N-PX 1 fp0084458-2_npx.htm

 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number   811-22472

 

 

 

RIVERNORTH OPPORTUNITES FUND, INC.

 

 

(Exact name of registrant as specified in charter)

 

360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401

 

 

(Address of principal executive offices)                   (Zip code)

 

Marc L. Collins

360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401

 

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (312) 832-1440

 

Date of fiscal year end: June 30

 

Date of reporting period: July 1, 2022 - June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.

Item 1 Proxy Voting Record

 

 

 

 Investment Company Report

  KLUDEIN I ACQUISITION CORP.  
  Security 49878L109       Meeting Type Special
  Ticker Symbol INKA                  Meeting Date 07-Jul-2022
  ISIN US49878L1098       Agenda 935680036 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: Amend the Company's
Amended and Restated Certificate of Incorporation, to
extend date by which Company must (i) consummate a
merger, capital stock exchange, asset acquisition, stock
purchase, reorganization or similar business combination
with one or more businesses, which we refer to as a
"business combination", (ii) cease its operations if it fails
to complete such business combination, or (iii) redeem or
repurchase 100% of the Company's Class A common
stock included as part of units sold in the Company's
initial public offering.
Management For For  
  2.    Adjournment Proposal: To approve the adjournment of
the Special Meeting to a later date or dates, if necessary,
to permit further solicitation and vote of proxies if there
are insufficient votes for, or otherwise in connection with,
the approval of the Extension Amendment Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
8,544 0 17-Jun-2022 17-Jun-2022
  LIGHTJUMP ACQUISITION CORPORATION  
  Security 53228M106       Meeting Type Special
  Ticker Symbol LJAQ                  Meeting Date 08-Jul-2022
  ISIN US53228M1062       Agenda 935684224 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend from July 12, 2022 to January 12, 2023, the date
by which the Company must consummate a business
combination or, if it fails to do so, cease its operations
and redeem or repurchase 100% of the shares of the
Company's common stock issued in the Company's initial
public offering. A copy of the proposed amendment,
which we refer to as the "Extension Amendment", is set
forth in Annex A to the accompanying Proxy Statement.
Management For For  
  2.    Adjournment Proposal: Approve the adjournment of the
Special Meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes for, or otherwise in
connection with, the approval of the Extension
Amendment Proposal. This proposal will only be
presented at the Special Meeting if there are not
sufficient votes to approve the Extension Amendment
Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
28,126 0 30-Jun-2022 30-Jun-2022
  FOXWAYNE ENTERPRISES ACQUISITION CORP.  
  Security 35166L109       Meeting Type Annual  
  Ticker Symbol FOXW                  Meeting Date 12-Jul-2022
  ISIN US35166L1098       Agenda 935677926 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    A proposal to amend the Company's Second Amended
and Restated Certificate of Incorporation to (i) extend the
date by which the Company has to consummate a
business combination for three months, from July 22,
2022 (the "Original Termination Date") to October 22,
2022 (the "Extended Date"), and (ii) allow the Company,
without another stockholder vote, to elect to extend the
date to consummate a business combination for three
months after the Extended Date, for a total of up to six
months after the Original Termination Date.
Management For For  
  2a.   Election of Class I Director to serve for a term expiring at
the 2025 annual meeting: Jonathan Hale Zippin
Management For For  
  2b.   Election of Class I Director to serve for a term expiring at
the 2025 annual meeting: Sundeep Agrawal
Management For For  
  3.    A proposal to ratify the appointment of
WithumSmith+Brown PC as the Company's independent
accountants for the fiscal year ending December 31,
2022.
Management For For  
  4.    A proposal to approve the adjournment of the Annual
Meeting by the Chairman thereof to a later date, if
necessary.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
12,095 0 17-Jun-2022 17-Jun-2022
  ITHAX ACQUISITION CORP.  
  Security G49775102       Meeting Type Special
  Ticker Symbol ITHX                  Meeting Date 15-Jul-2022
  ISIN KYG497751027       Agenda 935684705 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    The Business Combination Proposal-RESOLVED, as an
ordinary resolution, that ITHAX's entry into (1) the
Business Combination Agreement, dated as of December
20, 2021 (as may be amended, supplemented or
otherwise modified from time to time, the "Business
Combination Agreement"), by and among ITHAX, Ithax
Merger Sub I, LLC, a Delaware limited liability company
and wholly owned subsidiary of ITHAX ("First Merger
Sub"), Ithax Merger Sub II a Delaware limited liability
company and wholly ...(due to space limits, see proxy
material for full proposal).
Management For For  
  2.    The Domestication Proposal-RESOLVED, as a special
resolution, that (a) ITHAX be transferred by way of
continuation to Delaware pursuant to Article 32 of the
amended and restated articles of association of ITHAX,
Part XII of the Companies Act (As Revised) of the
Cayman Islands and Section 388 of the General
Corporation Law of the State of Delaware and,
immediately upon being de- registered in the Cayman
Islands, ITHAX be continued and domesticated as a
corporation under the laws of the State of ...(due to space
limits, see proxy material for full proposal).
Management For For  
  3.    The Proposed Charter and Bylaws Proposal-
RESOLVED, as a special resolution, that the Interim
Charter of ITHAX to be in effect upon the Domestication
(a copy of which is attached to the proxy
statement/prospectus as Annex I) be replaced in its
entirety with the Proposed Charter and Proposed Bylaws
of New Mondee (copies of which are attached to the
proxy statement/prospectus as Annex B and Annex C,
respectively), which be approved as the amended and
restated certificate of incorporation and the bylaws of
New Mondee, effective at the First Effective Time.
Management For For  
  4a.   Advisory Governing Documents Proposal A-RESOLVED,
as a non- binding advisory resolution that the change in
the authorized share capital of ITHAX, first (a) upon the
Domestication, from (i) US$111,000 divided into
100,000,000 Class A ordinary shares of US$0.001 each,
10,000,000 Class B ordinary shares of US$0.001 and
1,000,000 preference shares of US$0.001 each, to (ii)
US$111,000 divided into 100,000,000 shares of Class A
common stock, par value $0.0001 per share ("New
Mondee Common Stock"), ...(due to space limits, see
proxy material for full proposal).
Management For For  
  4b.   Advisory Governing Documents Proposal B-RESOLVED,
as a non- binding advisory resolution that the
authorization to the New Mondee Board to issue any or
all shares of New Mondee Preferred Stock in one or more
classes or series, with such terms and conditions as may
be expressly determined by the New Mondee Board and
as may be permitted by the DGCL be approved.
Management For For  
  4c.   Advisory Governing Documents Proposal C-RESOLVED,
as a non- binding advisory resolution that the removal of
the ability of New Mondee stockholders to take action by
written consent in lieu of a meeting provided, however
that the holders of New Mondee Preferred Stock may
take action by written consent to the extent provided by
the Certificate of Designation with respect to the New
Mondee Preferred Stock, be approved.
Management For For  
  4d.   Advisory Governing Documents Proposal D-RESOLVED,
as a non- binding advisory resolution that the
replacement of the Existing Governing Documents be
approved and that all other changes necessary or, as
mutually agreed in good faith by ITHAX and Mondee,
desirable in connection with the replacement of Existing
Governing Documents with the Proposed Charter and
Proposed Bylaws (copies of which are attached to the
proxy statement/prospectus as Annex B and Annex C,
respectively) as ...(due to space limits, see proxy material
for full proposal).
Management For For  
  4e.   Advisory Governing Documents Proposal E-RESOLVED,
as a non- binding advisory resolution that the election of
New Mondee to not be governed by Section 203 of the
DGCL and limiting certain corporate takeovers by
interested stockholders be approved.
Management For For  
  5.    The Nasdaq Proposal-RESOLVED, as an ordinary
resolution, that for the purposes of complying with the
applicable provisions of Nasdaq Listing Rule 5635, the
issuance of 7,000,000 shares of New Mondee Common
Stock in the PIPE Financing be approved and adopted in
all respects.
Management For For  
  7.    The Equity Incentive Plan Proposal-RESOLVED, as an
ordinary resolution, that the New Mondee 2022 Equity
Incentive Plan, a copy of which is attached to the proxy
statement/prospectus as Annex D, be adopted and
approved.
Management For For  
  8.    The Equity Stock Purchase Plan Proposal-RESOLVED,
as an ordinary resolution, that the New Mondee
Employee Stock Purchase Plan, a copy of which is
attached to the proxy statement/prospectus as Annex E,
