0001398344-17-014093.txt : 20171102 0001398344-17-014093.hdr.sgml : 20171102 20171102155222 ACCESSION NUMBER: 0001398344-17-014093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171004 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galley Patrick W. CENTRAL INDEX KEY: 0001646929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22472 FILM NUMBER: 171172085 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-1440 MAIL ADDRESS: STREET 1: 325 NORTH LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 4 1 fp0028996_4.xml OWNERSHIP DOCUMENT X0306 4 2017-10-04 0 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. RIV 0001646929 Galley Patrick W. 325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654 1 0 0 0 Common Stock 2017-10-04 2017-10-04 4 P 0 100 20.48 A 26034 D /s/ Patrick Galley 2017-11-02