 80283M101 252 9300 SH DFND 9300 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 1823 6567 SH DFND 3045 0 3522 SCANSOURCE INC COM 806037107 232 7738 SH DFND 7438 0 300 SCHLUMBERGER LTD COM 806857108 4940 181668 SH DFND 33532 0 148136 SCHNITZER STEEL INDS INC CL A 806882106 318 7600 SH DFND 7500 0 100 SCHWAB CHARLES CORP COM 808513105 1461 22406 SH DFND 22406 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 186120 1938141 SH DFND 1938141 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 11157 111939 SH DFND 111939 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 7 94 SH DFND 94 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 1001 24357 SH DFND 24357 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 475 5677 SH DFND 5677 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 19582 255129 SH DFND 255129 0 0 SEAGEN INC COM 81181C104 9103 65549 SH DFND 63697 0 1852 SEALED AIR CORP NEW COM 81211K100 204 4431 SH DFND 4431 0 0 SEMPRA ENERGY COM 816851109 1770 13348 SH DFND 6897 0 6451 SENSIENT TECHNOLOGIES CORP COM 81725T100 597 7647 SH DFND 7647 0 0 SERVICE CORP INTL COM 817565104 1001 19600 SH DFND 19600 0 0 SERVICENOW INC COM 81762P102 1590 3179 SH DFND 2255 0 924 SFL CORPORATION LTD SHS G7738W106 90 11100 SH DFND 0 0 11100 SHAW COMMUNICATIONS INC CL B CONV 82028K200 596 22819 SH DFND 22819 0 0 SHENANDOAH TELECOMMUNICATION COM 82312B106 1167 23900 SH DFND 22700 0 1200 SHERWIN WILLIAMS CO COM 824348106 1517 2055 SH DFND 2055 0 0 SHOPIFY INC CL A 82509L107 545 494 SH DFND 494 0 0 SIGNET JEWELERS LIMITED SHS G81276100 766 13200 SH DFND 13000 0 200 SILGAN HOLDINGS INC COM 827048109 1120 26640 SH DFND 26640 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2261 19866 SH DFND 8221 0 11645 SIMULATIONS PLUS INC COM 829214105 450 7100 SH DFND 7100 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 337 1833 SH DFND 1833 0 0 SL GREEN RLTY CORP COM 78440X804 223 3182 SH DFND 3182 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 7554 185900 SH DFND 183000 0 2900 SMITH & WESSON BRANDS INC COM 831754106 585 33500 SH DFND 33000 0 500 SMITH A O CORP COM 831865209 530 7829 SH DFND 7829 0 0 SMUCKER J M CO COM NEW 832696405 7201 56911 SH DFND 50489 0 6422 SORRENTO THERAPEUTICS INC COM NEW 83587F202 168 20200 SH DFND 20000 0 200 SOUTHERN CO COM 842587107 5141 82698 SH DFND 59100 0 23598 SOUTHERN COPPER CORP COM 84265V105 391 5700 SH DFND 5700 0 0 SOUTHWEST AIRLS CO COM 844741108 378 6183 SH DFND 6183 0 0 SOUTHWEST GAS HOLDINGS INC COM 844895102 1086 15800 SH DFND 15000 0 800 SOUTHWESTERN ENERGY CO COM 845467109 333 71424 SH DFND 0 0 71424 SPARTANNASH CO COM 847215100 1585 80700 SH DFND 80000 0 700 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 12 243 SH DFND 243 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 6985 202756 SH DFND 202518 0 238 SPDR S&P 500 ETF TR TR UNIT 78462F103 141850 357908 SH DFND 357908 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 52238 626727 SH DFND 626550 0 177 SPDR SER TR FTSE INT GVT ETF 78464A490 738 13280 SH DFND 12994 0 286 SPDR SER TR BLOMBERG INTL TR 78464A516 4950 169859 SH DFND 169859 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 21552 788576 SH DFND 788576 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 17886 164389 SH DFND 164117 0 272 SPECTRUM BRANDS HLDGS INC NE COM 84790A105 749 8807 SH DFND 6800 0 2007 SPECTRUM