be adopted and approved.
Management For For  
  9.    The Adjournment Proposal-RESOLVED, as an ordinary
resolution, that the adjournment of the extraordinary
general meeting to a later date or dates (A) to solicit
additional proxies for the purpose of obtaining approval
by the ITHAX shareholders of each of the proposals
necessary to consummate the transactions contemplated
by the Business Combination Agreement, (B) for the
absence of a quorum or (C) if the holders of the Class A
ordinary shares have elected to redeem a number of
Class ...(due to space limits, see proxy material for full
proposal).
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
4,332 0 30-Jun-2022 30-Jun-2022
  VOYA EMERGING MKTS HIGH DIVIDEND EY FD  
  Security 92912P108       Meeting Type Annual  
  Ticker Symbol IHD                   Meeting Date 19-Jul-2022
  ISIN US92912P1084       Agenda 935660541 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 John V. Boyer     Split Split  
    2 Patricia W. Chadwick     Split Split  
    3 Sheryl K. Pressler     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
24,587 0 18-Jul-2022 18-Jul-2022
  CC NEUBERGER PRINCIPAL HOLDINGS II  
  Security G3166T103       Meeting Type Special
  Ticker Symbol PRPB                  Meeting Date 19-Jul-2022
  ISIN KYG3166T1031       Agenda 935686901 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Domestication Merger Proposal - To consider and vote
upon a proposal by special resolution to approve CCNB
merging with and into Vector Domestication Merger Sub,
LLC ("Domestication Merger Sub") in accordance with
Section 18-209 of the DLLCA and ceasing to exist in the
Cayman Islands in accordance with Part XVI the
Companies Act, with Domestication Merger Sub surviving
the merger as a wholly-owned direct subsidiary of New
CCNB (the "Domestication Merger"), and all outstanding
securities of CCNB ...(due to space limits, see proxy
material for full proposal).
Management For For  
  2.    Business Combination Proposal - To consider and vote
upon a proposal to approve the Business Combination
Agreement, dated December 9, 2021 (the "Business
Combination Agreement"), by and among CCNB, New
CCNB, Domestication Merger Sub, Vector Merger Sub 1,
LLC, a Delaware limited liability company and a wholly-
owned subsidiary of CCNB ("G Merger Sub 1"), Vector
Merger Sub 2, LLC, a Delaware limited liability company
and a wholly-owned subsidiary of CCNB ("G Merger Sub
2"), Griffey Global Holdings, ...(due to space limits, see
proxy material for full proposal).
Management For For  
  3.    Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the Shareholders
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes for, or otherwise in connection
with, the approval of the Business Combination Proposal.
This proposal will only be presented at the Shareholders
Meeting (i) to the extent necessary to ensure that any
legally required supplement or ...(due to space limits, see
proxy material for full proposal).
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
106,700 0 12-Jul-2022 12-Jul-2022
  BLACKROCK INNOVATION AND GROWTH TRUST  
  Security 09260Q108       Meeting Type Annual  
  Ticker Symbol BIGZ                  Meeting Date 25-Jul-2022
  ISIN US09260Q1085       Agenda 935675059 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Frank J. Fabozzi     Split Split  
    2 Robert Fairbairn     Split Split  
    3 J. Phillip Holloman     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
545,831 0 22-Jul-2022 22-Jul-2022
  BLACKROCK INNOVATION AND GROWTH TRUST  
  Security 09260Q108       Meeting Type Annual  
  Ticker Symbol BIGZ                  Meeting Date 25-Jul-2022
  ISIN US09260Q1085       Agenda 935675059 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Frank J. Fabozzi     Split Split  
    2 Robert Fairbairn     Split Split  
    3 J. Phillip Holloman     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC
AL98 STATE
STREET BANK
& TRUST CO
75,000 0 22-Jul-2022 22-Jul-2022
  BLACKROCK ESG CAPITAL ALLOCATION  
  Security 09262F100       Meeting Type Annual  
  Ticker Symbol ECAT                  Meeting Date 25-Jul-2022
  ISIN US09262F1003       Agenda 935675059 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Frank J. Fabozzi     Split Split  
    2 Robert Fairbairn     Split Split  
    3 J. Phillip Holloman     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
1,405,322 0 22-Jul-2022 22-Jul-2022
  BLACKROCK CAPITAL ALLOCATION TRUST  
  Security 09260U109       Meeting Type Annual  
  Ticker Symbol BCAT                  Meeting Date 25-Jul-2022
  ISIN US09260U1097       Agenda 935675059 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Frank J. Fabozzi     Split Split  
    2 Robert Fairbairn     Split Split  
    3 J. Phillip Holloman     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
1,346,397 0 22-Jul-2022 22-Jul-2022
  BLACKROCK CALIFORNIA MUNICIPAL INCOME TR  
  Security 09248E102       Meeting Type Annual  
  Ticker Symbol BFZ                   Meeting Date 25-Jul-2022
  ISIN US09248E1029       Agenda 935675061 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan     Split Split  
    2 Robert Fairbairn     Split Split  
    3 Stayce D. Harris     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
439,580 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNI INTER DURATION FD INC  
  Security 09253X102       Meeting Type Annual  
  Ticker Symbol MUI                   Meeting Date 25-Jul-2022
  ISIN US09253X1028       Agenda 935675061 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan     Split Split  
    2 Robert Fairbairn     Split Split  
    3 Stayce D. Harris     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
215,700 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNIHOLDINGS CA INSD FD INC  
  Security 09254L107       Meeting Type Annual  
  Ticker Symbol MUC                   Meeting Date 25-Jul-2022
  ISIN US09254L1070       Agenda 935675061 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan     Split Split  
    2 Robert Fairbairn     Split Split  
    3 Stayce D. Harris     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
162,120 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNIVEST FUND INC  
  Security 09253R105       Meeting Type Annual  
  Ticker Symbol MVF                   Meeting Date 25-Jul-2022
  ISIN US09253R1059       Agenda 935675061 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan     Split Split  
    2 Robert Fairbairn     Split Split  
    3 Stayce D. Harris     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
3,774 0 22-Jul-2022 22-Jul-2022
  BLACKROCK MUNIHOLDINGS FUND, INC  
  Security 09253N104       Meeting Type Annual  
  Ticker Symbol MHD                   Meeting Date 25-Jul-2022
  ISIN US09253N1046       Agenda 935675061 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia L. Egan     Split Split  
    2 Robert Fairbairn     Split Split  
    3 Stayce D. Harris     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
6,867 0 22-Jul-2022 22-Jul-2022
  EAST RESOURCES ACQUISITION COMPANY  
  Security 274681105       Meeting Type Special
  Ticker Symbol ERES                  Meeting Date 25-Jul-2022
  ISIN US2746811056       Agenda 935687585 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Approval of an amendment (the "Extension Amendment")
of the Company's Amended and Restated Certificate of
Incorporation to extend the date by which East
Resources Acquisition Company (the "Company") must
consummate a business combination (the "Extension")
from July 27, 2022 (the date that is 24 months from the
closing date of the Company's initial public offering of our
units (the "IPO")) to January 27, 2023 (the date that is 30
months from the closing date of the IPO).
Management For For  
  2.    Approval of a proposal for the adjournment of the special
meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes to approve the Extension
Amendment Proposal or if we determine that additional
time is necessary to effectuate the Extension.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
27,990 0 18-Jul-2022 18-Jul-2022
  INVESCO MUNICIPAL TRUST  
  Security 46131J103       Meeting Type Annual  
  Ticker Symbol VKQ                   Meeting Date 08-Aug-2022
  ISIN US46131J1034       Agenda 935687725 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia Hostetler     Split Split  
    2 Eli Jones     Split Split  
    3 Ann Barnett Stern     Split Split  
    4 Daniel S. Vandivort     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
186,252 0 05-Aug-2022 05-Aug-2022
  INVESCO QUALITY MUNICIPAL INCOME TRUST  
  Security 46133G107       Meeting Type Annual  
  Ticker Symbol IQI                   Meeting Date 08-Aug-2022
  ISIN US46133G1076       Agenda 935687725 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Cynthia Hostetler     Split Split  
    2 Eli Jones     Split Split  
    3 Ann Barnett Stern     Split Split  
    4 Daniel S. Vandivort     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
233,846 0 05-Aug-2022 05-Aug-2022
  TORTOISE PIPELINE & ENERGY FUND, INC.  
  Security 89148H207       Meeting Type Annual  
  Ticker Symbol TTP                   Meeting Date 09-Aug-2022
  ISIN US89148H2076       Agenda 935684539 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.1   Election of Director to hold office for a term of three
years: Alexandra A. Herger
Management Split Split  
  2.    To ratify the selection of Ernst & Young LLP as the
