0001398344-18-018345.txt : 20181221 0001398344-18-018345.hdr.sgml : 20181221 20181221140024 ACCESSION NUMBER: 0001398344-18-018345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181219 FILED AS OF DATE: 20181221 DATE AS OF CHANGE: 20181221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galley Patrick W. CENTRAL INDEX KEY: 0001646929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 181248883 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 4 1 fp0037987_4.xml X0306 4 2018-12-19 0 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. RIV 0001646929 Galley Patrick W. 325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654 1 0 0 0 Common Stock 2018-12-19 2018-12-19 4 A 0 2000 15.0225 A 82974 D Common Stock 2018-12-19 2018-12-19 4 A 0 1000 15.0348 A 83974 D Common Stock 2018-12-19 2018-12-19 4 A 0 2000 15.0025 A 85974 D Common Stock 2018-12-20 2018-12-20 4 A 0 2000 14.8425 A 87974 D Patrick Galley 2018-12-21