PHARMACEUTICALS INC COM 84763A108 59 18000 SH DFND 18000 0 0 SPIRE INC COM 84857L101 521 7050 SH DFND 7000 0 50 SPORTSMANS WHSE HLDGS INC COM 84920Y106 421 24400 SH DFND 24000 0 400 SPOTIFY TECHNOLOGY S A SHS L8681T102 446 1662 SH DFND 0 0 1662 SPROUTS FMRS MKT INC COM 85208M102 966 36251 SH DFND 30472 0 5779 SPS COMMERCE INC COM 78463M107 1301 13100 SH DFND 13000 0 100 SQUARE INC CL A 852234103 645 2839 SH DFND 1000 0 1839 STAAR SURGICAL CO COM PAR $0.01 852312305 1318 12500 SH DFND 12000 0 500 STAG INDL INC COM 85254J102 205 6096 SH DFND 0 0 6096 STANDARD MTR PRODS INC COM 853666105 1007 24200 SH DFND 24100 0 100 STANLEY BLACK & DECKER INC COM 854502101 367 1838 SH DFND 1838 0 0 STARBUCKS CORP COM 855244109 1998 18279 SH DFND 18279 0 0 STATE STR CORP COM 857477103 645 7670 SH DFND 7670 0 0 STEEL DYNAMICS INC COM 858119100 10595 208719 SH DFND 208719 0 0 STEELCASE INC CL A 858155203 477 33100 SH DFND 33000 0 100 STERIS PLC SHS USD G8473T100 478 2508 SH DFND 946 0 1562 STEWART INFORMATION SVCS COR COM 860372101 427 8200 SH DFND 8000 0 200 STORE CAP CORP COM 862121100 5510 164459 SH DFND 154764 0 9695 STRATEGIC ED INC COM 86272C103 589 6400 SH DFND 6400 0 0 STRIDE INC COM 86333M108 547 18150 SH DFND 18000 0 150 STRYKER CORPORATION COM 863667101 2747 11276 SH DFND 5491 0 5785 STURM RUGER & CO INC COM 864159108 404 6100 SH DFND 6100 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 509 50018 SH DFND 49418 0 600 SUN CMNTYS INC COM 866674104 710 4726 SH DFND 1400 0 3326 SUN LIFE FINANCIAL INC. COM 866796105 324 6420 SH DFND 6420 0 0 SUNCOKE ENERGY INC COM 86722A103 667 95060 SH DFND 92800 0 2260 SUNCOR ENERGY INC NEW COM 867224107 338 16183 SH DFND 16183 0 0 SUNPOWER CORP COM 867652406 516 15400 SH DFND 15000 0 400 SUNSTONE HOTEL INVS INC NEW COM 867892101 1146 91919 SH DFND 79219 0 12700 SURMODICS INC COM 868873100 365 6500 SH DFND 6300 0 200 SVB FINANCIAL GROUP COM 78486Q101 292 591 SH DFND 591 0 0 SYNCHRONY FINANCIAL COM 87165B103 12567 309059 SH DFND 309059 0 0 SYNLOGIC INC COM 87166L100 365 101700 SH DFND 100000 0 1700 SYNOPSYS INC COM 871607107 652 2631 SH DFND 1615 0 1016 SYROS PHARMACEUTICALS INC COM 87184Q107 479 64000 SH DFND 63000 0 1000 SYSCO CORP COM 871829107 2816 35756 SH DFND 11060 0 24696 SYSTEMAX INC COM 871851101 739 17968 SH DFND 17968 0 0 T2 BIOSYSTEMS INC COM 89853L104 181 111550 SH DFND 109000 0 2550 TACTILE SYS TECHNOLOGY INC COM 87357P100 218 4000 SH DFND 4000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 6469 36608 SH DFND 34849 0 1759 TAL EDUCATION GROUP SPONSORED ADS 874080104 281 5200 SH DFND 5200 0 0 TARGA RES CORP COM 87612G101 792 24940 SH DFND 0 0 24940 TARGET CORP COM 87612E106 18968 95763 SH DFND 95438 0 325 TC ENERGY CORP COM 87807B107 397 8671 SH DFND 8671 0 0 TE CONNECTIVITY LTD REG SHS H84989104 774 5988 SH DFND 5988 0 0 TEEKAY TANKERS LTD CL A Y8565N300 322 23100 SH DFND 23100 0 0 TELADOC HEALTH INC COM 87918A105 467 2569 SH DFND 800 0 1769 TELEFLEX INCORPORATED COM 879369106 547 1316 SH DFND 625 0 691 TELEPHONE & DATA SYS INC COM NEW 879433829 5191 226082 SH DFND 225982 0 100 TELLURIAN INC NEW COM 87968A104 53 22600 SH DFND 0 0 22600 TELUS CORPORATION COM 87971M103 843 42316 SH DFND 41316 0 1000 TERADYNE INC COM 880770102 1409 11572 SH DFND 11572 0 0 TEREX CORP NEW COM 880779103 1035 22450 SH DFND 22300 0 150 TESLA INC COM 88160R101 16920 25331 