independent registered public accounting firm of the
Company for its fiscal year ending November 30, 2022.
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
32,557 0 08-Aug-2022 08-Aug-2022
  ARIES I ACQUISITION CORP.  
  Security G0542N107       Meeting Type Special
  Ticker Symbol RAM                   Meeting Date 12-Aug-2022
  ISIN KYG0542N1079       Agenda 935696611 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1)    The Extension Amendment Proposal - "RESOLVED, as a
special resolution, that the Articles of Association of Aries
currently in effect be amended and restated by the
deletion in their entirety and the substitution in their place
of the Second Amended and Restated Articles of
Association of Aries (a copy of which is attached to the
proxy statement for this Meeting as Annex A)."
Management For For  
  2)    The Trust Agreement Amendment Proposal - To approve
an amendment to the Company's Investment
Management Trust Agreement, dated May 18, 2021, by
and between Aries and Continental Stock Transfer &
Trust Company, allowing Aries to extend the Business
Combination Period up to twelve (12) times for an
additional one (1) month each time from 08/21/2022 to
08/21/2023 by depositing into the trust account, for each
one-month extension, the lesser of (a) $120,000 and (b)
$0.035 for each Class A ordinary share outstanding after
giving effect to the Redemption.
Management For For  
  3)    The Adjournment Proposal - To adjourn the special
meeting of Aries shareholders to a later date or dates, if
necessary, to permit further solicitation and vote of
Proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve the Extension Amendment Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
30,180 0 09-Aug-2022 09-Aug-2022
  GIGINTERNATIONAL1, INC.  
  Security 37518W106       Meeting Type Special
  Ticker Symbol GIW                   Meeting Date 19-Aug-2022
  ISIN US37518W1062       Agenda 935698615 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Charter Amendment: Amend the Company's Amended
and Restated Certificate of Incorporation, giving the
Company the right to extend the date by which it has to
consummate a business combination six (6) times for an
additional one (1) month each time, from August 21, 2022
to February 21, 2023 (i.e., for a period of time ending 21
months from the consummation of its initial public
offering).
Management For For  
  2.    Trust Amendment: Amend the Company's investment
management trust agreement, dated as of May 18, 2021,
by and between the Company and Continental Stock
Transfer & Trust Company, allowing the Company to
extend the Combination Period six (6) times for an
additional one (1) month each time from August 21, 2022
to February 21, 2023 by depositing into the Trust Account
for each one-month extension the lesser of: $200,000 or
$0.05 per share multiplied by the number of public shares
then outstanding.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
48,296 0 15-Aug-2022 15-Aug-2022
  ISLEWORTH HEALTHCARE ACQUISITION CORP.  
  Security 46468P102       Meeting Type Special
  Ticker Symbol ISLE                  Meeting Date 26-Aug-2022
  ISIN US46468P1021       Agenda 935698590 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: A proposal to amend
the Company's amended & restated certificate of
incorporation to extend for an initial period from 9/1/22 to
12/1/22, and for up to three additional months at the
election of the Company, ultimately until as late as 3/1/23
(the "Extended Date"), the date by which the Company
must consummate a business combination or, if it fails to
do so, cease its operations & redeem or repurchase
100% of shares of the Company's common stock issued
in the Company's initial public offering.
Management For For  
  2.    Trust Amendment Proposal: A proposal to amend the
Investment Management Trust Agreement, dated
February 24, 2021, (the "Trust Agreement"), by and
between the Company and Continental Stock Transfer &
Company (the "Trustee"), pursuant to an amendment to
the Trust Agreement in the form set forth in Annex B of
the accompanying proxy statement, to authorize the
Extension and its implementation by the Company.
Management For For  
  3.    Adjournment Proposal: A proposal to approve the
adjournment of the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies in the event that there are insufficient votes for,
or otherwise in connection with, the approval of the
forgoing proposals. This proposal will only be presented
at the Special Meeting if there are not sufficient votes to
approve the Extension Amendment Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
39,372 0 15-Aug-2022 15-Aug-2022
  TAILWIND ACQUISITION CORP.  
  Security 87403Q102       Meeting Type Special
  Ticker Symbol TWND                  Meeting Date 07-Sep-2022
  ISIN US87403Q1022       Agenda 935702541 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    The Extension Amendment Proposal - To amend
Tailwind's amended & restated certificate of incorporation
to: (a) extend the date by which Tailwind has to
consummate a business combination from September 9,
2022 to January 9, 2023 (b) to allow Tailwind, without
another stockholder vote, to elect to extend date to
consummate a business combination on a monthly basis
for up to 2 times by an additional 1 month each time after
January 9, 2023, by resolution of board if requested by
Tailwind Sponsor LLC, & upon five days' advance notice
prior to applicable deadlines.
Management For For  
  2.    The Adjournment Proposal - To adjourn the Stockholder
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Stockholder Meeting,
there are insufficient shares of Class A common stock,
par value $0.0001 per share, and shares of Class B
common stock, par value $0.0001 per share, in the
capital of Tailwind represented (either in person or by
proxy) to constitute a quorum necessary to conduct
business at the Stockholder Meeting.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
13,098 0 30-Aug-2022 30-Aug-2022
  LAKESHORE AQUISITION I CORP.  
  Security G53521103       Meeting Type Special
  Ticker Symbol LAAA                  Meeting Date 07-Sep-2022
  ISIN KYG535211034       Agenda 935703567 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Proposal - Approval of an amendment to the
company's amended and restated memorandum & AOA
(together, the "Existing Charter") (i) extend from
September 15, 2022 ("Original Termination Date") to
December 15, 2022 ("Extended Date"), date by which, if
the company has not consummated a merger,
amalgamation, share exchange, asset acquisition, share
purchase, reorganization or similar business combination
involving one or more businesses or entities.
Management For For  
  2.    Adjournment Proposal- Approval of adjournment of the
General Meeting by the chairman thereof to a later date,
if necessary, under certain circumstances, to solicit
additional proxies for purpose of approving extension
proposal, to amended extension proposal, or to allow
reasonable additional time for filing or mailing of any
supplemental or amended disclosure that the company
has determined in good faith after consultation with
outside legal counsel is required under applicable law
and for such supplemental or amended.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
20,160 0 30-Aug-2022 30-Aug-2022
  SPK ACQUISITION CORP.  
  Security 848651105       Meeting Type Special
  Ticker Symbol SPK                   Meeting Date 09-Sep-2022
  ISIN US8486511053       Agenda 935705181 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    CHARTER AMENDMENT PROPOSAL - APPROVAL OF
AN AMENDMENT TO THE COMPANY'S AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION
TO EXTEND THE DATE BY WHICH THE COMPANY
HAS TO CONSUMMATE A BUSINESS COMBINATION
(THE "EXTENSION") SIX (6) TIMES FOR AN
ADDITIONAL ONE (1) MONTH EACH TIME UNTIL
MARCH 10, 2023 IF APPROVED BY THE COMPANY'S
BOARD OF DIRECTORS.
Management For For  
  2.    TRUST AMENDMENT - APPROVAL OF AN
AMENDMENT TO THE COMPANY'S AMENDED AND
RESTATED INVESTMENT MANAGEMENT TRUST
AGREEMENT, DATED AS OF JUNE 3, 2022 (THE
"TRUST AGREEMENT"), BY AND BETWEEN THE
COMPANY AND CONTINENTAL STOCK TRANSFER &
TRUST COMPANY (THE "TRUSTEE"), ALLOWING THE
COMPANY TO EXTEND THE COMBINATION PERIOD
SIX (6) TIMES FOR AN ADDITIONAL ONE-MONTH
PERIOD EACH TIME, FROM SEPTEMBER 10, 2022 UP
TO MARCH 10, 2023 (THE "TRUST AMENDMENT") BY
DEPOSITING INTO THE TRUST ACCOUNT $50,000
FOR EACH ONE-MONTH EXTENSION.
Management For For  
  3.    ADJOURNMENT - APPROVAL TO DIRECT THE
CHAIRMAN OF THE GENERAL MEETING TO
ADJOURN THE GENERAL MEETING TO A LATER
DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION AND VOTE OF PROXIES IF,
BASED UPON THE TABULATED VOTE AT THE TIME
OF THE MEETING, THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE PROPOSAL 1.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
46,987 0 02-Sep-2022 02-Sep-2022
  KENSINGTON CAPITAL ACQUISITION CORP. IV  
  Security G52519132       Meeting Type Special
  Ticker Symbol KCACU                 Meeting Date 13-Sep-2022
  ISIN KYG525191329       Agenda 935708048 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    The Business Combination Proposal - to approve by
ordinary resolution and adopt the Business Combination
Agreement, dated as of May 11, 2022 (as amended from
time to time, the "Business Combination Agreement"),
among Kensington Capital Acquisition Corp. IV, a
Cayman Islands exempted company incorporated with
