0001398344-18-018345.txt : 20181221
0001398344-18-018345.hdr.sgml : 20181221
20181221140024
ACCESSION NUMBER: 0001398344-18-018345
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181219
FILED AS OF DATE: 20181221
DATE AS OF CHANGE: 20181221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galley Patrick W.
CENTRAL INDEX KEY: 0001646929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22472
FILM NUMBER: 181248883
MAIL ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0001501072
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-1440
MAIL ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
DATE OF NAME CHANGE: 20100909
4
1
fp0037987_4.xml
X0306
4
2018-12-19
0
0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
RIV
0001646929
Galley Patrick W.
325 N. LASALLE STREET
SUITE 645
CHICAGO
IL
60654
1
0
0
0
Common Stock
2018-12-19
2018-12-19
4
A
0
2000
15.0225
A
82974
D
Common Stock
2018-12-19
2018-12-19
4
A
0
1000
15.0348
A
83974
D
Common Stock
2018-12-19
2018-12-19
4
A
0
2000
15.0025
A
85974
D
Common Stock
2018-12-20
2018-12-20
4
A
0
2000
14.8425
A
87974
D
Patrick Galley
2018-12-21