SH DFND 25331 0 0 TEXAS INSTRS INC COM 882508104 29199 154495 SH DFND 154283 0 212 TEXTAINER GROUP HOLDINGS LTD SHS G8766E109 1456 50800 SH DFND 50000 0 800 TFI INTL INC COM 87241L109 3036 40500 SH DFND 33500 0 7000 THERMO FISHER SCIENTIFIC INC COM 883556102 5625 12324 SH DFND 5817 0 6507 TITAN INTL INC ILL COM 88830M102 1746 188080 SH DFND 184580 0 3500 TJX COS INC NEW COM 872540109 5974 90303 SH DFND 90303 0 0 T-MOBILE US INC COM 872590104 2779 22177 SH DFND 8978 0 13199 TOLL BROTHERS INC COM 889478103 5333 94000 SH DFND 94000 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 402 6170 SH DFND 5870 0 300 TRACON PHARMACEUTICALS INC COM NEW 89237H209 360 43700 SH DFND 42900 0 800 TRACTOR SUPPLY CO COM 892356106 1549 8745 SH DFND 8745 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 5744 34694 SH DFND 34694 0 0 TRANSDIGM GROUP INC COM 893641100 529 899 SH DFND 899 0 0 TRANSOCEAN LTD REG SHS H8817H100 203 57069 SH DFND 0 0 57069 TRAVELCENTERS OF AMERICA INC COM NEW 89421B109 356 13100 SH DFND 12800 0 300 TRAVELERS COMPANIES INC COM 89417E109 1656 11008 SH DFND 11008 0 0 TREVENA INC COM 89532E109 56 31141 SH DFND 31141 0 0 TRI POINTE GROUP INC COM 87265H109 587 28800 SH DFND 28100 0 700 TRIMBLE INC COM 896239100 221 2830 SH DFND 2830 0 0 TRINET GROUP INC COM 896288107 336 4300 SH DFND 4300 0 0 TRINSEO S A SHS L9340P101 1424 22350 SH DFND 22000 0 350 TRIP COM GROUP LTD ADS 89677Q107 218 5500 SH DFND 5500 0 0 TRIPLE-S MGMT CORP CL B 896749108 530 20335 SH DFND 20076 0 259 TRITON INTL LTD CL A G9078F107 776 14100 SH DFND 14000 0 100 TRUEBLUE INC COM 89785X101 445 20199 SH DFND 19949 0 250 TRUECAR INC COM 89785L107 354 73800 SH DFND 72000 0 1800 TRUIST FINL CORP COM 89832Q109 1186 20333 SH DFND 20333 0 0 TTEC HLDGS INC COM 89854H102 704 7000 SH DFND 7000 0 0 TTM TECHNOLOGIES INC COM 87305R109 470 32400 SH DFND 32000 0 400 TURNING POINT THERAPEUTICS I COM 90041T108 313 3300 SH DFND 2500 0 800 TUTOR PERINI CORP COM 901109108 461 24300 SH DFND 24000 0 300 TWILIO INC CL A 90138F102 287 837 SH DFND 0 0 837 TWITTER INC COM 90184L102 963 15131 SH DFND 11170 0 3961 TYLER TECHNOLOGIES INC COM 902252105 201 472 SH DFND 472 0 0 TYSON FOODS INC CL A 902494103 1861 25045 SH DFND 10367 0 14678 UBER TECHNOLOGIES INC COM 90353T100 219 4000 SH DFND 4000 0 0 UBS GROUP AG SHS H42097107 1149 74255 SH DFND 74255 0 0 UDR INC COM 902653104 1046 23837 SH DFND 12090 0 11747 UGI CORP NEW COM 902681105 308 7510 SH DFND 4100 0 3410 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 443 3884 SH DFND 3000 0 884 UMPQUA HLDGS CORP COM 904214103 427 24300 SH DFND 24000 0 300 UNION PAC CORP COM 907818108 2421 10983 SH DFND 10983 0 0 UNITED NAT FOODS INC COM 911163103 1881 57100 SH DFND 53300 0 3800 UNITED PARCEL SERVICE INC CL B 911312106 21696 127628 SH DFND 127628 0 0 UNITED RENTALS INC COM 911363109 255 773 SH DFND 773 0 0 UNITED STATES CELLULAR CORP COM 911684108 337 9220 SH DFND 9140 0 80 UNITED THERAPEUTICS CORP DEL COM 91307C102 5975 35716 SH DFND 34885 0 831 UNITEDHEALTH GROUP INC COM 91324P102 31758 85354 SH DFND 70101 0 15253 UNIVERSAL HLTH SVCS INC CL B 913903100 684 5125 SH DFND 4104 0 1021 UNUM GROUP COM 91529Y106 4799 172435 SH DFND 172435 0 0 US BANCORP DEL COM NEW 902973304 3786 68438 SH DFND 67638 0 800 US FOODS HLDG CORP COM 912008109 430 11274 SH DFND 0 0 11274 USANA HEALTH SCIENCES INC COM 90328M107 801 