limited liability ("Kensington"), Kensington Capital Merger
Sub Corp., a Delaware corporation ("Merger Sub"), and
Amprius Technologies, Inc., a Delaware corporation
("Amprius"), a copy of which is attached to the
accompanying proxy statement.
Management For For  
  2.    The Domestication Proposal - pursuant to the power
contained in clause 6 of Kensington's Memorandum of
Association & in manner required by Article 47 of
Kensington's Articles of Association, to approve by
special resolution that Kensington be registered by way
of continuation & domesticated as a corporation
incorporated under the laws of State of Delaware,
pursuant to Section 206 and 207 of the Companies Act
(amended) of the Cayman Islands & laws of the State of
Delaware, including Section 388 of the General
Corporation Law of the State of Delaware.
Management For For  
  3.    The Charter Proposal - to approve by special resolution
that Kensington's amended & restated memorandum &
articles of association ("Existing Governing Documents")
be amended & restated by deletion in their entirety, & the
substitution in their place of Proposed Certificate of
Incorporation, a form of which is attached to
accompanying proxy statement/prospectus as Annex B
("Charter Proposal"), including, without limitation, the
authorization of change in authorized share capital as
indicated therein & change of name to "Amprius
Technologies, Inc."
Management For For  
  4a.   The Governance Proposal - a proposal to authorize the
board of directors of New Amprius (the "New Amprius
Board") to issue any or all shares of New Amprius
preferred stock in one or more classes or series, with
such terms and conditions as may be expressly
determined by the New Amprius Board and as may be
permitted by the Delaware General Corporation Law.
Management For For  
  4b.   The Governance Proposal - a proposal to provide that the
federal district courts of the United States of America will
be the exclusive forum for resolving any complaint
asserting a cause of action arising under the Securities
Act of 1933, as amended, unless New Amprius consents
in writing to the selection of an alternative forum.
Management For For  
  4c.   The Governance Proposal - a proposal to remove
provisions in Kensington's Existing Governing Documents
related to our status as a blank check company that will
no longer apply upon the consummation of the Business
Combination.
Management For For  
  4d.   The Governance Proposal - a proposal to approve
provisions providing that the affirmative vote of at least
two-thirds of the voting power of all the then outstanding
shares of capital stock entitled to vote generally in the
election of directors will be required for stockholders to
adopt, amend, or repeal certain provisions of the
Proposed Governing Documents.
Management For For  
  5.    The Equity Incentive Plan Proposal - to approve by
ordinary resolution the Amprius Technologies, Inc. 2022
Equity Incentive Plan.
Management For For  
  6.    The NYSE Proposal - to approve by ordinary resolution
for purposes of complying with the applicable provisions
of the NYSE, the issuance of New Amprius common
stock to the Amprius stockholders pursuant to the
Business Combination Agreement.
Management For For  
  7.    The Employee Stock Purchase Plan Proposal - to
approve by ordinary resolution the Amprius
Technologies, Inc. 2022 Employee Stock Purchase Plan.
Management For For  
  8.    The Adjournment Proposal - to approve by ordinary
resolution the adjournment of the extraordinary general
meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes for the approval of one or
more proposals at the extraordinary general meeting.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
67,418 0 12-Sep-2022 12-Sep-2022
  PIONEER MUNICIPAL HIGH INCOME OPPORTUNIT  
  Security 723760104       Meeting Type Annual  
  Ticker Symbol MIO                   Meeting Date 15-Sep-2022
  ISIN US7237601049       Agenda 935697904 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.1   Election of Director to serve until the third annual
meeting: John E. Baumgardner, Jr.
Management Split Split  
  1.2   Election of Director to serve until the third annual
meeting: Lisa M. Jones
Management Split Split  
  1.3   Election of Director to serve until the third annual
meeting: Lorraine H. Monchak
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
237,735 0 14-Sep-2022 14-Sep-2022
  PIONEER MUNICIPAL HIGH INCOME TRUST  
  Security 723763108       Meeting Type Annual  
  Ticker Symbol MHI                   Meeting Date 15-Sep-2022
  ISIN US7237631087       Agenda 935697916 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.2   Election of Director to serve until the third annual
meeting: Lisa M. Jones
Management Split Split  
  1.3   Election of Director to serve until the third annual
meeting: Lorraine H. Monchak
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
603,778 0 14-Sep-2022 14-Sep-2022
  PIONEER MUNICIPAL HIGH INCOME ADVANTAGE  
  Security 723762100       Meeting Type Annual  
  Ticker Symbol MAV                   Meeting Date 15-Sep-2022
  ISIN US7237621005       Agenda 935697916 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.2   Election of Director to serve until the third annual
meeting: Lisa M. Jones
Management Split Split  
  1.3   Election of Director to serve until the third annual
meeting: Lorraine H. Monchak
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
93,077 0 14-Sep-2022 14-Sep-2022
  FIRST TRUST HY OPPORTUNITIES 2027 TERM  
  Security 33741Q107       Meeting Type Annual  
  Ticker Symbol FTHY                  Meeting Date 19-Sep-2022
  ISIN US33741Q1076       Agenda 935701044 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.1   Election of Class III Trustee for a three-year term: James
A. Bowen
Management Split Split  
  1.2   Election of Class III Trustee for a three-year term: Robert
F. Keith
Management Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
484,335 0 16-Sep-2022 16-Sep-2022
  SABA CAPITAL INCOME FUND  
  Security 78518H202       Meeting Type Annual  
  Ticker Symbol BRW                   Meeting Date 23-Sep-2022
  ISIN US78518H2022       Agenda 935700597 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Thomas Bumbolow     Split Split  
    2 Karen Caldwell     Split Split  
    3 Ketu Desai     Split Split  
    4 Kieran Goodwin     Split Split  
    5 Aditya Bindal     Split Split  
    6 Andrew Kellerman     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
775,235 0 22-Sep-2022 22-Sep-2022
  SABA CAPITAL INCOME FUND  
  Security 78518H202       Meeting Type Annual  
  Ticker Symbol BRW                   Meeting Date 23-Sep-2022
  ISIN US78518H2022       Agenda 935700597 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Thomas Bumbolow     Split Split  
    2 Karen Caldwell     Split Split  
    3 Ketu Desai     Split Split  
    4 Kieran Goodwin     Split Split  
    5 Aditya Bindal     Split Split  
    6 Andrew Kellerman     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL98 RIVERNORTH
OPP FUND FBO
NFSLLC
AL98 STATE
STREET BANK
& TRUST CO
500,000 0 22-Sep-2022 22-Sep-2022
  DWS FUNDS  
  Security 233368109       Meeting Type Annual  
  Ticker Symbol KTF                   Meeting Date 23-Sep-2022
  ISIN US2333681094       Agenda 935702313 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    DIRECTOR Management Split Split  
    1 Chad D. Perry     Split Split  
    2 Catherine Schrand     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
276,593 0 22-Sep-2022 22-Sep-2022
  GIGCAPITAL5, INC.  
  Security 37519U109       Meeting Type Special
  Ticker Symbol GIA                   Meeting Date 23-Sep-2022
  ISIN US37519U1097       Agenda 935711590 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Charter Amendment: Amend the Company's Amended
and Restated Certificate of Incorporation, giving the
Company the right to extend the date by which it has to
consummate a business combination six (6) times for an
additional one (1) month each time, from September 28,
2022 to March 28, 2023 (i.e., for a period of time ending
18 months from the consummation of its initial public
offering), provided that the Sponsor (or its designees)
must deposit into the Trust Account for each one- month
extension funds equal to $160,000.
Management For For  
  2.    Trust Amendment: Amend the Company's investment
management trust agreement, dated as of September 23,
2021, by and between the Company and Continental
Stock Transfer & Trust Company, allowing the Company
to (a) extend the Combination Period six (6) times for an
additional one (1) month each time from September 28,
2022 to March 28, 2023 by depositing into the Trust
Account for each one-month extension, the sum of
$160,000.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
42,380 0 19-Sep-2022 19-Sep-2022
  MODEL PERFORMANCE ACQUISITION CORP  
  Security G6246M105       Meeting Type Special
  Ticker Symbol MPAC                  Meeting Date 28-Sep-2022
  ISIN VGG6246M1059       Agenda 935710170 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION (THE
"EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL
THREE MONTH EACH TIME FROM OCTOBER 12,
2022 TO APRIL 12, 2023.
Management For For  
  2.    ADJOURNMENT-APPROVAL TO DIRECT THE
CHAIRMAN OF THE EXTRAORDINARY GENERAL
MEETING TO ADJOURN THE EXTRAORDINARY
GENERAL MEETING TO A LATER DATE OR DATES, IF
NECESSARY, TO PERMIT FURTHER SOLICITATION
AND VOTE OF PROXIES IF, BASED UPON THE
