0000899243-22-031616.txt : 20220920
0000899243-22-031616.hdr.sgml : 20220920
20220920200928
ACCESSION NUMBER: 0000899243-22-031616
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220916
FILED AS OF DATE: 20220920
DATE AS OF CHANGE: 20220920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daw Tracy D
CENTRAL INDEX KEY: 0001501098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 221254831
MAIL ADDRESS:
STREET 1: 2601 ELLIOTT AVENUE
STREET 2: SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-16
0
0001704711
Funko, Inc.
FNKO
0001501098
Daw Tracy D
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
0
1
0
0
CHIEF LEGAL OFFICER
Class A Common Stock
2022-09-16
4
M
0
67001
A
73530
D
Class A Common Stock
2022-09-19
4
S
0
26800
22.7781
D
46730
D
Restricted Stock Units
2022-09-16
4
M
0
67001
0.00
D
Class A Common Stock
67001
0
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.20 to $22.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
The RSUs vested in full on the second anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
/s/ Tracy D. Daw
2022-09-20