8200 SH DFND 7100 0 1100 V F CORP COM 918204108 298 3722 SH DFND 3722 0 0 VALERO ENERGY CORP COM 91913Y100 10467 146180 SH DFND 102981 0 43199 VANDA PHARMACEUTICALS INC COM 921659108 433 28769 SH DFND 28000 0 769 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 11 465 SH DFND 465 0 0 VANECK VECTORS ETF TR INTL HIGH YIELD 92189F445 11 437 SH DFND 437 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189H300 5535 180395 SH DFND 180074 0 321 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 10677 108786 SH DFND 108786 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 955070 11273250 SH DFND 11273250 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 128948 2257482 SH DFND 2257482 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 22888 62827 SH DFND 62827 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 22 166 SH DFND 166 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 11230 122241 SH DFND 261 0 121980 VANGUARD INDEX FDS SML CP GRW ETF 922908595 43707 159135 SH DFND 159135 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 21987 132758 SH DFND 132758 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 68641 320632 SH DFND 320632 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4982 24103 SH DFND 24103 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 232604 3833288 SH DFND 3833288 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15761 302803 SH DFND 302803 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 17112 183939 SH DFND 183939 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 74314 1185217 SH DFND 1185217 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 62869 1280148 SH DFND 1280148 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 1662 13236 SH DFND 13236 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 1802 18920 SH DFND 12260 0 6660 VARIAN MED SYS INC COM 92220P105 497 2813 SH DFND 1374 0 1439 VAXART INC COM NEW 92243A200 431 71200 SH DFND 70000 0 1200 VECTOR GROUP LTD COM 92240M108 1387 99421 SH DFND 95473 0 3948 VEEVA SYS INC CL A COM 922475108 8609 32954 SH DFND 30831 0 2123 VENTAS INC COM 92276F100 1424 26682 SH DFND 11809 0 14873 VEREIT INC COM 92339V308 1473 38122 SH DFND 30800 0 7322 VERISIGN INC COM 92343E102 218 1093 SH DFND 1093 0 0 VERISK ANALYTICS INC COM 92345Y106 313 1769 SH DFND 1769 0 0 VERITIV CORP COM 923454102 779 18300 SH DFND 18000 0 300 VERIZON COMMUNICATIONS INC COM 92343V104 33207 571050 SH DFND 470157 0 100893 VERSO CORP CL A 92531L207 636 43525 SH DFND 43000 0 525 VERTEX PHARMACEUTICALS INC COM 92532F100 12149 56533 SH DFND 52248 0 4285 VIACOMCBS INC CL B 92556H206 576 12765 SH DFND 7936 0 4829 VIATRIS INC COM 92556V106 411 29364 SH DFND 13166 0 16198 VICI PPTYS INC COM 925652109 689 24363 SH DFND 9600 0 14763 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 1250 41857 SH DFND 40600 0 1257 VISA INC COM CL A 92826C839 9988 47169 SH DFND 38018 0 9151 VISHAY INTERTECHNOLOGY INC COM 928298108 680 28200 SH DFND 28000 0 200 VISTA OUTDOOR INC COM 928377100 611 19030 SH DFND 18600 0 430 VISTRA CORP COM 92840M102 429 24252 SH DFND 11400 0 12852 VORNADO RLTY TR SH BEN INT 929042109 530 11661 SH DFND 6066 0 5595 VULCAN MATLS CO COM 929160109 593 3514 SH DFND 3514 0 0 WABASH NATL CORP COM 929566107 1296 68900 SH DFND 68000 0 900 WADDELL & REED FINL INC CL A 930059100 1518 60586 SH DFND 60586 