TABULATED VOTE AT THE TIME OF THE MEETING,
THERE ARE NOT SUFFICIENT VOTES TO APPROVE
THE PROPOSAL 1.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
40,612 0 12-Sep-2022 12-Sep-2022
  IG ACQUISITION CORP.  
  Security 449534106       Meeting Type Special
  Ticker Symbol IGAC                  Meeting Date 29-Sep-2022
  ISIN US4495341061       Agenda 935709759 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a business combination from October 5,
2022 to April 5, 2023 (or such earlier date as determined
by the Board).
Management For For  
  2.1   Election of Class I Director to serve until 2025: Catharine
Dockery
Management For For  
  2.2   Election of Class I Director to serve until 2025: Peter
Ward
Management For For  
  3.    Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1 or Proposal 2.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
30,762 0 12-Sep-2022 12-Sep-2022
  MONTEREY INNOVATION ACQUISITION CORP.  
  Security 61240F108       Meeting Type Special
  Ticker Symbol MTRY                  Meeting Date 29-Sep-2022
  ISIN US61240F1084       Agenda 935711146 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    The Charter Amendment: To amend (the "Charter
Amendment") Monterey Bio's amended & restated
certificate of incorporation (the "charter") by allowing us
to extend (the "Extension") date by which we have to
consummate a business combination (the "Combination
Period") for an additional 3 months, from 10-5-2022 (the
date which is 12 months from the closing date of our IPO
of our units to 1-5-2023, by depositing into the trust
account $350,000 (the "Extension Payment") for the 3-
month extension, thereafter to extend the Combination
Period up to six times.
Management For For  
  2.    The Trust Amendment: To amend (the "Trust
Amendment" & together with the Charter Amendment,
the "Extensions") the Investment Management Trust
Agreement, dated 9-30-2021, by and between
Continental Stock Transfer & Trust Company and
Monterey Bio (the "Trust Agreement"), allowing us to
extend the Combination Period for an additional three
months, from 10-5-2022 to 1-5-2023 (the "Trust
Amendment"), by depositing into the trust account the
Extension Payment for the 3-month extension, thereafter
to extend the Combination Period up to six times.
Management For For  
  3.1   Re-Election to the Board of Director to serve until the
second annual meeting: James R. Neal
Management For For  
  3.2   Re-Election to the Board of Director to serve until the
second annual meeting: Jonas Grossman
Management For For  
  3.3   Re-Election to the Board of Director to serve until the
second annual meeting: Frances K. Heller
Management For For  
  3.4   Re-Election to the Board of Director to serve until the
second annual meeting: William McKeever
Management For For  
  3.5   Re-Election to the Board of Director to serve until the
second annual meeting: Sandip I. Patel
Management For For  
  4.    Ratification of Selection of Independent Registered Public
Accounting Firm: To ratify the selection by our Audit
Committee of Marcum LLP to serve as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2022.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
41,578 0 19-Sep-2022 19-Sep-2022
  NOCTURNE ACQUISITION CORP.  
  Security G6580S114       Meeting Type Special
  Ticker Symbol MBTC                  Meeting Date 04-Oct-2022
  ISIN KYG6580S1140       Agenda 935708466 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: Amend the Company's
Amended and Restated Memorandum and Articles of
Association to extend the date by which the Company
must consummate a business combination from October
5, 2022 to April 5, 2023.
Management For For  
  2.1   Appointment of Director to serve until the 2024 annual
general meeting: Henry Monzon
Management For For  
  2.2   Appointment of Director to serve until the 2024 annual
general meeting: Ka Seng (Thomas) Ao
Management For For  
  2.3   Appointment of Director to serve until the 2024 annual
general meeting: Simon Choi
Management For For  
  2.4   Appointment of Director to serve until the 2024 annual
general meeting: Kashan Zaheer Piracha
Management For For  
  2.5   Appointment of Director to serve until the 2024 annual
general meeting: Derek Yiyi Feng
Management For For  
  2.6   Appointment of Director to serve until the 2024 annual
general meeting: Ka Lok (Ivan) Wong
Management For For  
  2.7   Appointment of Director to serve until the 2024 annual
general meeting: Giuseppe Mangiacotti
Management For For  
  3.    Auditor Ratification Proposal: Ratify the selection by the
Company's audit committee of Marcum LLP to serve as
the Company's independent registered public accounting
firm for the year ended December 31, 2022.
Management For For  
  4.    Adjournment Proposal: Approve the adjournment of the
Extraordinary General Meeting in lieu of the 2022 Annual
General Meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes to approve the Extension
Amendment Proposal or if we determine that additional
time is necessary to effectuate the Extension.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
36,206 0 12-Sep-2022 12-Sep-2022
  ATLANTIC AVENUE ACQUISITION CORP.  
  Security 04906P101       Meeting Type Special
  Ticker Symbol ASAQ                  Meeting Date 04-Oct-2022
  ISIN US04906P1012       Agenda 935708480 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: Amend the Company's
Amended and Restated Certificate of Incorporation to
allow the Company, without another stockholder vote, to
elect to extend the date by which the Company must
consummate a business combination (the "Extension")
from October 6, 2022 (the date that is 24 months from the
closing date of the Company's initial public offering of
units (the "IPO")), on a monthly basis for up to six times
to April 6, 2023 (the date that is 30 months from the
closing date of the IPO).
Management For For  
  2.    Trust Amendment Proposal: Amend the Company's
Investment Management Trust Agreement, dated
October 1, 2020, by and between the Company and
Continental Stock Transfer & Trust Company (the
"Trustee"), to allow the Company, without another
stockholder vote, to elect to extend the date on which the
Trustee must liquidate the trust account established by
the Company in connection with its IPO if the Company
has not completed its initial business combination, on a
monthly basis ...(due to space limits, see proxy material
for full proposal).
Management For For  
  3.    Adjournment Proposal: Adjourn the special meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes to approve Proposal 1 and Proposal 2
or if we determine that additional time is necessary to
effectuate the Extension.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
33,230 0 12-Sep-2022 12-Sep-2022
  MFS INVESTMENT GRADE MUNICIPAL TRUST  
  Security 59318B108       Meeting Type Annual  
  Ticker Symbol CXH                   Meeting Date 06-Oct-2022
  ISIN US59318B1089       Agenda 935703822 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1b.   DIRECTOR Management Split Split  
    1 Maureen R. Goldfarb     Split Split  
    2 Maryanne L. Roepke     Split Split  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
71,953 0 05-Oct-2022 05-Oct-2022
  TEKKORP DIGITAL ACQUISITION CORP.  
  Security G8739H106       Meeting Type Special
  Ticker Symbol TEKK                  Meeting Date 13-Oct-2022
  ISIN KYG8739H1065       Agenda 935712061 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1     EXTENSION PROPOSAL - APPROVAL TO AMEND
THE COMPANY'S CHARTER PURSUANT TO AN
AMENDMENT TO CHARTER IN FORM SET FORTH IN
ANNEX A OF ACCOMPANYING PROXY STATEMENT
TO EXTEND DATE BY WHICH THE COMPANY MUST
1) CONSUMMATE A MERGER, AMALGAMATION,
SHARE EXCHANGE, ASSET ACQUISITION, SHARE
PURCHASE, REORGANIZATION OR SIMILAR
BUSINESS COMBINATION, WHICH WE REFER TO AS
OUR INITIAL BUSINESS COMBINATION, 2) CEASE ITS
OPERATIONS EXCEPT FOR PURPOSE OF WINDING
UP IF IT FAILS TO COMPLETE SUCH INITIAL
BUSINESS COMBINATION AND (3) REDEEM ALL OF
THE CLASS A ORDINARY SHARES.
Management For For  
  2     THE ADJOURNMENT PROPOSAL - AS AN ORDINARY
RESOLUTION, TO APPROVE THE ADJOURNMENT OF
THE EXTRAORDINARY GENERAL MEETING TO A
LATER DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION AND VOTE OF PROXIES IN
THE EVENT THAT THERE ARE INSUFFICIENT VOTES
FOR, OR OTHERWISE IN CONNECTION WITH, THE
APPROVAL OF EXTENSION PROPOSAL (THE
"ADJOURNMENT PROPOSAL"), WHICH WILL ONLY
BE PRESENTED AT THE EXTRAORDINARY GENERAL
MEETING IF, BASED ON THE TABULATED VOTES,
THERE ARE NOT SUFFICIENT VOTES AT TIME OF
EXTRAORDINARY GENERAL MEETING TO APPROVE
THE EXTENSION PROPOSAL.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
24,288 0 28-Sep-2022 28-Sep-2022
  INDUSTRIAL HUMAN CAPITAL, INC.  
  Security 45617P104       Meeting Type Special
  Ticker Symbol AXH                   Meeting Date 14-Oct-2022
  ISIN US45617P1049       Agenda 935715093 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from October 22,
2022, to April 22, 2023, or such earlier date as
determined by the board of directors.
Management For For  
  2.    Adjournment Proposal: Adjourn the Special Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal 1.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
19,240 0 28-Sep-2022 28-Sep-2022
  LMF ACQUISITION OPPORTUNITIES, INC.  
  Security 502015100       Meeting Type Special
  Ticker Symbol LMAO                  Meeting Date 18-Oct-2022
  ISIN US5020151008       Agenda 935716665 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Business Combination Proposal - To consider and vote
upon a Proposal to approve the transactions
contemplated under the Merger Agreement, dated as of
April 21, 2022, by and among LMAO, LMF Merger Sub,
Inc., a Delaware corporation and wholly-owned
subsidiary of LMAO and SeaStar Medical, Inc., a
Delaware corporation, a copy of which is attached to the
proxy statement/ prospectus as Annex A.
Management For For  
  2.    Charter Approval Proposal - To consider and vote upon a
Proposal to approve the Second Amended and Restated
Certificate of Incorporation of LMAO, a copy of which is
attached to the proxy statement/prospectus as Annex B.
Management For For  
  3a.   Governance Proposal 3A - To (i) reclassify LMAO's
existing 100,000,000 authorized shares of Class A
Common Stock into 100,000,000 authorized shares of
Common Stock (after giving effect to the conversion of
each outstanding share of Class B Common Stock to
Class A Common Stock under the terms of LMAO's
current certificate of incorporation) and (ii) increase the
number of shares of preferred stock LMAO is authorized
to issue from 1,000,000 shares to 10,000,000 shares.
Management For For  
  3b.   Governance Proposal 3B - To change the classification of
the Board from two classes of directors with staggered
two-year terms to three classes of directors with
staggered three-year terms.
Management For For  
  3c.   Governance Proposal 3C - To require the vote of at least
two- thirds (66 and 2/3%) of the outstanding shares of
capital stock, voting together as a single class, rather
than a simple majority, to remove a director from office.
Management For For  
  3d.   Governance Proposal 3D - To remove certain provisions
related to LMAO's status as a special purpose acquisition
company that will no longer be relevant following the
Business Combination.
Management For For  
  4.    Stock Plan Proposal - To consider and vote upon a
Proposal to approve the LMF Acquisition Opportunities,
Inc. 2022 Omnibus Incentive Plan, a copy of which is to
be attached to the proxy statement/prospectus as Annex
D.
Management For For  
  5.    ESPP Proposal - To consider and vote upon a Proposal
to approve the LMF Acquisition Opportunities, Inc. 2022
Employee Stock Purchase Plan, a copy of which is to be
attached to the proxy statement/prospectus as Annex E.
Management For For  
  6.    Nasdaq Proposal - To consider and vote upon a Proposal
to approve, for purposes of complying with Nasdaq
Listing Rule 5635, the issuance of shares of Common
Stock and securities convertible into or exercisable for
Common Stock in the Business Combination, the PIPE
Investment, and the Common Stock Investment.
Management For For  
  7.    DIRECTOR Management      
    1 Andres Lobo*     For For  
    2 Rick Barnett*     For For  
    3 Bruce Rodgers+     For For  
    4 Richard Russell+     For For  
    5 Allan Collins+     For For  
    6 Eric Schlorff#     For For  
    7 Kenneth Van Heel#     For For  
  8.    Adjournment Proposal - To consider and vote upon a
Proposal to approve the adjournment of the meeting by
the chairman thereof to a later date, if necessary.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
31,863 0 11-Oct-2022 11-Oct-2022
  BLOCKCHAIN MOON ACQUISITION CORP.  
  Security 09370F109       Meeting Type Special
  Ticker Symbol BMAQ                  Meeting Date 19-Oct-2022
  ISIN US09370F1093       Agenda 935719027 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    The Extension Amendment Proposal - To amend BMAC's
amended and restated certificate of incorporation to (a)
extend the date by which BMAC has to consummate a
business combination from October 21, 2022 to January
21, 2023; and (b) to allow BMAC, without another
stockholder vote, to elect to extend the date to
consummate a business combination on a monthly basis
for up to six times by an additional one month each time
after January 21, 2023, by resolution of the board of
directors, if requested by ...(due to space limits,see proxy
material for full proposal).
Management For For  
  2.    The Adjournment Proposal - To adjourn the Stockholder
Meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if, based upon the
tabulated vote at the time of the Stockholder Meeting,
there are insufficient shares of common stock, par value
$0.0001 per share, of BMAC represented (either in
person or by proxy) to constitute a quorum necessary to
conduct business at the Stockholder Meeting or at the
time of the Stockholder Meeting to approve the Extension
Amendment Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
28,817 0 17-Oct-2022 17-Oct-2022
  DIGITAL HEALTH ACQUISITION CORP.  
  Security 253893101       Meeting Type Special
  Ticker Symbol DHAC                  Meeting Date 20-Oct-2022
  ISIN US2538931013       Agenda 935719469 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Approval of amendment of Certificate of Incorporation to,
among other things, extend the date by which the
Company has to consummate a business combination for
an additional three (3) months, from November 8, 2022 to
February 8, 2023 and provide our board of directors the
ability to further extend the date by which the Company
has to consummate a business combination up to three
(3) additional times for three (3) months each time, for a
maximum of nine (9) additional months, with payment of
any applicable extension fee.
Management For For  
  2.    Approval of amendment of the Investment Management
Trust Agreement, dated as of November 3, 2021, by and
between the Company and Continental Stock Transfer &
Trust Company, (i) allowing the Company to extend the
business combination period from November 8, 2022 to
February 8, 2023 and up to three (3) times for an
additional three (3) months each time during the period
from February 8, 2023 to November 8, 2023 and (ii)
updating certain defined terms in the Trust Agreement.
Management For For  
  3.    Approval of the adjournment of the special meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of the Charter Amendment Proposal and Trust
Amendment Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
19,208 0 17-Oct-2022 17-Oct-2022
  VENUS ACQUISITION CORPORATION  
  Security G9420F102       Meeting Type Special
  Ticker Symbol VENA                  Meeting Date 21-Oct-2022
  ISIN KYG9420F1028       Agenda 935719483 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    To Approve the Merger Agreement, dated as of June 10,
2021, as amended, by and among Venus, Venus
Acquisition Merger Subsidiary, Inc., VIYI Algorithm Inc.
("VIYI") and WiMi Hologram Cloud Inc. (collectively
referred to as the "Business Combination"). This proposal
is referred to as the "Business Combination Proposal" or
"Proposal No. 1".
Management For For  
  2.    DIRECTOR Management      
    1 Jie Zhao     For For  
    2 Min Shu     For For  
    3 Shan Cui     For For  
    4 Haixia Zhao     For For  
    5 Wengang Kang     For For  
  3.    To Approve for purposes of complying with the applicable
provisions of Nasdaq Listing Rule 5635(d), the issuance
by Venus of an aggregate of 39,603,961 Venus ordinary
shares to the VIYI shareholders pursuant to the Merger
Agreement. This proposal is referred to as the "Nasdaq
Stock Issuance Proposal" or "Proposal No. 3".
Management For For  
  4.    To Approve the amendments to increase the number of
authorized ordinary shares to 200,000,000 ordinary
shares ("Share Increase Proposal" or "Proposal No. 4").
For the purposes of the laws of the Cayman Islands, the
full text of the resolution is as follows: "RESOLVED, as
an ordinary resolution, that the authorized share capital of
the Company be amended from USD50,000 divided into
50,000,000 ordinary shares of par value USD0.001 each
into USD200,000 divided into 200,000,000 ordinary
shares of par value USD0.001 each;"
Management For For  
  5.    To Approve by way of special resolution of amendments
to Venus' memorandum and articles of association to
change its name to MicroAlgo Inc. (the "Name Change
Proposal" or "Proposal No. 5") For the purposes of the
laws of the Cayman Islands, the full text of the resolution
is as follows: "RESOLVED, as a special resolution, that
the Company change its name from "Venus Acquisition
Corporation" to "MicroAlgo Inc." and, subject to the
provisions of the Companies Act (Revised), the change of
name take effect immediately from the passing this
resolution;"
Management For For  
  6.    To Approve by way of special resolution of all other
changes in connection with the amendment, restatement
and replacement of the Venus' memorandum and articles
of association including, among other things, (1) making
New Venus' corporate existence perpetual, and (2)
removing certain provisions related to Venus' status as a
blank check company that will no longer be applicable
upon consummation of the Business Combination (the
"Articles Amendment Proposal" or "Proposal No. 6"). For
the ...(due to space limits, see proxy material for full
proposal).
Management For For  
  7.    To Approve to adjourn the Extraordinary General Meeting
under certain circumstances, which is more fully
described in the accompanying proxy statement, which
we refer to as the "Adjournment Proposal" or "Proposal
No. 7") and, together with the Business Combination
Proposal, the Director Election Proposal, the Nasdaq
Stock Issuance Proposal, the Share Increase Proposal,