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 9402 171252 SH DFND 134582 0 36670 WALMART INC COM 931142103 24372 179425 SH DFND 108217 0 71208 WASHINGTON PRIME GROUP NEW COM 93964W405 146 65300 SH DFND 64300 0 1000 WASHINGTON TR BANCORP COM 940610108 595 11516 SH DFND 11516 0 0 WASTE MGMT INC DEL COM 94106L109 4365 33828 SH DFND 33405 0 423 WATERS CORP COM 941848103 575 2022 SH DFND 951 0 1071 WATERSTONE FINL INC MD COM 94188P101 627 30692 SH DFND 30692 0 0 WATSCO INC COM 942622200 1364 5230 SH DFND 5230 0 0 WAYFAIR INC CL A 94419L101 221 700 SH DFND 700 0 0 WD-40 CO COM 929236107 495 1616 SH DFND 1000 0 616 WEC ENERGY GROUP INC COM 92939U106 1283 13700 SH DFND 7591 0 6109 WELLS FARGO CO NEW COM 949746101 2579 66007 SH DFND 66007 0 0 WELLTOWER INC COM 95040Q104 1902 26550 SH DFND 10680 0 15870 WERNER ENTERPRISES INC COM 950755108 1885 39950 SH DFND 39500 0 450 WESBANCO INC COM 950810101 929 25746 SH DFND 25746 0 0 WEST FRASER TIMBER CO LTD COM 952845105 302 4200 SH DFND 4200 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 10388 36865 SH DFND 35764 0 1101 WESTERN DIGITAL CORP. COM 958102105 219 3269 SH DFND 3269 0 0 WESTERN UN CO COM 959802109 14324 580843 SH DFND 579655 0 1188 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 635 26400 SH DFND 26400 0 0 WESTROCK CO COM 96145D105 393 7540 SH DFND 7540 0 0 WEYERHAEUSER CO MTN BE COM NEW 962166104 3891 109283 SH DFND 85142 0 24141 WHITE MTNS INS GROUP LTD COM G9618E107 276 247 SH DFND 247 0 0 WILEY JOHN & SONS INC CL A 968223206 683 12600 SH DFND 12600 0 0 WILLIAMS COS INC COM 969457100 3976 167823 SH DFND 35856 0 131967 WILLIS TOWERS WATSON PLC LTD SHS G96629103 337 1470 SH DFND 1470 0 0 WINNEBAGO INDS INC COM 974637100 699 9100 SH DFND 9000 0 100 WIX COM LTD SHS M98068105 377 1349 SH DFND 1349 0 0 WORKDAY INC CL A 98138H101 232 930 SH DFND 0 0 930 WORKIVA INC COM CL A 98139A105 1170 13250 SH DFND 13000 0 250 WORLD FUEL SVCS CORP COM 981475106 394 11190 SH DFND 5000 0 6190 WP CAREY INC COM 92936U109 805 11371 SH DFND 3800 0 7571 XCEL ENERGY INC COM 98389B100 1780 26756 SH DFND 15369 0 11387 XENCOR INC COM 98401F105 414 9601 SH DFND 6600 0 3001 XENIA HOTELS & RESORTS INC COM 984017103 345 17679 SH DFND 13000 0 4679 XEROX HOLDINGS CORP COM NEW 98421M106 1554 64000 SH DFND 64000 0 0 XILINX INC COM 983919101 1490 12024 SH DFND 12024 0 0 XYLEM INC COM 98419M100 214 2026 SH DFND 2026 0 0 YAMANA GOLD INC COM 98462Y100 1218 280400 SH DFND 276900 0 3500 YANDEX N V SHS CLASS A N97284108 690 10771 SH DFND 10771 0 0 YELP INC CL A 985817105 3020 77415 SH DFND 76715 0 700 YUM BRANDS INC COM 988498101 729 6731 SH DFND 6731 0 0 YUM CHINA HLDGS INC COM 98850P109 1358 22930 SH DFND 22930 0 0 ZAI LAB LTD ADR 98887Q104 410 3066 SH DFND 3066 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 292 601 SH DFND 601 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 299 2300 SH DFND 1400 0 900 ZIMMER BIOMET HOLDINGS INC COM 98956P102 961 6000 SH DFND 2632 0 3368 ZIONS BANCORPORATION N A COM 989701107 6159 112053 SH DFND 112053 0 0 ZOETIS INC CL A 98978V103 2417 15343 SH DFND 7565 0 7778 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 9356 29120 SH DFND 28106 0 1014 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 616 21098 SH DFND 21098 0 0 ZUMIEZ INC COM 989817101 247 5750 SH DFND 5600 0 150 ZYNEX INC COM 98986M103 376 24600 SH DFND 24000 0 600