the Name Change Proposal, the Articles Amendment
Proposal and the Adjournment Proposal, collectively the
"Proposals."
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
16,878 0 17-Oct-2022 17-Oct-2022
  IGNYTE ACQUISITION CORP.  
  Security 45175H106       Meeting Type Special
  Ticker Symbol IGNY                  Meeting Date 24-Oct-2022
  ISIN US45175H1068       Agenda 935720626 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Business Combination Proposal: To approve and adopt
the Business Combination Agreement, dated as of April
28, 2022, by and between Ignyte Acquisition Corp.,
Ignyte Korea Co, Ltd. and Peak Bio Co., Ltd., including
the transactions contemplated thereby.
Management For For  
  2.    Governing Documents Proposal: To consider and vote
upon (a) the adoption of Ignyte's Second Amended and
Restated Certificate of Incorporation and Ignyte's
Amended and Restated Bylaws, which supersede the
existing Amended and Restated Certificate of
Incorporation of Ignyte and the Bylaws of Ignyte.
Management For For  
  3.    Nasdaq Proposal: To consider and vote upon a proposal
to approve, for purposes of complying with Nasdaq
Listing Rule 5635, the issuance of more than 20% of
Ignyte's Common Stock in connection with the Business
Combination and the PIPE Financing.
Management For For  
  4.    Incentive Plan Proposal: To consider and vote upon a
proposal to approve and adopt a new long-term incentive
plan in form and substance reasonably acceptable to
Ignyte and Peak Bio, a copy of which is attached to the
accompanying proxy statement as Annex J.
Management For For  
  5.    Director Election Proposal: To consider and vote upon a
proposal to elect up to seven (7) directors, effective as of
and contingent upon the consummation of the Business
Combination, to serve on Peak Bio, Inc.'s board of
directors until the expiration of their applicable term, and
until their respective successors are duly elected and
qualified or until their earlier resignation, removal or
death.
Management For For  
  6.    Adjournment Proposal: To consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date or dates, if necessary, to permit
further solicitation and vote of proxies if there are
insufficient votes for, or otherwise in connection with, the
approval of the Proposals 1 through 5.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
3,466 0 17-Oct-2022 17-Oct-2022
  EUCRATES BIOMEDICAL ACQUISITION CORP.  
  Security G3141W114       Meeting Type Special
  Ticker Symbol EUCRU                 Meeting Date 24-Oct-2022
  ISIN VGG3141W1142       Agenda 935721945 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Proposal: Amend Eucrates' Amended and
Restated Memorandum and Articles of Association to
extend the date that Eucrates must consummate a
business combination to April 27, 2023 by amending the
Amended and Restated Memorandum and Articles of
Association to delete the existing Regulation 23.2 thereof
and replacing it with the new Regulation 23.2 in the form
set forth in Annex A of the accompanying proxy
statement.
Management For For  
  2.    DIRECTOR Management      
    1 William I. Campbell     For For  
    2 Nina Shapiro     For For  
  3.    Adjournment Proposal: To direct the chairman of the
special meeting to adjourn the special meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the special meeting, there are not sufficient
votes to approve the Extension Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
18,235 0 20-Oct-2022 20-Oct-2022
  EUCRATES BIOMEDICAL ACQUISITION CORP.  
  Security G3141W106       Meeting Type Special
  Ticker Symbol EUCR                  Meeting Date 24-Oct-2022
  ISIN VGG3141W1068       Agenda 935721945 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Proposal: Amend Eucrates' Amended and
Restated Memorandum and Articles of Association to
extend the date that Eucrates must consummate a
business combination to April 27, 2023 by amending the
Amended and Restated Memorandum and Articles of
Association to delete the existing Regulation 23.2 thereof
and replacing it with the new Regulation 23.2 in the form
set forth in Annex A of the accompanying proxy
statement.
Management For For  
  2.    DIRECTOR Management      
    1 William I. Campbell     For For  
    2 Nina Shapiro     For For  
  3.    Adjournment Proposal: To direct the chairman of the
special meeting to adjourn the special meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the special meeting, there are not sufficient
votes to approve the Extension Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
24,174 0 20-Oct-2022 20-Oct-2022
  MANA CAPITAL ACQUISITION CORP.  
  Security 56168P104       Meeting Type Special
  Ticker Symbol MAAQ                  Meeting Date 25-Oct-2022
  ISIN US56168P1049       Agenda 935720614 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Business Combination Proposal: To approve & adopt the
Business Combination Agreement, dated as of 5/27/22
(as it may be amended & restated from time to time,
"Business Combination Agreement") by & among the
Company, its wholly owned subsidiary, Mana Merger Sub
Inc. and Cardio Diagnostics, Inc. a copy of which is
attached to proxy statement/prospectus as Annex A, &
approve transactions contemplated thereby including the
merger of Merger Sub with & into Cardio, with Cardio
surviving the merger, & issuance of common stock to
Cardio stockholders as Consideration
Management For For  
  2.    Charter Amendment Proposal: To consider and vote
upon a proposal to amend and restate the Company's
amended and restated certificate of incorporation to
provide for changing the Company's name from "Mana
Capital Acquisition Corp." to "Cardio Diagnostics
Holdings, Inc."
Management For For  
  3.    Equity Plan Adoption Proposal: To approve the Cardio
Diagnostics Holdings Inc. 2022 Equity Incentive Plan (the
"Incentive Plan"), including the authorization of the initial
share reserve under the Incentive Plan.
Management For For  
  4.    Nasdaq 20% Proposal: To consider and vote on a
proposal to approve, for purposes of complying with
Nasdaq Rules 5635(a) and (b), the issuance of more than
20% of the Company's issued and outstanding common
stock, $.00001 par value, (the "Common Stock") and the
resulting change in control in connection with the
Business Combination.
Management For For  
  5.    Director Election Proposal: To elect, effective at Closing,
seven directors to serve on the Company's board of
directors until the 2023 annual meetings of stockholders,
and until their respective successors are duly elected and
qualified.
Management For For  
  6.    Adjournment Proposal: To approve, if necessary, the
adjournment of the Special Meeting to a later date or
dates to permit further solicitation and votes of proxies in
the event that there are insufficient votes for, or otherwise
in connection with, approval of the Business Combination
Proposal, Charter Amendment Proposal, the Equity Plan
Adoption Proposal, Nasdaq 20% Proposal, or the
Director Election Proposal. This proposal will only be
presented at the Special Meeting if there are not
sufficient votes to approve one or more of these
proposals.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
31,198 0 17-Oct-2022 17-Oct-2022
  PROGRESS ACQUISITION CORP.  
  Security 74327P105       Meeting Type Special
  Ticker Symbol PGRW                  Meeting Date 27-Oct-2022
  ISIN US74327P1057       Agenda 935722428 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from November 8,
2022 to May 8, 2023 or such earlier date as determined
by the board of directors.
Management For For  
  2.    Adjournment Proposal: Adjourn the Special Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal 1.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
8,438 0 20-Oct-2022 20-Oct-2022
  IGNYTE ACQUISITION CORP.  
  Security 45175H106       Meeting Type Special
  Ticker Symbol IGNY                  Meeting Date 31-Oct-2022
  ISIN US45175H1068       Agenda 935724876 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Charter Amendment: Amend the Company's Amended
and Restated Certificate of Incorporation, giving the
Company the right to extend the date by which it has to
consummate a business combination six (6) times for an
additional one (1) month each time, from November 1,
2022 to May 1, 2023 (i.e., for a period of time ending 27
months from the consummation of its initial public
offering).
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
3,466 0 26-Oct-2022 26-Oct-2022
  MAQUIA CAPITAL ACQUISITION CORPORATION  
  Security 56564V101       Meeting Type Special
  Ticker Symbol MAQC                  Meeting Date 03-Nov-2022
  ISIN US56564V1017       Agenda 935722909 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a Business Combination from November 7,
2022 to May 7, 2023 or such earlier date as determined
by the board of directors.
Management For For  
  2.1   Election of Class I Director: Pedro Manuel Zorrilla
Velasco
Management For For  
  2.2   Election of Class I Director: Luis Antonio Marquez-Heine Management For For  
  3.    Adjournment Proposal: Adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1 or Proposal 2.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
27,289 0 26-Oct-2022 26-Oct-2022
  OXBRIDGE ACQUISITION CORP.  
  Security G6855L109       Meeting Type Annual  
  Ticker Symbol OXAC                  Meeting Date 09-Nov-2022
  ISIN KYG6855L1095       Agenda 935725587 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Amend the Company's amended and restated
memorandum and articles of association to extend the
date that the Company has to consummate a business
combination from November 16, 2022 to August 16, 2023
(or such earlier date as determined by the Board of
Directors).
Management For For  
  2.    Adjourn the Extraordinary General Meeting to a later date
or dates, if necessary, to permit further solicitation and
vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
the other proposals.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
52,752 0 26-Oct-2022 26-Oct-2022
  GLOBAL CONSUMER ACQUISITION CORP.  
  Security 37892B108       Meeting Type Special
  Ticker Symbol GACQ                  Meeting Date 10-Nov-2022
  ISIN US37892B1089       Agenda 935721325 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    The Luminex Business Combination Proposal - To
consider and vote, assuming the Charter Proposal (as
defined below) is approved and adopted, upon a proposal
to approve the transactions contemplated under the
Luminex SPA (such proposal, the "Luminex Business
Combination Proposal"). A copy of the Luminex SPA is
attached to the proxy statement as Annex A.
Management For For  
  2.    The GP Global Business Combination Proposal - To
consider and vote, assuming the Charter Proposal is
approved and adopted, upon a proposal to approve the
transactions contemplated under the GP Global SPA
(such proposal, the "GP Global Business Combination
Proposal"). A copy of the GP Global SPA is attached to
the proxy statement as Annex B.
Management For For  
  3.    The Charter Proposal - to consider and vote, assuming
that the Luminex Business Combination Proposal is
approved and adopted, upon a proposal to approve the
proposed Second Amended and Restated Certificate of
Incorporation of GACQ, a copy of which is attached to the
proxy statement as Annex C (the "Proposed Charter,"
and such proposal, the "Charter Proposal").
Management For For  
  4a.   The Advisory Charter Proposal A - To approve and
adopt, on a non-binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Name of the Combined
Company.
Management For For  
  4b.   The Advisory Charter Proposal B - To approve and
adopt, on a non-binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Provisions Specific to a
Blank Check Company.
Management For For  
  4c.   The Advisory Charter Proposal C - To approve and
adopt, on a non- binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Authorized Shares of
Combined Company's Preferred Stock.
Management For For  
  4d.   The Advisory Charter Proposal D - To approve and
adopt, on a non-binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Voting Threshold for
Director Removal.
Management For For  
  4e.   The Advisory Charter Proposal E - To approve and
adopt, on a non-binding advisory basis, the following
material differences between the Proposed Charter and
the Current Charter, which are being presented in
accordance with the requirements of the U.S. Securities
and Exchange Commission (the "SEC") as separate sub-
proposals (which we refer to, collectively, as the
"Advisory Charter Proposals"): Business Combinations.
Management For For  
  5.    The Nasdaq Proposal - To consider and vote upon a
proposal to approve the issuance of more than 20% of
the issued and outstanding shares of GACQ Common
Stock in connection with the issuance of a maximum of
8,170,000 shares of GACQ Common Stock (subject to
adjustment as described in the Proxy Statement)
pursuant to the terms of the GP Global SPA, which will
result in a change of control, as required by Nasdaq
Listing Rule 5635(a) and 5635(b) (such proposal, the
"Nasdaq Proposal").
Management For For  
  6a.   Election of Director: Sergio Pedreiro Management For For  
  6b.   Election of Director: Rohan Ajila Management For For  
  6c.   Election of Director: Gautham Pai Management For For  
  6d.   Election of Director: Art Drogue Management For For  
  6e.   Election of Director: Tom Clausen Management For For  
  6f.   Election of Director: Dennis Tse Management For For  
  7.    The Incentive Plan Proposal - To consider and vote,
assuming the Luminex Business Combination Proposal is
approved and adopted, upon a proposal to approve the
Ascense Brands Inc. 2022 Omnibus Incentive Plan, a
copy of which is attached to the proxy statement as
Annex D, in connection with the Business Combinations
(the "Equity Incentive Plan," and such proposal, the
"Incentive Plan Proposal").
Management For For  
  8.    The Current Charter Amendment Proposal - To consider
and vote upon a proposal to modify Article SIXTH (D) in
the Current Charter in order to expand the methods that
GACQ may employ to not become subject to the "penny
stock" rules of the Securities and Exchange Commission
(such proposal, the "Current Charter Amendment
Proposal").
Management For For  
  9.    The Adjournment Proposal - To consider and vote upon a
proposal to adjourn the Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Meeting, there are not sufficient votes to approve
each of the Luminex Business Combination Proposal, GP
Global Business Combination Proposal, the Charter
Proposal, the Nasdaq Proposal, the Directors Proposal,
the Incentive Plan Proposal, and the Current Charter
Amendment Proposal (such proposal, the "Adjournment
Proposal").
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
24,752 0 31-Oct-2022 31-Oct-2022
  8I ACQUISITION 2 CORP  
  Security G2956R103       Meeting Type Special
  Ticker Symbol LAX                   Meeting Date 10-Nov-2022
  ISIN VGG2956R1038       Agenda 935723545 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    The Business Combination Proposal - To adopt and
approve the Share Purchase Agreement, dated as of
April 11, 2022, as amended on May 30, June 10, and
September 7, 2022 (the "SPA"), by and among 8i, EUDA
Health Limited, a British Virgin Islands business company
("EUDA"), Watermark Developments Limited, a British
Virgin Islands business company ("Watermark" or the
"Seller"), and Kwong Yeow Liew, acting as
Representative of the Indemnified Parties (the
"Indemnified Party Representative"), pursuant to ...(due
to space limits,see proxy material for full proposal).
Management For For  
  2a.   The Charter Proposal - To approve and adopt, subject to
and conditional on (but with immediate effect therefrom)
the approval of the Business Combination Proposal and
the Nasdaq Proposal and the consummation of the
Business Combination, the following amendments and
restatements of 8i Amended and Restated Memorandum
and Articles of Association: To amend the name of the
new Combined Company from "8i Acquisition 2 Corp." to
"EUDA Health Holdings Limited".
Management For For  
  2b.   The Charter Proposal - To approve and adopt, subject to
and conditional on (but with immediate effect therefrom)
the approval of the Business Combination Proposal and
the Nasdaq Proposal and the consummation of the
Business Combination, the following amendments and
restatements of 8i Amended and Restated Memorandum
and Articles of Association: To adopt the Amended and
Restated Memorandum and Articles of Association in the
form attached to the accompanying Proxy Statement as
"Annex B".
Management For For  
  3.    The Nasdaq Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with
applicable listing rules of the Nasdaq Global Market
("Nasdaq"), the issuance of more than 20% of the issued
and outstanding 8i Ordinary Shares and the resulting
change in control in connection with the Business
Combination.
Management For For  
  4.    DIRECTOR Management      
    1 Wei Wen Kelvin Chen     For For  
    2 Thien Su Gerald Lim     For For  
    3 David Francis Capes     For For  
    4 Alfred Lim     For For  
    5 Kim Hing Chan     For For  
  5.    The Adjournment Proposal - To approve a proposal to
adjourn the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Special Meeting, there are not sufficient votes to
approve the Business Combination Proposal, the Nasdaq
Proposal, the Directors Proposal or the Charter
Amendment Proposal.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Shares
Vote Date Date
Confirmed
  997AL97 RIVERNORTH
OPPORTUNITIE
S FUND
997AL97 STATE
STREET BANK
& TRUST CO
54,501 0 31-Oct-2022 31-Oct-2022
  VENUS ACQUISITION CORPORATION  
  Security G9420F102       Meeting Type Special
  Ticker Symbol VENA                  Meeting Date 10-Nov-2022
  ISIN KYG9420F1028       Agenda 935726109 - Management
                   
  Item Proposal Proposed
by
Vote For/Against
Management
 
  1.    Extension Proposal. Amend Venus' Amended and
Restated Memorandum and Articles of Association to
extend the date by Venus must consummate its initial
business combination to December 11, 2022, by
amending the Amended and Restated Memorandum and
Articles of Association to delete the existing Section 48.7
and 48.8 thereof and replacing it with the new Section
48.7 and 48.8 in the form set forth in Annex A of the
accompanying proxy statement.
Management For For  
  2.    Adjournment Proposal. To direct the chairman of the
Extraordinary General Meeting to adjourn the
Extraordinary General Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies if, based upon the tabulated vote at the time of
the Extraordinary General Meeting, there are not
sufficient votes to approve the Proposals 1.
Management For For  
                   
  Account
Number
Account Name Internal Account Custodian Ballot Shares Unavailable
Sha